- Citigroup (Tampa, FL)
- …Standard through controls after the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Tampa, FL)
- …a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by the first and second line of defense. ... effectiveness of key controls designed to address compliance risk ; reporting and escalating control...programs within an assigned region in accordance with the Finance Risk Plan. + Leading the execution… more
- Citigroup (Tampa, FL)
- …, cyber risk for example. + Works with colleagues in other areas of Risk Management, Finance , Compliance / Control , and the Businesses to assure ... The Business Risk and Control Sr Officer manages...controls to mitigate risks as required by the Control Standards, including implementation and operation, conducting the … more
- Citigroup (Tampa, FL)
- …framework and guidance by partnering with key stakeholders from the Businesses, Middle office, Finance , Risk , etc. + Assess compliance of Booking related ... build a network across senior Citi stakeholders including Businesses, Finance , and Risk The role requires: +...requires: + Experience in process design and improvement + Risk and control mindset + Ability to… more
- Citigroup (Tampa, FL)
- …+ Accountable for the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control ... of identifying non-adherence and continuous improvement opportunities. The Business Risk and Controls Senior Office will join...and Controls team to manage governance and controls ; issue management closure, ensure compliance with… more
- Citigroup (Tampa, FL)
- … controls , and emerging risks. + Works with colleagues in other areas of Risk Management, Finance , Compliance / Control and the Businesses to assure ... governance oversight for Citi. **About the Role** The Payment Controls Operational Risk Sr Group Mgr manages...that pose excessive risk (s). + Provides Operational Risk oversight to assure policy and regulatory compliance… more
- Citigroup (Tampa, FL)
- …and private equity investments, and ensures compliance with all risk -related regulatory requirements. The Finance CRO Chief Administrative Office (CAO) ... The Finance Chief Risk Office (CRO) team...control , issuance communication, training, implementation, change management process controls , maintenance, monitoring and reporting adherence to Finance… more
- JPMorgan Chase (Tampa, FL)
- …initiatives. + Interact with Internal Audit, Compliance , Conduct & Operational Risk (CCOR) and Cybersecurity & Technology Controls (CTC) Global Regulatory ... innovation in risk management. As a Tech Risk & Controls Lead in the Audit...highly desirable. + Experience in, or working with: Audit, Compliance , Operational Risk and/or Control … more
- Citigroup (Miami, FL)
- …to cover Costa Rica and Dominican Republic legal entities. The role requires strong treasury risk management performed by Finance Risk (FinCRO) and will have ... Risk Management system, including establishing data standards and controls as well as coordinating and performing ongoing projects...close communication with the Treasury team. + Finance Risk Management is responsible for providing… more
- Citigroup (Tampa, FL)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... the first line of defense for Quality Assurance and Control for Finance owned Issues and CAPs,...and oversees the application of firmwide policies and procedures, control standards, operational risk policies, technology and… more
- Citigroup (Tampa, FL)
- … risk type. + Demonstrated ability to understand effective and efficient risk controls and gaps within large organizations. + Develop influential ... The Business Risk and Control Sr Officer I...control reviews of applicable laws, rules, regulations, and controls + Develop and document detailed testing scripts to… more
- Citigroup (Tampa, FL)
- …Operations, Technology, Finance , other Control Functions, and In-Business Risk to address compliance issues which may impact the supported ... and rule changes and implementing policies, procedures or other controls necessary to comply with the rules/regulations + Additional...as required. **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk… more
- Citigroup (Tampa, FL)
- … Controls Capabilities. Initially, this role will report to the Global Functions Control Testing Head until the Technology Controls Testing Head joins. This ... of work within the team/project. **Responsibilities:** + Supports the Controls Testing Utility by assessing control design,...managers at Director or Managing Director levels. + Represents control testing in Operational Risk Forums (ORF)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Primary job responsibilities include reviewing the design of SOX and other internal controls , conducting risk assessments, and working with both internal and ... remediation * Prepares SOX documentation including process flows, narratives, risk assessments and risk and controls...business units and IT on topics such as SOX compliance , IT automated controls , IT general … more
- USAA (Tampa, FL)
- …team members. + Builds, develops, and maintains relationships with the business and internal control partners (Audit, Risk & Compliance , Legal) to facilitate ... what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid… more
- USAA (Tampa, FL)
- …what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid ... align with applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports… more
- Robert Half Technology (Miami, FL)
- … activities + Ensure compliance with the IT frameworks by helping IT control owners implement and validate controls for the processes of access management, ... Manage annual IT testing for internal and external audits, risk assessments, and regulatory, legal, and policy compliance...management, change management, and vendor management + Work with control owners to ensure controls are actively… more
- USAA (Tampa, FL)
- …the execution of regulatory compliance reviews and ongoing evaluations of the risk and control environment. We offer a flexible work environment that ... advanced issues. + Builds, develops, and maintains relationships with business and internal control partners (Audit, Risk & Compliance , Legal) to facilitate… more
- Citigroup (Tampa, FL)
- …duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time ... The Compliance Risk Management Senior Analyst, Assistant...degree; experience in Finance and Accounting, Technology, compliance , legal or other control -related function in… more
- Citigroup (Tampa, FL)
- …and private equity investments, and ensures compliance with all risk -related regulatory requirements. The Finance CRO Chief Administrative Office (CAO) ... The Finance Chief Risk Office (CRO) team...team is responsible for execution, governance, and control oversight of Finance CRO, including: (i)… more