- Unknown (New York, NY)
- …in supporting the Chief Operating Officer in the oversight of regulatory , compliance , and governance issues across various insurance carriers. This includes ... Assistant General Counsel, Compliance and Regulatory About the Company...compliance calendars and supporting the development of internal compliance testing programs. Applicants must have a… more
- Unknown (New York, NY)
- Vice President, Compliance Officer About the Company Globally recognized alternative investment management firm Industry Investment Management Type Privately ... The Company is in search of a Vice President, Compliance Officer to join its global ...supporting the development, execution, and enhancement of the firm's compliance framework to meet various global regulatory … more
- Unknown (Fort Worth, TX)
- Chief Compliance Officer (CCO) About the Company Accomplished broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking ... a Chief Compliance Officer (CCO) to join their team....involves acting as the direct supervisor of the company's Regulatory Compliance and Financial Crimes Compliance… more
- Unknown (West Palm Beach, FL)
- Controller and Chief Compliance Officer (CCO) About the Company Well-regarded private equity firm Industry Venture Capital & Private Equity Type Private Equity ... Company is in search of a Controller and Chief Compliance Officer (CCO) to join its team....in line with GAAP, and maintaining high standards of regulatory compliance . The Controller and CCO will… more
- Unknown (Manhattan, NY)
- Associate Vice President, Corporate Compliance Officer About the Company Prominent commercial bank Industry Banking Type Privately Held About the Role The ... Company is seeking an Associate Vice President, Corporate Compliance Officer to join their team. The successful candidate will be responsible for assisting in… more
- Unknown (Oklahoma City, OK)
- …governance of compliance testing and monitoring programs. Hiring Manager Title Chief Compliance Officer Travel Percent Less than 10% Functions Finance ... adherence to all aspects of consumer protection, fair lending practices, and regulatory compliance within its banking operations. The successful candidate will… more
- Unknown (Chicago, IL)
- … will also be responsible for high-quality credit analysis, portfolio stress testing , and ensuring compliance with regulatory standards. Additionally, ... and loan policies, as well as to interpret and apply regulatory standards. The Chief Credit Officer will also be involved in maintaining relationships with the… more
- Unknown (Oklahoma City, OK)
- …quality of the lending portfolio. This includes high-quality credit analysis, portfolio stress testing , and compliance with loan growth goals. The Chief Credit ... and will assist in coordinating external loan audits and regulatory examinations. Applicants for the Chief Credit Officer... regulatory examinations. Applicants for the Chief Credit Officer position at the company should have a Bachelor's… more
- USAA (Chesapeake, VA)
- …and implementing responses to meet business challenges, including projection of regulatory performance and compliance . Collaborates with other CFO functions, ... special and impactful. The Opportunity The VP, Senior Financial Officer (SFO) for Property & Casualty (P&C) leads a...insights and aligning with the broader business strategy and regulatory expectations. Leads operations of the SFO team, ensuring… more
- Unknown (Bridgeport, CT)
- Chief Risk Officer (CRO) About the Company Well-established bank Industry Banking Type Privately Held About the Role The Company is in search of a Chief Risk ... Officer (CRO) to lead its credit and risk management...with the organization's growth and service objectives while ensuring compliance with all relevant laws and regulations. This includes… more
- Unknown (Carlsbad, NM)
- …and community leaders. The CEO will also be tasked with maintaining regulatory compliance , driving operational excellence, and leading initiatives to improve ... Chief Executive Officer (CEO) About the Company Pioneering operator of...Medical Transportation & Services Healthcare Hospitals & Clinics Medical Testing & Clinical Laboratories Medical Care Medical Centers Emergency… more
- Unknown (Waltham, MA)
- …as is the ability to work effectively in a corporate setting and ensure compliance with all legal and regulatory requirements. Hiring Manager Title Chief ... and payors, to provide evidence-based education on the clinical benefits of the company's testing . Candidates for the VP position must have an MD, DO, or MD/Ph.D.… more
- MUFG (Irving, TX)
- … Risk Management function. This position executes a compliance testing program designed to meet heightening regulatory standards and expectations ... & Trading business units with focus on the Markets Compliance program. The Compliance Officer ...Minimum of 5 to 7 years' experience in audit, regulatory examination, compliance testing , or… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- Zions Bancorporation (Salt Lake City, UT)
- …the talent; we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & ... and exciting divisions of Zions Bancorporation. A position as a MLW Risk and Compliance Testing Officer will provide unique opportunities to collaborate… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- MetLife (Philadelphia, PA)
- … Compliance Officer to join the team. The Compliance Officer will be primarily responsible for key regulatory compliance activities including ... filings, regulatory change management, licensing and registration, and core regulatory compliance programs. This role will work closely with the MIM… more
- CIBC (Chicago, IL)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Regulatory Compliance Management (RCM) Officer will assist ... compliance risk in the US Region. The RCM Officer will support the US RCM Program Manager to...You have 5+ years' experience in regulatory compliance , risk management, or compliance audit/ testing… more
- KeyBank (Brooklyn, OH)
- …wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines...risk management strategies with respect to the execution of testing against applicable OCC regulatory expectations and… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... testing activities. This role validates the effectiveness of operational and regulatory controls to ensure the bank's compliance with internal policies and… more
