- US Bank (Atlanta, GA)
- …Wealth, Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director ... Compliance audit team. This role supports the Audit Director /Senior Audit Director... audit executive that has strong knowledge of audit , risk management, and regulatory expectations (eg,… more
- Scotiabank (Dallas, TX)
- …industry leading assurance and insights to keep the Bank and our customers safe. The Director , US IT, Application and Data Audit is a member of the US ... Director , US IT, Application and Data Audit...coverage consideration and ensures the latest industry standards and regulatory requirements are incorporated to keep the audit… more
- TD Bank (New York, NY)
- …with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: ... an operating model to maximize efficiency, effectiveness and scalability + Strong regulatory remediation partnership to drive through Internal Audit Validations… more
- TD Bank (New York, NY)
- …role. **Job Description:** The role will be part of TD Securities Business Regulatory Initiatives (BRI) team which plays a lead role in coordinating the approach ... Reform, Global Codes of Conduct Principles, FMSB Standards, Cross Border activities, Regulatory Compliance Management (RCM), Regulatory Exams, Audits & Testing… more
- City National Bank (Jersey City, NJ)
- …changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data Analytics ... that provide the insights. * Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with… more
- City National Bank (Los Angeles, CA)
- …to consumer compliance. * *Relationship Building and Stakeholder Management:* Supports the Audit Director in ongoing monitoring and discussions with business ... audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results,… more
- TD Bank (New York, NY)
- …issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to ... accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure compliance.… more
- M&T Bank (Buffalo, NY)
- …including continuous auditing and validation procedures, with minimal oversight from the Senior Director - Audit and in a risk focused manner for designated ... for the department. + Work closely with the Senior Director - Audit concerning staffing, performance appraisals,...audit services, which meet the requirements of the Audit Committee and regulatory expectations. This senior… more
- First National Bank of Omaha (Omaha, NE)
- …objectives; understand root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe ... collaborates collectively with others. **About This Role:** Key Accountabilities: ** Audit Oversight and Consulting:** Maintain a comprehensive knowledge of banking… more
- MUFG (Tempe, AZ)
- … Bank , Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP") in the Issues Management Operations ... core compliance and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: + Identification of… more
- Bank of America (New York, NY)
- …of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Director --EAC-Compliance Operational-Risk-Manager\_25046582) **Job Description:** ... Director ; EAC Compliance & Operational Risk Manager New...control environment and creating new procedures to adapt to regulatory changes. + Collaborate with internal audit … more
- M&T Bank (Buffalo, NY)
- …application of technical accounting rules related to financial services industry. FASB/SEC/ Regulatory accounting/reporting \#LI-RS1 M&T Bank is committed to ... **Overview:** Group Director of three Product Controllers and their support...their support staff for M&T's major business lines: Commercial Bank , Retail Bank and Institutional Services and… more
- M&T Bank (Buffalo, NY)
- …and Federal Regulatory Agencies, and support organizations such as Internal Audit and Legal. + Identify program gaps and develop remediation plans to address ... develop and improve training and materials utilized by the department and/or the Bank . + Direct participation in specific regulatory inquiries, examinations and… more
- TD Bank (New York, NY)
- …products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS ... is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations....will work with you to meet your needs. The Director Governance & Control partners with the Business and… more
- Columbia Bank (Irvine, CA)
- …in partnership with CRE Managers in order to manage risk exposure consistent with bank loan quality guidelines that results in audit readiness. * Collaborates, ... CRE Underwriting Director Commercial Banking Irvine, California **Description** **About Us:** At Columbia Bank , we create a great place to work by offering a… more
- M&T Bank (Buffalo, NY)
- …ensuring the quality and performance of the loan portfolio align with the bank 's risk appetite and regulatory requirements. **Primary Responsibilities:** + Lead ... Buffalo, NY **Overview:** The Leveraged Lending Commercial Credit Regional Segment Director is responsible for overseeing the credit risk management, underwriting… more
- US Bank (Minneapolis, MN)
- …new skills and discover what you excel at-all from Day One. **Job Description** US Bank is seeking an experienced Model Validation Director for our Treasury & ... At US Bank , we're on a journey to do our...with key stakeholders throughout validation process, regulators and internal audit to discuss justification and reasoning behind validation and… more
- Bank OZK (Little Rock, AR)
- Why Bank OZK Founded on a legacy of more than 120 years in banking, Bank OZK is much more than just a company. We're nationally recognized as an industry leader ... insurance as well as special perks and discounts. Learn more about Bank OZK benefits (https://careers.ozk.com/benefits) . Job Purpose & Scope Responsible for… more
- Huntington National Bank (New York, NY)
- …financial statements, conducting credit checks and assuring loan meets all policy and regulatory requirements. + Promote and cross-sell other bank products and ... Description Summary: The Managing Director - Warehouse Lending for CSG - Corporate...of the Corporate Mortgage Finance Group vertical for Huntington Bank and will serve as a point person in… more
- Huntington National Bank (Columbus, OH)
- Description Summary: The Huntington Loan Center (HLC) Director is responsible for all aspects of Business Credit Underwriting, reporting, adherence to regulation and ... delivery of credit products to the Consumer and Regional Bank as well as the several commercial segments who...credit risk administration and CRB Sales. + Liaison to regulatory oversite including the OCC, CFPB, and Fed Reserve… more