- Citigroup (Queens, NY)
- …Finance, Accounting, Master's degree preferred. **Job Family Group:** Finance **Job Family:** Financial & Regulatory Rules Interpretations **Time Type:** ... of Business, Risk, Legal, and Treasury. **Responsibilities:** + Prepares comprehensive regulatory capital technical interpretation memos and discusses with… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- SMBC (Jersey City, NJ)
- …products or specific transactions. The ideal candidate will have strong knowledge of US GAAP, US Regulatory Rules as well as the BCBS Regulatory Rules , ... with detailed rationale. + Demonstrate deep technical knowledge of US regulatory rules , including capital requirements across banking, broker/dealer, and… more
- Raymond James Financial, Inc. (New York, NY)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
- JPMorgan Chase (Brooklyn, NY)
- …(CRP) group, you will have the opportunity to provide independent policy interpretation , escalate regulatory capital issues, and ensure compliance with Basel ... through independent (2nd Line of Defense - 2LOD) research, interpretation , and application of relevant regulatory guidance...and policy interpretations to maintain compliance with publicly issued regulatory capital rules in a dynamic and… more
- TD Bank (New York, NY)
- …on issue resolution based on strong understanding of data attributes, accounting standards, regulatory rules , and production steps. + Having a technology savvy ... a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In...and achievement of financial objectives. Reports on financial results, providing interpretation through in-depth understanding… more
- TD Bank (New York, NY)
- …+ Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review and … more
- BMO Financial Group (New York, NY)
- …business unit(s) supported. + Provide input to the business on emerging risks, regulatory developments and interpretation of regulations. + Advise first line of ... execution/order handling, and Market Access. + Strong knowledge of applicable regulatory /compliance requirements, securities laws, rules and regulations with the… more
- City National Bank (New York, NY)
- …ADV and CFTC reporting. * Provide guidance and coaching to colleagues on interpretation and application of regulatory requirements to business processes. * ... the compliance program including monitoring business area compliance with applicable laws, rules , and regulations, and ensuring effective controls are in place to… more
- TD Bank (New York, NY)
- …Unfair and Deceptive Acts and Practices ("UDAAP"), and consumer compliance laws, rules , or regulations. The ideal candidate will have a strong understanding of ... (FHA, Reg. Z, V/FCRA, B/ECOA, E, SCRA, MLA, etc.), ability to assess regulatory risks associated with business line processes and can work independently in a… more
- TD Bank (New York, NY)
- …business-friendly manner + Participates in client meetings and calls to provide regulatory advisory and rule interpretation , leveraging understanding of global ... obligations are met + Participates in TD Securities-wide regulatory implementation efforts for new rules and...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- Ankura (New York, NY)
- …public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from the PCAOB, SEC, and Financial Accounting ... interpretation of Generally Accepted Accounting Principles ("GAAP"), International Financial Reporting Standards ("IFRS"), International Auditing Standards ("IAS"), Public… more
- WSP USA (New York, NY)
- …infrastructure, and transportation channels to determine conformance with applicable rules , standards, and construction or operating permits. + Develop construction ... work conforms with specifications, permit applications, compliance documentation, and regulatory and technical analysis memos. + Verify the characteristics of… more
- WSP USA (New York, NY)
- …protection and suppression, and fluid flow systems to conform with applicable rules , standards, and construction or operating permits. + Develop construction and ... conforms with specifications, permit applications, schematics, compliance documentation, and regulatory and technical analysis memos. + Prepare data and… more
- JPMorgan Chase (Brooklyn, NY)
- …and impacts to balance sheet **Job responsibilities** + Read, understand and support interpretation of regulatory liquidity (LCR, NSFR) and capital policies and ... Access **Preferred qualifications, capabilities and skills** + Working knowledge of financial analysis, liquidity risk, balance sheet analysis, regulatory … more
- TD Bank (New York, NY)
- …Loan Application Register (LAR) data prior to annual filing to the Consumer Financial Protection Bureau (CFPB). You will leverage your HMDA background to produce ... responsibilities will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to the HMDA… more
- WMCHealth (Valhalla, NY)
- …Board and New York Medical College to ensure compliance with regulatory requirements. Responsibilities: + Establishes medical standards for the Medical Center ... to ensure compliance with regulatory requirements. + Advises hospital leadership on issues of...medical staff regarding new Medical Center bylaws or amendments, rules , regulations, policies and procedures, and provides guidance for… more
- Molina Healthcare (New York, NY)
- …who serves as a key strategic partner in driving health plan financial performance. This role focuses on identifying and executing operational initiatives tied ... resolving complex business challenges that impact cost containment and regulatory compliance. The position requires strong business judgment, cross-functional… more
- WSP USA (New York, NY)
- …and suppression, and fluid flow systems to determine conform with applicable rules , standards, and construction or operating permits. + Participate in incorporating ... conforms with specifications, permit applications, schematics, compliance documentation, and regulatory and technical analysis memos. + Prepare data and… more
- RWJBarnabas Health (Jersey City, NJ)
- …centered safety programs + Maintains compliance with all relevant legislative and regulatory rules and requirements established by state and federal agencies ... business growth and development of all cancer services, clinical operations, financial and human resource management, space and facilities planning, and… more