- Citigroup (Irving, TX)
- …for you, we encourage you to apply! Our people make all the difference in our success. Wealth is one of the five key lines of business for Citi. It is a single, ... integrated platform serving clients across the wealth continuum, from the affluent segment to ultra-high net...**Responsibilities:** Credit related work - client + As Credit Officer , review credit proposals and provide credit approvals. +… more
- Citigroup (Miami, FL)
- **Brief Description of the Organization and Role:** ** Wealth is an integration of Citi Private Bank and the Consumer Wealth organization into a single platform ... enabling Citi to serve its clients across the wealth spectrum and capitalize on Citi's industry leading capabilities to support the goal of Wealth , which is to… more
- Citigroup (Tampa, FL)
- …independently oversee, and constructively challenge first line of defense (1LoD) teams, governance , processes, and controls.** **The Data Risk Officer -- VP ... will support coverage of Citi's US Personal Banking and Wealth organizations on all elements pertaining to data risk...operational risk coverage team.** **Key Responsibilities:** **The Data Risk Officer - VP** **will ideally be an experienced risk… more
- Citigroup (Tampa, FL)
- …managing and reporting control issues with transparency. + Provide support to the Wealth Products Lead in relevant New Activity Governance forums as required ... Reporting to the Director, Global Wealth Products Lead, this position provides effective oversight...with Business Management, and through effective challenge in formal governance forums and in day-to-day interactions as well as… more
- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent ... of risks and the development of policies, procedures, and governance + Identify and assess risk, vulnerabilities, and opportunities...+ Review and assess new products and services in Wealth (Private Banking, Trust, etc.) for inherent AML risk… more
- Citizens (OH)
- …immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - RIA and Trust Fiduciary businesses with direct responsibility for ... products and services, including the investment management and due diligence risk governance processes. Candidate must possess a strong and in-depth RIA Investment… more
- JPMorgan Chase (New York, NY)
- …closed-end registered investment companies (RICs) for clients of JP Morgan Wealth Management and Investment Solutions (WMIS). Currently, JPMPI provides investment ... lead projects and teams in a dynamic market, regulatory, and internal governance environment. Job Responsibilities: + Manage and operate within the current oversight… more
- Citigroup (Irving, TX)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, ... **POSITION OBJECTIVE** Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility for oversight of US Personal Banking and Mortgage… more
- Citigroup (Jersey City, NJ)
- Citi Global Wealth (CGW) is an integration of Citi Private Bank and the Consumer Wealth organization into a single platform enabling Citi to serve its clients ... across the wealth spectrum and capitalize on Citi's industry leading capabilities...with control functions to ensure understanding of the CGW governance program. + Focus on continuous control improvements across… more
- Citigroup (Tampa, FL)
- …eventually affects the overall performance and effectiveness of the sub-function/job family **Responsibilities** Partner with Wealth Deposits and Lending ... The Business Risk and Control Officer is a strategic professional who stays abreast...+ Develop and manage risk management reporting related to governance forums. + Contribute to governance and… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will ... a reporting line to a supportive and experienced compliance officer based in New York. You will have a...information for use by the Head of Compliance in governance fora + Working with risk management colleagues to… more
- S&P Global (New York, NY)
- …and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation contact for S&P ... the Compliance & Risk function in data and technology governance forums and initiatives and assist the Data &...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- Citigroup (New Castle, DE)
- **Associate Finance Tax Analyst, Officer - Hybrid** As a bank with a brain and a soul, Citi creates economic value that is systemically responsible and in our ... local services for 84 countries. Furthermore, we manage the governance of the Citi Solutions Center Network, which serves...while modeling a customer-centric mindset. 90% of the CSS family calls one of our strategic hubs (Budapest, Costa… more
- Citigroup (O'Fallon, MO)
- US Personal Banking & Wealth Financial Crimes & Fraud Prevention ("FCFP") Control is an organization of 40+ control professionals dedicated to the design, ... & Fraud Prevention's control practices and outcomes. The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own… more
- Citigroup (Jacksonville, FL)
- …which eventually affects the overall performance and effectiveness of the sub-function/job family **Responsibilities:** + Help contribute to governance and the ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- Manulife (Boston, MA)
- …governance workstreams. This role involves close collaboration with a team of governance paralegals, the Chief Legal Officer , the Paralegal Director, and ... **Role Overview:** **The Global Wealth and Asset Management Legal Department is seeking...detail.** **What You'll Bring:** **Experience:** **4-6 years of corporate governance experience (experience with the "1940 Act" is preferred).**… more
- Citigroup (New Castle, DE)
- …banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi ... join us. We'll enable growth and progress together. The **Information Security Officer , AVP** is an intermediate level position responsible for leading efforts to… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... Cluster. It will be the primary contact for consumer banking including wealth for the US and Canada. **Responsibilities:** + Designing, developing, delivering and… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... compliance policies and procedures as part of the internal review and governance process. Review written supervisory procedures to verify they reflect current… more
- Citigroup (Queens, NY)
- …Regulatory requirements, and driving strong risk management - for USPB Risk, Wealth Risk and Legacy Franchises/Banking & International Retail Risk Management. The ... a deep understanding of information and insights critical for governance and monitoring of quantity and quality of Retail...agent for positive change with agility and flexibility. **Job Family Group:** Risk Management **Job Family :** Risk… more