• Senior Manager , Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Job Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for ... as well as Raymond James policies and procedures. The Senior Manager - COI Supervision ...significant impact. + Maintains and executes enhancements to the Conflicts of Interest systems for the firm. + Ensure… more
    Raymond James Financial, Inc. (06/21/25)
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  • Senior Advisor, Conflicts

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and ... financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk.… more
    Raymond James Financial, Inc. (07/09/25)
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