- SMBC (New York, NY)
- …to follow up on issues until resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and ... Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management ...+ M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +… more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... (collectively referred to as Anti-Financial Crime) prevention. The DWS Management and all employees are required to adhere to...activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as… more
- SBB Research Group (Northbrook, IL)
- …counsel regarding transactions, portfolio company oversight, compliance and regulatory matters, and ongoing fund management . Review marketing materials, ... Summary The Chief Compliance Officer will be a member...investor presentations, and DDQs. Monitor legal and regulatory developments and adapt firm policies and operations as… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in ... environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will...of risk assessment, issue management and incident management + Deep understanding of the regulatory … more
- Stony Brook University (Stony Brook, NY)
- Chief Privacy Officer and Assistant Vice President **Required Qualifications** **(as evidenced by an attached resume):** Juris Doctor (or foreign equivalent) from an ... experience. Hands-on experience managing and interacting with federal & state compliance regulators and international privacy laws. Must have, keep and maintain… more
- HSBC (Irvine, CA)
- Wealth Relationship Officer Brand: HSBC Area of Interest: Asset and Wealth Management Location: Irvine, CA, US, 92604 Work style: Office Worker Date: 29 Oct 2025 ... In compliance with applicable laws, HSBC is committed to employing...planet we all share. The securities licensed Wealth Relationship Officer provides sales support to registered securities representatives, as… more
- Stanford Health Care (Palo Alto, CA)
- …development in investigation and interview techniques. Provides backup to all officers and management in regards to investigations. + Lead Officer Training: This ... is a Stanford Health Care job.** **A Brief Overview** The Lead Security Officer assists in ensuring medical center safety and security during assigned shifts and… more
- Federal Transit Administration (Washington, DC)
- …in the State Safety Oversight (SSO) program. Monitor SSOA's and RTA's compliance with regulatory requirements and enforcement actions. Inspection and ... work experience that includes researching, analyzing, compiling data or regulatory information, documenting findings of field inspection compliance procedures… more
- Jobleads-US (Washington, DC)
- Regional Payroll Officer As the Regional Payroll Officer you will be responsible for providing accurate and timely processing of the company's payroll, liability ... payments and regulatory reporting. You will also be responsible for providing...bi-weekly payroll. Work in partnership with Regional SAP Payroll Officer to facilitate ongoing Payroll system maintenance to ensure… more
- Jobleads-US (New York, NY)
- Overview Chief Diversity Officer (CDO) Baruch College invites applications for an accomplished administrative leader with a demonstrated commitment to diversity, ... equity, and inclusion to serve as its Chief Diversity Officer . Reporting directly to the Assistant Vice President and...the CDO oversees and manages the Office of Diversity, Compliance , and Equity Initiatives and serves as a Special… more
- ESR Healthcare (Springfield, VT)
- …or community health setting preferred - Strong skills in leadership, communication, change management , and regulatory compliance Compensation & Benefits: - ... About the job Chief Medical Officer Springfield, VT Chief Medical Officer ...and vision care - Ensure high-quality, patient-centered services and compliance with regulatory requirements - Serve as… more
- SMBC (Charlotte, NC)
- …- Support risk & control assessments within 1LoD, working closely with Risk Management , Compliance , Internal Audit, and peer Control Officers supporting CM/Nikko ... Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent...- 10+ years of professional experience in IT risk management , IT compliance , IT audit, or other… more
- HSBC (Beverly Hills, CA)
- Wealth Relationship Officer Brand: HSBC Area of Interest: Branch and Retail Banking Location: Beverly Hills, CA, US, 90210 Work style: Office Worker Date: 28 Oct ... 2025 In compliance with applicable laws, HSBC is committed to employing...and the planet we all share. The Wealth Relationship Officer works closely with the Wealth Relationship Manager and… more
- Seneca Health (Salamanca, NY)
- …Chief Operating Officer (COO) and Director of Quality to monitor staff compliance with regulatory and accreditation agencies in regards to patient care and ... LOCATIONS IN SALAMANCA, NY AND IRVING, NY BASIC FUNCTION: The Chief Medical Officer (CMO) provides clinical oversight, guidance and advice to the Seneca Nation… more
- Banc of California (Durham, NC)
- …relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of ... and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP, Senior Business Continuity Planning Officer role is a key role that is second in command for Business… more
- Jet Aviation (Kenosha, WI)
- First Officer - FALCON 900EX EASy (Kenosha, WI) Location: Kenosha, WI, US, 53144 Flexible Work Arrangement: Onsite Job Category: Flight Services Career Level: ... to over 4,500 employees, and some 50 locations worldwide. Aircraft Management , Aircraft Sales, Charter, Completions, Government Services, FBO, Fixed and Rotary… more
- Rockefeller University (New York, NY)
- …Environmental Health's role at The Rockefeller University is the development and management of the University's environmental health and safety programs. LS&EH works ... with the University's researchers,other departments on campus,and a wide range of outside regulatory and advisory agencies to ensure that the University is a safe… more
- The Clorox Company (Oakland, CA)
- …and ensure timely execution of action items. **Confidential & Legal Matter Management ** + Handle confidential legal and regulatory documents with discretion ... to the EVP - Chief Legal & External Affairs Officer , a member of the Clorox Executive Committee. This...with board materials and documentation as requested. + Support compliance with internal policies and external regulatory … more
- Jobleads-US (Chicago, IL)
- …Ensure compliance in letter and spirit with all applicable regulatory and accreditation requirements, including Council on Accreditation, Illinois Departments of ... to remain and grow within the organization. KEY RESPONSIBILITIES CONTINUED Talent Management * Leverage the P&C team competencies and drive the recruitment,… more
- Banc of California (Encino, CA)
- …relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of ... Serves a dual-purpose role fulfilling responsibilities of both a Customer Relationship Officer and Teller. + Profiles customers while opening or servicing deposit… more
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