- SBB Research Group (Northbrook, IL)
- …an investment management firm. Solid understanding of the asset management industry, securities markets, and private equity funds. Experience with fund operations is ... portfolio company executives, and investors. In-depth knowledge of all federal securities laws, with demonstrated strength in the Investment Advisers Act of… more
- Terns Pharmaceuticals (San Mateo, CA)
- …records in legal databases. Conduct research and draft summaries related to securities laws, biotech and corporate governance trends. Prepare and execute NDAs, CDAs, ... operations. In-depth experience and understanding of public company governance, securities law compliance, preparation of corporate disclosures, and Board processes.… more
- Tools for Humanity (San Francisco, CA)
- …and other partners to ensure regulatory compliance in areas such as securities , AML/CFT, consumer protection, litigation, trade, intellectual property, and labor. We ... value creativity, curiosity, and a shared sense of urgency and purpose. About the Opportunity: We are seeking an experienced and Legal Operations Manager to join our dynamic legal team at Tools for Humanity. This is a unique opportunity to shape our legal… more
- LOS ANGELES CAPITAL MANAGEMENT LLC (Los Angeles, CA)
- …developing models for measuring and forecasting return and risk of global equity securities . The Firm manages approximately $34.2 billion as of June 30, 2025, across ... a wide variety of public equity strategies designed to meet institutional client return and risk objectives. The Firm has been ranked for seven years in a row by Pensions and Investments as one of the "Best Places to Work in Money Management." The Firm's… more
- CannabizTeam (San Diego, CA)
- …initial & amended articles of incorporation, stock certificates, and other securities , buy-sell agreements, closing papers and binders, deeds, and trust instruments ... for review, approval, and use by the company general counsel. Assists with coordinating meetings with board, committee, and executive teams, including preparing agendas and taking meeting minutes, if needed. Assists with litigation communications with outside… more
- NYL Ragsdale Group (Newark, DE)
- …degree in Business Administration is a mandatory requirement *Future acquisition of Securities Licenses (SIE, 6, and 63) is necessary for this position *Consistently ... meeting performance targets is a prerequisite for maintaining eligibility for this role more
- DWS Group (New York, NY)
- …the individual will primarily focus on trading Non-Agency Securitized Credit Securities for mutual funds, institutional accounts and ETFs Your Key Responsibilities: ... Provide the Portfolio Management and broader investment platform with trade execution services, dissemination of market color for Securitized Products (ABS, CLO, CMBS, RMBS) with a primary product focus on ABS and CLO. Communicate market color, relative value… more
- CWCapital (Washington, DC)
- …will also perform credit analyses on pools of commercial mortgage-backed securities (CMBS), with exposure to both agency and non-agency debt. ... Duties/Responsibilities: Build and maintain Excel models to evaluate property cash flows and valuations across various commercial real estate asset classes. Conduct asset valuations through in-depth market research, including comparable property and industry… more
- City National Bank (Newark, DE)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the ... SEI Private Trust Company such as Document Imaging, Note Processing, Handling of physical securities and Fee Processing. WHAT WILL YOU DO? * Acts as a liaison with… more
- HUB International (Chicago, IL)
- …ROLE** Join our growing team! Hub is looking for an **Associate General Counsel, Securities and Deputy Corporate Secretary** , who will play an important role in the ... preparation for future securities offerings and advise on a wide range of...offerings and advise on a wide range of other securities -related matters, including regulatory compliance, SEC and SOX compliance,… more
- JPMorgan Chase (New York, NY)
- …for a top tier financial institution that does cutting-edge work. As a Securities Services Attorney - Executive Director on JPMorgan's Securities Services legal ... team, you will provide legal support across our diverse Securities Services business. While the full platform includes Custody, Fund Services, ETFs, Agency … more
- Citigroup (New York, NY)
- Securities Finance Quant Trader - New York Securities Finance encompasses the Agency Securities Lending (ASL), Directed Agent Investment Services (DAIS), and ... investors to enhance their portfolio returns through intrinsic value securities lending, liquidity management, and collateral optimization. Citi's key strengths… more
- Citigroup (Getzville, NY)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems ... which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various...net asset value, reconciling cash and holdings, and pricing securities + Offer advanced solutions for assigned securities… more
- JPMorgan Chase (New York, NY)
- …journey starts with their very first interaction-the job advertisement. As an Agency Securities Lending Fixed Income Trader, you will be responsible for trading a ... variety of government and credit securities across the Americas. This includes executing trades, engaging with borrowers, and optimizing client lending performance.… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Bristol Myers Squibb (Princeton, NJ)
- …Read more: careers.bms.com/working-with-us . **Position:** Senior Corporate Counsel, Strategy, Securities , Governance & Purpose Law (Senior Director) **Location** : ... Princeton, New Jersey (LVL) **Position Summary** The Senior Corporate Counsel, Strategy, Securities , Governance & Purpose Law will provide legal counsel relating to… more
- 3M (Maplewood, MN)
- **Job Description:** **Director, Assistant General Counsel - Corporate & Securities ** **Collaborate with Innovative 3Mers Around the World** Choosing where to start ... this Role** As Assistant General Counsel - Corporate & Securities , you will have the opportunity to tap into...world. Here, you will make an impact by: + Securities law expertise - counseling in the area of… more
- Eaton Corporation (Beachwood, OH)
- Eaton's legal organization is hiring a Counsel, Securities and Governance in Beachwood, Ohio at the US Headquarters. **What you'll do:** The Counsel, Securities ... will support the Company's general corporate law matters primarily focusing on securities and corporate governance. This role involves providing legal support to… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...Calgary, Vancouver, New York, London and Singapore. At TD Securities , the Syndicated and Leveraged Finance function is an… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Associate is a part of the Trust Operations team that assists in the safekeeping and valuation for securities in our Asset ... scenarios while maintaining flexibility and adaptability to client needs. Our Securities Services Operations Associates are motivated to be self-driven and enjoy… more
