- Unknown (New York, NY)
- Assistant General Counsel, Private Equity & Investment Management About the Company Globally-recognized investment management firm Industry Financial ... Services Type Public Company Founded 1939 Employees 1001-5000 Categories Financial Services Investment Management Asset Management Consulting & Professional… more
- Unknown (Phoenix, AZ)
- …Accounting or similar ERP systems is preferred, and a background in the alternative investment management industry, particularly in real estate or REITs, is a ... successful candidate will be responsible for the oversight and management of investment accounting for real estate...teams to ensure the highest standards of performance and compliance . Candidates for this position should have a Bachelor's… more
- Unknown (New York, NY)
- …Services Insurance Savings & Investing Consulting & Professional Services Investing Investment Management Financial Advisers Tax Services Risk Analysis Employee ... flows in alignment with insurance liability obligations, and creating and enforcing investment guidelines to ensure compliance with regulatory frameworks. The… more
- Unknown (Austin, TX)
- …and other related professional organizations. This role involves supervising and ensuring that investment staff are in compliance with state statutes and company ... The ideal candidate will have a strong background in investment analysis and management , with a focus...contribute to the strategic goals of the company. Hiring Manager Title Director of Economic Development & Strategic Investments… more
- Unknown (New York, NY)
- Vice President, Compliance - Conflicts Manager , Global Control Room About the Company Nationally acclaimed banking organization Industry Banking Type Non Profit ... Founded 1852 Employees 10,001+ Categories Banking Wealth Management Banking & Mortgages Financial Services Consulting & Professional...The Company is in search of a Vice President, Compliance - Conflicts Manager for its Global… more
- Unknown (Chicago, IL)
- …the firm's strategic goals. Hiring Manager Title Chief Executive Officer Travel Percent Less than 10% Functions General Management Business Development Strategy ... Managing Director, Residential Investment About the Company Prestigious real estate organization...team, creating and executing business plans, and overseeing the management of developments from inception to completion. The role… more
- Larson Wealth Partners, LLC (Indianapolis, IN)
- …risk, and tax impact. Collaboration & Oversight Partner closely with the Investment Team, Operations, and Compliance to maintain accuracy and control. ... Role Larson Financial Holdings is seeking a Senior Trader to join our Investment Team and take ownership of day-to-day execution across equities and derivatives.… more
- Unknown (New York, NY)
- Executive Director, Cash Management Product Manager , Payables & Receivables About the Company Internationally recognized banking group Industry Financial ... include leading the enhancement of core capabilities, overseeing product lifecycle management , and ensuring compliance with regulatory standards and internal… more
- Unknown (New York, NY)
- …Retirement & Private Wealth About the Company Profitable insurance brokerage providing investment & wealth management solutions Industry Insurance Type Privately ... successful candidate will be responsible for implementing, updating, and maintaining SEC investment advisor and FINRA compliance policies and procedures. This… more
- Unknown (Tampa, FL)
- …Financial Services Finance Banking Wealth Management Banking & Mortgages Asset Management Investment Banking Investment Management Venture Capital ... Vice President, Compliance & Operational Risk Testing About the Company...Insurance Credit Specialties consumer & community banking corporate and investment bank asset management private banking and… more
- Unknown (Tampa, FL)
- …Financial Services Finance Banking Wealth Management Banking & Mortgages Asset Management Investment Banking Investment Management Venture Capital ... Vice President, Compliance & Operations Risk Testing About the Company...Insurance Credit Specialties consumer & community banking corporate and investment bank asset management private banking and… more
- Unknown (San Diego, CA)
- Chief Compliance Officer & Head of Anti-Money Laundering About the Company Dynamic investment advisory firm specializing in cryptocurrency & blockchain services ... 11-50 Specialties cryptocurrency blockchain venture capital post-ico consulting asset management treasury management hedge fund security tokens...Role The Company is in search of a Chief Compliance Officer (CCO) to take on a pivotal role… more
- Unknown (El Monte, CA)
- …methodologies, project management , and excellent communication skills. The VP, Senior Manager will be expected to have a solid understanding of the audit and ... Vice President, Professional Practices Senior Audit Manager About the Company Expanding banking institution Industry Banking Type Privately Held Founded 1962… more
- Unknown (New York, NY)
- …candidate will have a background in compliance within a buy-side asset manager , investment bank, regulator, or consultancy firm, and possess strong technical ... Vice President, Compliance About the Company Successful asset management...Banking Consulting Crowdfunding Finance Financial Services FinTech Internet Risk Management Investment Management Consulting &… more
- Unknown (Jersey City, NJ)
- …Private Equity-backed Founded 1848 Employees 10,001+ Categories Financial Services Asset Management Banking & Mortgages Investment Banking Consulting & ... Vice President, Senior Compliance Officer About the Company Recognized banking organization with an international presence Industry Banking Type Privately Held,… more
- Unknown (Tempe, AZ)
- …responsible for leading and managing various activities essential for the effective management of compliance risk within the organization. This includes engaging ... in regulatory data management , compliance risk committee, regulatory change ...cross-functional teams, and a commitment to continuous improvement in compliance practices. Hiring Manager Title Head of… more
- Unknown (El Monte, CA)
- Vice President, Professional Practices Senior Audit Manager About the Company Expanding banking institution Industry Banking Type Privately Held Founded 1962 ... Banking & Mortgages Banking Finance Holding Companies Specialties personal banking investment services business and commercial banking and foreign exchange About the… more
- Unknown (Boston, MA)
- Head of Compliance About the Company Accomplished asset management company Industry Financial Services Type Privately Held About the Role The Company is seeking ... with a JD being desirable. Deep expertise in the Investment Advisers Act of 1940 for a Registered ...closely with global team members to ensure the company's compliance standards are met. Hiring Manager Title… more
- Empower (Milwaukee, WI)
- …achieve financial freedom. Empower Yourself. The Enterprise Facilities Engineering Manager leads day-to-day engineering operations across Empower's global sites, ... air handlers, generators, UPS systems, and electrical switchgear Ensure compliance with safety, environmental, and regulatory standards across all facilities… more
- Unknown (New York, NY)
- Senior Vice President, Compliance About the Company Globally-recognized investment bank Industry Investment Banking Type Public Company Founded 2015 ... Employees 501-1000 Categories Investment Banking Consulting & Professional Services B2B Marketplace About...Company is in search of a Senior Vice President, Compliance to take on the role of Anti-Money Laundering… more
