- Wells Fargo (Coppell, TX)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Collegeville, PA)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- MetLife (Cary, NC)
- …technical issues or if additional coaching or training is required. * Must obtain FINRA Series 6 license within 90 days of hire. You are required to pass ... two exams in order to become Series 6 registered. * The initial 4 weeks will focus on SIE Test preparation, with an expected SIE test date of August 29th. *… more
- BMO Financial Group (Denver, CO)
- **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** Tamarac Square **This is a licensed position requiring the SIE, Series 6 ... _You belong here!_ + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Proactively builds and manages an assigned portfolio… more
- Raymond James Financial, Inc. (Memphis, TN)
- …(as required by FINRA) may be required depending on assigned functional area. Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... that an exemption or grandfathering cannot be applied. + ** Series 99** , or ability to obtain within 120...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Equitable (New York, NY)
- …focus. + Knowledge of state licensing requirements a plus + Knowledge of FINRA licensing requirements (SIE, Series 7, Series 6 , Series 63, Series 66) ... for excellence + Experience with FINRA examination preparation a plus + FINRA SIE, and Series 7 a plus, or ability to obtain after hire + Research and data gathering… more
- M&T Bank (Pikesville, MD)
- …including a minimum of 3 years' previous sales, sales administration, or retail banking experience FINRA Series 6 or Series 7 and Series 63 licenses ... Life/Variable Insurance (LAH) licenses **Education and Experience Preferred:** FINRA Series 7 license FINRA Series 65 or 66 licenses as appropriate M&T Bank is… more
- Huntington National Bank (Chicago, IL)
- …on investment or business lending and business sales experience + FINRA Licenses (required): ◦SIE, Series 6 or 7; Series 63 or 66, Life Insurance and ... investments or business lending and business sales experience + FINRA Licenses (required): ◦SIE, Series 6 or 7; Series 63 or 66, Life Insurance and Health… more
- Equitable (Charlotte, NC)
- …sales techniques. Concurrent with product training, PSA candidates are required to pass the Series 6 and Series 63 examinations. Once properly licensed, ... Rewards Program (https://portal.equitable.com/appentry/EDoxRedirect?node\_id=A2023013000001) **Qualifications** **Required Qualifications** * Must have Series 6 and 63 licenses or be… more
- TIAA (Dallas, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... **Work Experience** + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Licenses and Certifications** + Life… more
- BMO Financial Group (Wausau, WI)
- …degree in related field of study or an equivalent combination of education and experience. + FINRA Series 6 , 63 & 65 Licenses OR FINRA Series 7 & 66 ... licenses. + Series 24 preferred + Life and Health Insurance Producer's License. + Completed LTC Continuing Education Requirements. + Strong working knowledge of financial industry. + Technical proficiency gained through education and/or business… more
- Truist (Atlanta, GA)
- …in lieu of 53. Series 63 & 65 can be used in lieu of Series 66). 6 . Professional designation related to risk management or field of assigned business ... analytical tools as appropriate to support assessments of risk. 6 . Execute control monitoring and testing activities to assess...knowledge in field of assigned business unit(s). 5. FINRA Series 7, 24, 53, and 66 licenses ( Series… more
- MassMutual (Springfield, MA)
- …with life insurance clients, broker dealers, captive agents and/or institutions + FINRA SIE, Series 6 & 63 at time of application or must obtain within ... 6 months of hire + State Life & Health at...support experience with life insurance products + FINRA SIE, Series 6 and 63 at time of application + State Life… more
- Principal Financial Group (Charlotte, NC)
- …degree or equivalent plus 2+ years' experience, preferably in the financial services industry. + SIE, Series 6 or 7 and Series 63 & 65 or Series ... 66. Additional licensing may be required upon starting. + Successfully being approved as a registered representative by all 50 States and Washington DC. + Excellent verbal and written communication skills and the ability to establish trust and rapport easily… more
- Principal Financial Group (Des Moines, IA)
- …Are** + Bachelor's degree or equivalent experience required, plus 8+ years related work experience + FINRA Series 6 or 7, Series 63 and Series 24 or 26 ... posting will be available beyond the applicable deadline. **Original Posting Date** 6 /11/2024 **Most Recently Posted Date** 6 /11/2024 LinkedIn Remote Hashtag… more
- Thrivent Financial (Camp Hill, PA)
- …and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. + Have the flexibility to control your schedule, allowing for work-life ... balance. Desired Characteristics Our culture and our people are special. We're looking for people who are-or want to become-part of the communities where our clients live, work and worship. Whether you're a seasoned financial professional, just entering the… more
- Citizens (Rochester, NY)
- …with a minimum 3 or more years industry experience + A combination of Life and Health, Series 6 , and/or Life and Health, SIE licenses required + Must be able to ... and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II...obtain Series 7 and 66 within specific timeframe required Hours… more
- Atria Wealth Solutions (Traverse City, MI)
- …Bankers, Finance, Retirement Planning, Estate Planning, 401k, Life and Casualty, Asset Management, Wealth Management, Series 7, Series 6 Powered by JazzHR ... institutions in the country. Qualified candidates must have: + Licenses and Registrations: FINRA Series 7, 63 (65 or 66 preferred) and Insurance license + Clean U-4… more
- First Horizon Bank (Memphis, TN)
- …Internal Auditors (IIA) Standards Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.) or ability to obtain within 24 ... LICENSES, REGISTRATIONS** Certification or License required (CIA, CISA, CPA, CFA, CRCM, CIFRS, Series 6 , 7, or 24, etc.) or ability to obtain within 24 months… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …provided that an exemption or grandfathering cannot be applied. * Depending on roles function, Series 7 License, Series 6 , and/or State Insurance Licenses 2 ... - 14, to be obtained within six ( 6 ) months of hire date. **Job:** Investment Management **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization**… more
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