- AON (New York, NY)
- Broker II , Financial Services Group Currently we have an exciting career opportunity for a Broker II (FSG) within Aon Commercial Risk Solutions' ... the terms and conditions of the applicable incentive plan. #LI-KA1 #LI-HYBRID 2025-95184 Broker II , Financial Services Group Currently we have an… more
- GE Vernova (New York, NY)
- …investment experience. + Experience with US and/or global regulatory regimes related to financial services firms, such as broker -dealers and financial ... an experienced regulatory compliance professional that will partner with GE Vernova's Financial Services ("FS") business to manage FS' compliance program. The… more
- MUFG (New York, NY)
- …related (or foreign equivalent degree). Experience: 3 years of experience in the broker -dealer domain within the financial services industry supporting ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Raymond James Financial, Inc. (New York, NY)
- …in Mathematics, with a minimum of fifteen (15) years of financial services experience required . Experience in broker -dealer or wealth management firms ... of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and current rules under review . Sarbanes Oxley regulations . Software development… more
- MUFG (New York, NY)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...resolve issues related to settlements. + Provide exceptional customer service and support to internal and external stakeholders. +… more
- Wellington (New York, NY)
- …of relevant legal experience, ideally with experience in asset management or financial services . Experience with legal support of Wealth initiatives preferred ... relevant to our client-facing business, including SEC, CFTC, MiFID II , and marketing rules. + Support negotiation and documentation...(eg, marketing and limited purpose broker -dealer requirements) + Strong understanding of complex legal and… more