• Senior Associate, Consumer Compliance

    KPMG (Boston, MA)
    …addressing enterprise-wide compliance with one or a combination of the following: consumer protection regulations, safety and soundness, other guidance issued by ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118208 - 40 **Function:** Advisory **Area of Interest:** **State:** MA **City:**… more
    KPMG (09/13/24)
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  • Director, Consumer Compliance

    KPMG (Boston, MA)
    …addressing enterprise-wide compliance with one or a combination of the following: consumer protection regulations, safety and soundness, other guidance issued by ... **Business Title:** Director, Consumer Compliance **Requisition Number:** 118205 - 40 **Function:** Advisory **Area of Interest:** **State:** MA **City:** Boston… more
    KPMG (09/13/24)
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  • FINRA / Securities Specialist Investigator III

    Citizens (Boston, MA)
    …Indenture Act, Investment Advisers Act, Sarbanes-Oxley Act, Dodd-Frank Wall Street Reform and Consumer Protection Act, Bank Secrecy Act, Best Execution Rule ( ... factual record supported by a clear legal framework in non -complex matters. + Provide clear and accurate written investigation...degree in finance or related field + Certified Fraud Examiner certification preferred. Hours & Work Schedule Hours per… more
    Citizens (09/20/24)
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