- Unknown (New York, NY)
- …of defense. Applicants should have a minimum of 5 years' experience in front office controls testing, internal audit, external audit, or similar disciplines, ... Assistance Services Risk Analysis Home Ownership Lending Services Financial Trading Foreign Trade Mobile Communication Blockchain Regulatory Affairs Sustainability… more
- Unknown (New York, NY)
- …and expanding the Central Risk platform, and a broader mandate that includes front - office and operational systems. The successful candidate will be tasked with ... stakeholders. Prior experience in hedge funds, asset management, or trading systems is highly desirable. Hiring Manager ...or trading systems is highly desirable. Hiring Manager Title CTO Travel Percent Less than 10% Functions… more
- JPMorgan Chase (New York, NY)
- …& Investment Bank, you will oversee and govern the control environment, facilitate Front Office supervision, and prepare the business for regulatory exams and ... (CIB) Chief Financial Officer and the Oversight and Control Office . Our team focuses on Risk Identification & Assessment,...Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates & Fixed Income Financing (FIF)… more
- TD Bank (NY)
- …Liaise closely with other business partners including Treasury, Balance Sheet Management, Front Office , other second-line of defense risk partners, and Internal ... details for this role. **Job Description:** **Preferred Qualifications:** Focus on Non- Trading Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance… more
- JPMorgan Chase (New York, NY)
- …Series 24 + Basic understanding of trade-life cycle, equity & markets + Prior front office exposure preferred + Experience with data analysis or familiarity with ... across compliance domains while working with diverse stakeholders including trading supervisors and product managers. Responsibilities include maintaining a… more
- SMBC (New York, NY)
- …experience in the financial industry to lead audit coverage of Front Office and associated support functions including Sales, Trading , risk management and ... swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and...+ Experience related to auditing Capital Markets and Securities front office teams + Strong understanding of… more
- JPMorgan Chase (New York, NY)
- … functions for alternatives products. You will act as a key liaison between front office teams, internal support groups, and external vendors, ensuring smooth ... of asset management. As an Asset Management Alternatives Middle Office Operations - Associate on the Trade Lifecycle team,...years of relevant alternatives operations experience at an asset manager + Collaborative team player who thrives in an… more
- NextEra Energy (Houston, TX)
- … Front Office Sr. Business Analyst with expertise in front office business operations and the Endur trading and risk management system. As a ... + Hands on experience with Endur APM, Deal Templates, Trading Explorer, and RTPE manager . + Practical...meet the specific needs of the Front Office . + Monitor and analyze trading activities,… more
- CalSTRS (Sacramento, CA)
- …general direction of the Portfolio Manager , the Associate Portfolio Manager provides independent analysis, consultation and securities trading regarding the ... Job Posting: Associate Portfolio Manager , Fixed Income State Teachers' Retirement System JC-499715...transactions in order to reduce risks associated with insider trading , front running, and misusing material non-public… more
- Scotiabank (New York, NY)
- …instrumental in the business review process. + Have significant interaction with the front office to solidify a strong cooperative relationship between risk and ... MBS/TBA's, CMO's, Non-Agency RMBS, as well as Whole Loan Trading . The risk manager will be part...the front office . This aspect also involves participation...the front office . This aspect also involves participation in the setting… more
- CalSTRS (Sacramento, CA)
- … trading transactions in order to reduce risks associated with insider trading , front running, and misusing material non-public information. Upon accepting a ... Job Posting: Research Data Manager State Teachers' Retirement System JC-494339 - Research.... **Working Conditions** CalSTRS offers a hybrid approach including in- office and remote work solutions based on business needs.… more
- CalSTRS (Sacramento, CA)
- … trading transactions in order to reduce risks associated with insider trading , front running, and misusing material non-public information. Upon accepting a ... Job Posting: Associate Portfolio Manager , Infrastructure (Inflation Sensitive) State Teachers' Retirement System.... **Working Conditions** CalSTRS offers a hybrid approach including in- office and remote work solutions based on business needs.… more
- CalSTRS (Sacramento, CA)
- … trading transactions in order to reduce risks associated with insider trading , front running, and misusing material non-public information. Upon accepting a ... Job Posting: Senior Portfolio Manager , Total Fund Management State Teachers' Retirement System.... **Working Conditions** CalSTRS offers a hybrid approach including in- office and remote work solutions based on business needs.… more
- Scotiabank (New York, NY)
- … trading activities. Assess the trading and sales practices controls within Front Office units and overall trading management oversight. + Review ... Audit Manager , US Capital Markets **Requisition ID:** 240530 **Salary...traded products valuations based on an understanding of the trading strategies and products. + Assess the effectiveness of… more
- Scotiabank (New York, NY)
- …newly created systems and existing systems; liaising with different stakeholders from front to back office , to externals (auditors, regulators). Offered salary ... Senior Manager , US Counterparty Credit Risk **Requisition ID:** 234013...communicate to Trade Floor Risk Management (TFRM) management on trading risks, trader sentiment and market conditions. Manage daily… more
- Bank of America (Charlotte, NC)
- …intermediaries, client onboarding, and complex transaction structures. + Knowledge of front -to-back trade flows and how trading desks, sales, operations, ... include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to...manager will provide you with information on the in- office expectations associated with your role. These expectations are… more
- MUFG (New York, NY)
- …desks alongside the Head of Global Markets Business Management + Ensuring that the Front Office Sales & Trading roles, responsibilities, processes and ... will provide more details. **Job Summary** : The Business Manager - (D) will, together with existing Business Management...are synched + Participate and provide business knowledge into Front Office Control working groups and forums… more
- TD Bank (New York, NY)
- …role at the intersection of data engineering, analytics, and front - office decision-making. You'll work with Equities Sales, Trading , Research, senior ... to join our Equities Client Strategy & Analytics / Front Office Global Markets team. This is...market share metrics (Coalition, McLagan), broker votes, and internal trading /sales data. + **Deliver front -end analytics** :… more
- SMBC (New York, NY)
- …Structured Debt Businesses (Corporate & Investment Banking). We are looking to hire a new Front Office Business Manager . A successful hire will: + Support ... to deliver business unit message to Front Office management and Sales and Trading Leadership supporting growth initiatives + Lead the preparation of… more
- Huntington National Bank (Columbus, OH)
- …control self-assessments and managing process documentation across the Capital Markets front office segments. Duties & Responsibilities: + Foreign Exchange ... Description Huntington Bank Associate Director, Middle Office Capital Markets will ensure accurate and compliant onboarding of clients Foreign Exchange (FX),… more
