- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Senior Officer- SVP is a strategic professional who closely follows latest trends in own field and adapts them for ... regarding the operations of the business. **Responsibilities:** + Responsible for the engagement strategy and execution and the regulatory exam management… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory ... while defining and implementing best practices. **About the role** The Finance Regulatory Engagement Communications and Reporting Senior Vice President is a… more
- Citigroup (New York, NY)
- …projects specific to ACT **Qualifications:** + Significant experience in Audit, Risk & Controls , Regulatory or Consulting roles, in financial services. + Ability ... **Job Description:** Risk & Controls Transformation Senior Lead-Accountability, Culture & Talent Program... Transformation Senior Lead-Accountability, Culture & Talent Program Group SVP (Hybrid) **Location:** NY, NY or Tampa, FL This… more
- Citigroup (New York, NY)
- …governance, control effectiveness, issue management and remediation, Internal Audit and regulatory engagement , budget and all aspects of the people strategy ... to adopt new controls . + Collaborate on changes to internal and regulatory policies as well oversight for compliance monitoring and testing. + Perform issue… more
- Citigroup (Getzville, NY)
- …simplifying and transforming platforms to build appropriate scale and ensure a robust control environment, (iv) proactively ensuring risk and controls are in ... to end control framework that fully meets Audit, Compliance and Regulatory requirements; delivery of periodic presentations to external regulators as required +… more
- Citigroup (New York, NY)
- …Trade Management, Revenue recognition & Deal Final Settlement; Front to Back Controls and Deal related Regulatory Filings and exception management. ... to reduce risk through the continuous evaluation of our controls ; to protect our clients, the firm, and our...control framework that fully meets Audit, Compliance and Regulatory requirements. + Accountable for integrity of operational process,… more
- Citigroup (Queens, NY)
- …in financial services preferred.** **Experience in compliance, legal or other control -related function in the financial services firm, regulatory organization, ... is a strategic professional who works to verify Citi's conformance to regulatory requirements, through establishment of testing strategy and execution, stakeholder … more
- SitusAMC (Albany, NY)
- …to analyze issues, improve stakeholder relationships, assess risk, and improve internal controls . + Identify emerging risks and trends, presenting them to internal ... supervising audit teams and co-source/outsource service providers. + Review engagement planning documentation and audit programs to ensure adequate coverage… more
- Citigroup (New York, NY)
- …background. The work will vary across engagements, but generally will range from regulatory compliance to risk management, to the integration of technology into the ... assistance; act as a bridge between the day-to-day supervision and the broader engagement level management; MD-level interaction on a regular basis. Serve as a point… more
- Scotiabank (New York, NY)
- …and leverage broader Bank relationships, systems and knowledge Regulatory and Controls : + Strengthen and develop the control environment by promoting an ... operations by partnering with GTB and key support and control functions + Onboard/offboard employees - seating plan, equipment...reviews, annual reviews of policies and procedures, review of controls , and regulatory audits (CRCA reviews, Risk… more
- American Express (New York, NY)
- …your career. Find your place in finance on #TeamAmex. This Director Assistant to SVP - Regulatory Reporting & Treasury Controller position is a strategic partner ... to the SVP - Regulatory Reporting & Treasury Controller...the Currency, and other regulators (ii) ensuring a strong control and compliance environment is achieved through data governance,… more