- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate in Account Opening and Maintenance (AOM) in Investment Operations as part ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Associate is a part of the Trust & Custody Operations team that supports the Corporate Trust and Institutional Custody ... team provides trading support for our custody and trust customers. The Securities Services Operations Associates have a specific and impactful function for… more
- Citigroup (Tampa, FL)
- …Pension Funds, Public Funds, Sovereign Wealth Funds, and Central Banks. The Securities & Derivatives Associate Analyst is a developing professional role. ... for securities transaction processing execution * Typically related to Securities Clearance Settlement and Derivative Operations * This may include… more
- SMBC (White Plains, NY)
- …Description** The Securities unit is a part of the Treasury Operations group within BCDAD and is responsible for the confirmation, settlement, clearance and ... treasury bills, treasury bonds, tri-party repos and mortgage backed securities . The Associate is responsible for managing...policies, and procedures are followed as they relate to operations + Assists staff to ensure payment processing is… more
- Citigroup (Getzville, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is… more
- AbbVie (North Chicago, IL)
- …team player who can also independently manage complex, fast-paced legal assignments. The Associate General Counsel, Securities and Finance attorney will join a ... skills and a demonstrated ability to advise corporate functions on key securities and finance-related matters. The ideal candidate will be a detail-oriented,… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Securities Operations Analyst - TRADE/Finance to join their team. As a ... Securities Operations Analyst - TRADE/Finance, you will...stakeholder expectations in a fast-paced environment **What's Needed?** + Associate Degree or higher in a relevant field +… more
- Carnival Cruise Line (Miami, FL)
- **Essential Functions:** + To provide high quality, experienced legal advice on securities laws, corporate governance and financing matters. + Assist with corporate ... diligence and entity management. + Keep management informed of changes in securities laws and regulations. **Qualifications:** + A Juris Doctor (JD) from accredited… more
- JPMorgan Chase (Jersey City, NJ)
- Join us as a CIB Securities Services Ops - Business Analyst, Associate and help shape the future of data-driven decision-making at JPMorgan Chase. You will have ... our organization and your professional journey. As a CIB Securities Services Ops - Business Analyst, Associate ...three years of experience in the financial industry, banking operations , or a related field + Minimum two years… more
- JPMorgan Chase (Jersey City, NJ)
- …marketing language** Be part of a global leader in investment banking and securities services, where your expertise will shape the future of private markets fund ... and make a meaningful impact for our clients worldwide. As a Product Management Associate in Private Fund Services, you will help govern and define our private… more
- TD Bank (New York, NY)
- …role. **Job Description:** The TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer) to join the new Trade Surveillance team. ... as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory team by...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- JPMorgan Chase (Jersey City, NJ)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... clients across all alternative asset classes. As a Private Equity Fund Admin Associate within our client administration team, you will support all facets of daily… more
- JPMorgan Chase (Boston, MA)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... all alternative asset classes. **Job Summary:** As a Private Equity Fund Admin Associate within our client administration team, you will support the management of… more
- TD Bank (New York, NY)
- …related experience + JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and regulations, ... the firm. + Proficient in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …and/or confidential material requiring discretion **Education & Experience:** + Associate 's degree and/or Bachelor's degree or progressive work experience in ... and administrative skills + Knowledge of division organization, terminology and operations + Ability to work independently + Strong organizational skills, with… more
- JPMorgan Chase (Boston, MA)
- Join JPMorganChase as a Fund Servicing Associate II and be at the forefront of enhancing our operational services in fund accounting and administration. This role ... values innovation and continuous improvement. As a Fund Servicing Associate ll within JPMorganChase, you will play a pivotal...play a pivotal role in enhancing our fund servicing operations . Leveraging your broad knowledge of fund accounting and… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As an Accounting Associate Senior within PNC's Capital Markets Finance organization, you will be based in ... PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to...management. Key stakeholders include Bank Accounting, LOB Finance, Risk, Operations , Compliance and Legal. * Participate in the annual… more
- SMBC (New York, NY)
- …compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations , products and services. ... + Ability to communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Ability to manage multiple assignments and… more
- BlackRock (New York, NY)
- …Index Investments, Global Trading, ETF Markets, and Liquidity & Financing ( Securities Lending, Cash Management, Securities Financing) functions, and is ... and strategic way. Within BGM, the Liquidity & Financing (L&F) pillar combines Securities Lending, Securities Financing, and Cash Management, with a mandate to… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include… more