- MUFG (Irving, TX)
- …transaction risks based upon this analysis. _Additional duties as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager ... audit and regulatory examination reviews. Under the direction of the assigned AML Department Manager, ensure compliance with federal information sharing requests… more
- Scotiabank (New York, NY)
- Associate Director ( Vice President ) Risk Solutions Group, Global...Origination team, which is a Private Side Group. A VP in DPG is a Coverage Officer ... to results, in an inclusive and high-performing culture. **Title: Associate Director ( Vice President ) Risk Solutions Group, Global Banking & Markets** **Global… more
- MUFG (Irving, TX)
- …Delivery (DIA-ID) team, which is part of the GFCD Operations Financial Crime Compliance - Data Analytics (FCC-DA) function, this new position has been created for ... control of ad-hoc reports in support of GFCD teams such as Sanctions, AML Advisory, and Complex Investigations teams. Additionally, this position will be responsible… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- MUFG (Tempe, AZ)
- …provide more details. Regional Financial Crimes Office - Americas Planning and Operations - VP Reporting to the Managing Director, BSA Officer and Head of ... Regional Financial Crimes for the Americas (RFCO), the VP of RFCO Planning and Operations is responsible for...risk management or related field + Strong knowledge of BSA/ AML banking regulations and financial crimes compliance … more
- JPMorgan Chase (Jersey City, NJ)
- …equivalent work experience in financial services. + 5 - 10 years relevant experience in AML /KYC. Final Job Grade and officer title will be determined at time of ... transformative KYC initiatives that elevate operational excellence, ensure regulatory compliance , and modernize processes-driving our strategic vision forward with… more
- JPMorgan Chase (Tampa, FL)
- …issues **Preferred qualifications, skills, and capabilities:** + Prior experience in KYC, AML , Compliance , Audit, Risk, Controls, or related fields + Familiarity ... of safeguarding JP Morgan's reputation and financial assets by ensuring strict compliance with a wide range of regulations. Through a robust Global Operating… more
- Citigroup (Miami, FL)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management ... The Business Risk Officer is a strategic professional who stays abreast...applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7, 66… more
- Mastercard (Harrison, NY)
- …within the MTS control framework. Key Responsibilities: 1. Report and work closely with the Vice President , BSA/ AML Officer for North Americas to ... Analyst must be knowledgeable and skilled in the relevant AML /CFT/Sanctions Compliance areas. The FIU Senior Analyst... areas. The FIU Senior Analyst will assist the BSA/ AML Officer for North Americas to develop… more
- Mastercard (Harrison, NY)
- …and non-regulated payment flows, including crypto-related services. This role reports directly to the Vice President , BSA/ AML Officer , MTS and will ... stablecoins, and money transfer systems. * Strong understanding of crypto compliance ( AML , KYC, Sanctions, transaction monitoring, investigations), ideally… more
- DHL Express, Inc. (Washington, DC)
- … for Global Customs for DHL Global Forwarding, the Supply Chain Divisional Compliance Officer , the Vice President and Head of Customs and Trade ... tariff policy, US import laws, FMC, TSA, DOT, data protection, cybersecurity, AML , US Government contracting requirements, and other regulatory matters). + Lead on… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC is responsible… more
- MUFG (Tempe, AZ)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and...review and monitoring of workflows of the Unit, assist VP in running daily operations and controls, and ensure… more