- Neuberger Berman (New York, NY)
- …of a strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support ... address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control… more
- SMBC (New York, NY)
- …Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other ... regulators. + Support the production of management reporting for business leadership, CPAD, Risk and other governance...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- Capco, a Wipro Company (New York, NY)
- …rapid modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or transformed customer ... **About the Team:** Capco is a global business and technology consultancy, focused on the financial...as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management, and payments. The team offers… more
- Neuberger Berman (New York, NY)
- …construction, compliance). + Familiarity with investment guideline oversight , investment risk , and operational risk frameworks. + Technical proficiency: ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- SMBC (New York, NY)
- …updated Master Service Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party ... organizational objectives and meet established standards for performance, compliance, and risk management. A key responsibility of this position is leading strategic… more
- Port Authority of New York and New Jersey (New York, NY)
- …Authority policy, this position permits employees to work remotely a maximum of one day per week, subject to operational and business needs. REQNUMBER: 63729 ... operations. This includes managing and participating in the development and oversight of environmental, health and safety, operating improvements, maintenance trades… more
- Neuberger Berman (New York, NY)
- …Managers. + Work closely with fund administrators to provide support and oversight for derivative valuations. + Perform various daily and monthly reconciliations ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- SMBC (Jersey City, NJ)
- …8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control, AML Governance and Oversight , bank regulator). + ... well as applicable laws and regulations applicable to these risk areas. The Head of FCC M&T will have... areas. The Head of FCC M&T will have oversight of a team of compliance professionals to support… more
- Port Authority of New York and New Jersey (Newark, NJ)
- …Authority policy, this position permits employees to work remotely a maximum of one day per week, subject to operational and business needs. ? REQNUMBER: 63715 ... selected candidate will be responsible for the overall leadership and oversight of the planning, environmental review, procurement, and all other pre-construction… more
- Macerich (Freehold, NJ)
- About the Role: This role involves comprehensive leadership and operational oversight of a retail property, ensuring alignment with company standards and ... and broader industry trends to guide property decisions Work with Leasing, Business Development, and Shared Services to prepare and evaluate property forecasts… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial… more
- JPMorgan Chase (Jersey City, NJ)
- …a dynamic and impactful environment. As a Senior Associate in the Corporate Third Party Oversight Risk Management team, you will play a key role in maintaining ... integrity, and positive impact. Join our Corporate Third Party Oversight (CTPO) Risk Management team and help...In this role, you will also provide updates to Operational Risk leadership, lead and support regulatory… more
- TIAA (New York, NY)
- **Actuarial Risk Oversight & Financial Risk Modeling** This job leads the second-line risk management function providing independent oversight of ... and financial risk modeling. This role manages the team responsible for risk oversight of asset-liability management, interest rate risk , product… more
- BMO Financial Group (New York, NY)
- …navigate and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. ... regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. +… more
- Santander US (New York, NY)
- Swap Dealer Regulation Controls & Operational Oversight - VP Country: United States of America **Your Journey Starts Here:** Santander is a global leader and ... the ability to manage a complex operating model. 1. Oversight & Governance * Work with control team to...and accurately reflect services identified therein; update accordingly. 2. Operational Control & Risk Management * Maintain… more
- TD Bank (New York, NY)
- …of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate functions including, ... continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s)… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide compliance advisory ... availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
- M&T Bank (New York, NY)
- …the designated business /function oversight in line with the Operational Risk Management framework and stakeholder expectations. Provides oversight ... of second line risk management services and oversight in line with Operational Risk...opinions on, the state of and/or concerns with the operational risk environment of the business… more
