- TD Bank (New York, NY)
- …capital strategies, risks and drivers. Establish and maintain a robust capital risk governance framework, including policies, procedures, and controls that ... for the position of Associate Vice President, US Capital Risk and Governance , reporting to the Vice... management * Coordinate with other 2nd lines, namely Operational Risk , Model risk and… more
- Morgan Stanley (New York, NY)
- …an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Operational Risk * **Title:** * AVP US Banks Business ... risk frameworks (eg, Vendor Mgmt, Issues/Action Plans, Operational Risk Incidents, Metrics, Reporting, Risk...development, implementation, training, refinement and sustainability of a vendor risk governance framework * Assist the VP… more
- MUFG (Jersey City, NJ)
- …verification * Implement training plans related to standards and governance , including establishment of training curriculum, assignment, records management, and ... compliance monitoring and reporting * Automate operational processes in compliance with security standards * Create documentation such as user guides and training… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... risk data for regional and business reporting to senior management risk governance forums + Partner with Business & Control function(s) to understand and… more
- Morgan Stanley (Purchase, NY)
- …generate timely and accurate reporting to management and regulators. * Support Bank Risk governance forums and working groups to facilitate transparency / ... alignment across key operational risk ...alignment across key operational risk areas. * Support first line ...information, or any other characteristic protected by law. **Job:** ** Risk Management* **Title:** * AVP US Banks Incident… more
- Morgan Stanley (Purchase, NY)
- …exams and/or audits across KYC Office teams in partnership with the Financial Crimes Risk Governance and PMO team. > Support governance forums required ... and confirm funding in partnership with the Financial Crimes Risk Governance and PMO team. > Execute...**Wealth Management* **Title:** *KYC Office: WM and US Banks Risk and Control Analyst - AVP * **Location:**… more
- Neuberger Berman (New York, NY)
- …fixed income, hedge fund and private equity), sales distribution and supervision, UCITS governance , Compliance, operational , risk and performance audits + ... a spectrum of traditional and alternative asset classes and risk /return profiles. **Responsibilities:** + Perform Investment Management audits covering investment… more
- Morgan Stanley (Purchase, NY)
- …plans in relation to Financial Crime risk . *The **Financial Crimes Governance Support analyst AVP **will:* * Lead assessment, collaboration and response ... to the right taxonomy, risks and controls assessments as per Firm's operational risk framework. * Collaborate with internal stakeholders including Business… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Wells Fargo is seeking a Senior Counsel - Senior AVP as part of the Financial Crimes Legal team....risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Mount Sinai Health System (New York, NY)
- …with both Managed Care Contracting and Population Health clinical and operational teams providing leadership, direction, and management to ensure accomplishment of ... implementing and driving performance for value-based contracts inclusive of risk and opportunity identification for Medicare, Medicaid and Commercial arrangements.… more