- HSBC (New York, NY)
- …culture in HSBC's business processes As our Vice President, Volcker and Enterprise Compliance Risk Steward you will: Serve as a regulatory coordinator and ... for the regulations under oversight, including management of operational risk in accordance with policy and regulatory...and strong leadership type traits Have good knowledge of Compliance Risk Management frameworks, with a focus… more
- OKX (New York, NY)
- …- Oversee the development, maintenance, and updates of all documentation related to Compliance risk assessment. Support risk assessment operations by ... This role provides critical operational support for the Regulatory Compliance and Risk Assessment team and processes....global and regional entities. Develop and maintain a Global Risk Assessment tracker to monitor the… more
- S&P Global, Inc. (New York, NY)
- …personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy ... a Review Officer, you will join a team of risk management professionals representing S&P Global 's third...Employment at S&P Global is contingent upon compliance with the Policy . Equal Opportunity Employer… more
- Global Impact Investing Network (New York, NY)
- …analyzing financial records, legal documents, and other relevant information to assess risk and ensure compliance with regulatory requirements Develop and ... a central role in solving the social and environmental challenges facing the global community. The Associate Director, Membership Growth would ideally also have a… more
- American Express (New York, NY)
- …the future of American Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk ... programs, including Risk and Control Self Assessments, Operational Risk Management, etc. Support compliance with resilience-related regulations and… more
- American Express (New York, NY)
- … and analytics on #TeamAmex. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk ... the operational resilience risk governance framework, including the development of a specialized risk team, risk policy , and risk capabilities. Learn… more
- Morgan Stanley (New York, NY)
- …coordinate within GFC and with key stakeholders across the Firm, including Legal, Compliance , Regulatory Relations, and Risk , to ensure appropriate execution of ... job responsibilities include: >Provide legal advice and support to business and compliance teams on issues related to AML, sanctions, and anti-corruption laws and… more
- Morgan Stanley (New York, NY)
- …Overview: The second- line Non-Financial Risk NFR organization includes the Compliance , Global Financial Crimes, and Operational Risk departments and ... for ensuring compliance with the Morgan Stanley Global Privacy Policy , identification and management of...effective controls and monitoring are in place to reduce risk . Primary Responsibilities: >Supporting the Privacy Compliance … more
- Deutsche Bank (New York, NY)
- …external audits and inspections; interact with federal and state regulators Support the global compliance monitoring program by providing input on the framework ... and other issues that are typical for a large global investment bank. What We Offer You A diverse...the annual monitoring plan Perform testing and monitoring of compliance with Firm policies and conduct risk … more
- American Express (New York, NY)
- …an impact, and together, you will help us define the future of American Express. The Global Risk & Compliance Organization ("GRC") is an independent risk ... support to up to up to three VPs in Global Risk and Compliance , focusing...and processing expense reports, in line with company T&E policy . Supporting team administration including on-boarding for new hires,… more
- HSBC (New York, NY)
- …lending, global trade finance and global payment solutions, Credit Risk , Regulatory Compliance , Internal Audit etc) Minimum of a bachelor's degree in ... the planet we all share. The primary role of Global Internal Audit (GIA) is to help the Board...Participate in the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance… more
- Citigroup, Inc. (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/AML and… more
- Citigroup, Inc. (New York, NY)
- …governance and controls: Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ensure ... head in New York and be part of a global portfolio to meet revenue and client goals. They...goals. They will be responsible for managing FX option risk and making prices to our franchise in vanilla… more
- Medidata Solutions (New York, NY)
- Location : Hybrid Medidata follows a hybrid office policy in which employees who are hired for an in-person position are expected to work on site a certain number of ... days per week in accordance with Company policy . About our Company : Medidata is powering smarter...Purchasing Director, Americas and will work closely with the Global Purchasing Team based in the HQ in Velizy,… more
- Syntricate Technologies (New York, NY)
- …12+ Months Contract Web Cam Interview $70/Hr on W2 Notes: Consent order Data Risk , Data quality, Governance and policy procedures changes. Capital Markets - ... works with all Markets businesses and functions, including Legal, Compliance , Finance, Risk and O&T to identify,...is part of Markets Transformation and drives Data Governance policy adoption and execution at Markets level. The team's… more
- Citigroup, Inc. (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. Citi Global Wealth at Work is designed to… more
- ING Group (New York, NY)
- …make great things happen. We're here to help you get ahead. And with our global network, there's plenty of scope to take your career in new directions, perhaps even ... not limited to: Quarterly and annual credit reviews; Prepare quarterly Credit Risk Management ("CRM") portfolio reviews; Process amendment and waiver requests, write… more
- Morgan Stanley (New York, NY)
- …data, vet proposals and move initiatives forward. Risk management and compliance : Work with global / regional counterparts to provide synergies between ... analyzing and optimally balancing cost, talent availability, scale and risk . Demand planning: Help develop demand plans by BU,...regions and ensure the compliance with global policies, outsourcing procedures and… more
- Citigroup, Inc. (New York, NY)
- SVP Cash Management Sales Officer - Global Solution Sales (Consumer, Healthcare, and Life Sciences) About Citi Citi, the leading global bank, has approximately ... with take an entrepreneurial attitude to rapidly integrate into their role. The Global Solution Sales is a strategic professional who stays abreast of developments… more
- Jensen Hughes (New York, NY)
- …since 1939. Today, our expertise extends broadly across closely related security and risk -based fields - from accessibility consulting and risk analysis to ... they bring to our organization. Our wide range of Global Employee Networks connect people from across the organization,...of protecting personal data. Jensen Hughes is committed to compliance with all relevant data privacy laws in all… more
