• MARSH & MCLENNAN COMPANIES, INC (New York, NY)
    MMC Securities Lead Compliance Officer: As a Lead Compliance Officer of MMC Securities LLC, a FINRA broker-dealer, SEC registered investment adviser and NFA ... Inc., you will be responsible for the overall securities compliance program of the firm. This position reports to...firm. Duties include maintaining, implementing and enhancing the firm's compliance program to ensure compliance with all… more
    CareerBuilder (11/07/17)
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  • MARSH & MCLENNAN COMPANIES, INC (New York, NY)
    Position Summary: The Senior Compliance Officer is responsible for supporting the compliance agenda for an SEC registered investment adviser and FINRA ... specialized advice. Specifically, by contributing to the development of the compliance infrastructure of the investment advisory and broker-dealer lines of business.… more
    CareerBuilder (11/07/17)
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  • Apple Bank for Savings (New York, NY)
    CONSUMER COMPLIANCE ANALYST New York, NY JOB SUMMARY: The Consume Compliance Analyst is responsible for the continuous monitoring of reports generated under the ... Bank's Consumer Compliance Management System. He/she interacts with management to obtain...reports relative to activity identified by the Bank's Consumer Compliance Management System requiring monitoring. ESSENTIAL JOB FUNCTIONS: Continuously… more
    CareerBuilder (11/13/17)
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  • Archcare (New York, NY)
    Reporting to ArchCare's SVP, Compliance , the Director of Compliance provides leadership to ArchCare's enterprise-wide Compliance program, including ... Director will oversee the 1) development of an annual compliance risk assessment for each of the divisions and...for each of the divisions and 2) the annual compliance audit workplan for each of the divisions, which… more
    CareerBuilder (11/03/17)
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  • HSBC Private Bank (New York, NY)
    …and support areas regarding assigned regulations, regulatory requirements and/or compliance risks.Under general supervision, works with management and the line ... of business MCOs, RC Compliance Officers in the development and enhancement of products...in the development and enhancement of products to ensure compliance with applicable laws and regulations.Provides assistance in the… more
    JobDiagnosis (11/12/17)
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  • Unknown (New York, NY)
    Job Description - Director - Senior Volcker Compliance Officer (COM001030) Director - Senior Volcker Compliance Officer ( Job Number: COM001030) Business ... Overview: Compliance Advisory - Compliance Advisory team is responsible for: Defining ... Compliance Advisory team is responsible for: Defining compliance transversal norms, global charters, policies and procedures, Formalizing… more
    Experteer.com (10/24/17)
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  • Adams Consulting Group, LLC (New York, NY)
    Job Description OFAC Compliance Officer (Located in Manhattan)The role entails drafting and updating compliance policies, procedures and training relating to the ... Sanctions Compliance Program; periodic review and updating of the compliance framework relating to the Sanctions Compliance Program; and special projects,… more
    JobDiagnosis (11/10/17)
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  • Phaidon International (New York, NY)
    We are currently looking for a highly ambitious and motivated administrator to join our Compliance team in New York!This role will suit someone who has at least 2 ... who wants to develop a career in Operations and Compliance .We are looking for an individual with a desire...drive to succeed and want to build on your compliance experience this role could be perfect for you.… more
    CareerBuilder (11/08/17)
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  • QBE North America (New York, NY)
    To support the Corporate Compliance leader in the ongoing development, maintenance and implementation of the corporate compliance program ensuring adequate ... applicable laws regulations, codes and standards.Primary responsibilities Maintain oversight of compliance controls as part of the risk assessment process, and… more
    CareerBuilder (10/04/17)
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  • Goldman Sachs & Co. (New York, NY)
    MORE ABOUT THIS JOB GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance , regulatory and reputational risk across the firm and helps to ... strengthen the firm's culture of compliance . Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an… more
    Jobsflag.com (09/24/17)
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  • Goldman Sachs & Co. (New York, NY)
    MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance , regulatory and reputational risk across the firm and helps to ... strengthen the firm's culture of compliance . Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an… more
    Jobsflag.com (09/24/17)
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  • Goldman Sachs & Co. (New York, NY)
    MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance , regulatory and reputational risk across the firm and helps to ... strengthen the firm's culture of compliance . Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an… more
    Jobsflag.com (09/24/17)
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  • Goldman Sachs & Co. (New York, NY)
    MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance , regulatory and reputational risk across the firm and helps to ... strengthen the firm's culture of compliance . Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an… more
    Jobsflag.com (09/24/17)
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  • Sterling Life Sciences (New York, NY)
    Direct the development and implementation of the company's global corporate compliance program and associated policies and procedures in order to promote and ... practices, including periodic risk assessments and internal auditsLead the company's compliance committeeSchedule regular and ad hoc meetings of the compliance more
    JobDiagnosis (11/01/17)
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  • Citigroup Inc. (New York, NY)
    …proactively provide and drive ICRM colleagues to provide valued and timely compliance risk management services to the Board and executive management.Develop a valued ... with requirements and appropriate expectations to regulators and supervisors on compliance issues, trends, themes, root causes and impacts relating to governance,… more
    JobDiagnosis (11/01/17)
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  • JPMorgan Chase & Co. (New York, NY)
    …business, commercial banking, financial transaction processing, and asset management.A' Global Compliance & Regulatory Management plays a critical role in the ... successful execution of the firm's compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by… more
    JobDiagnosis (11/01/17)
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  • JPMorgan Chase (New York, NY)
    …available at pmorganchase.com/ . **Our ComplianceFunction** With a diverse team of Compliance professionals supporting all areas of our business around the globe, ... and unique solutions to the challenges they face. The Compliance function has a robust set of priorities in...development to ensure goals are delivered. The cross-LOB Fiduciary Compliance team is responsible for centrally advising on and… more
    Jobsflag.com (09/21/17)
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  • Hired by Matrix, Inc. (New York, NY)
    Director of Compliance Job Type:Perm Job Location:New York New York Job Description: Job Summary + Our Client is seeking a Director of Compliance to design and ... + Leads the development and implementation of a bank and lending compliance program + Oversees the evaluation of internal processes and collaborates with… more
    Jobsflag.com (09/15/17)
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  • EPM Scientific (New York, NY)
    …that focuses on several therapeutic areas is currently seeking a Director, DEA Compliance as their team is constantly expanding! They are passionate and committed to ... get in with this group as the Director, DEA Compliance will have the ability to lead and impact...to lead and impact important organizational changes.The Director, DEA Compliance will have the following responsibilities:The Director, DEA … more
    CareerBuilder (11/10/17)
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  • Citi (New York, NY)
    …intelligence. **The Smart Automation Center will be responsible for partnering with Compliance and functions across Citi to:** * Ensure all the elements are ... Reengineer processes to identify and implement opportunities for improvement * Support Compliance in identification of opportunities and help drive the execution of… more
    Jobsflag.com (08/24/17)
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