- Joel Burstein (South Hackensack, NJ)
- …per the FDA21 CFR 820.30, and EU MDR. Perform risk assessment and risk management in compliance to ISO 14971:2019. Perform Gap Analysis and identify ... CFR Part 820 and EU MDR. Update documents and created risk management file in compliance with ISO 14971:2019. Update and maintain the Quality Management System… more
- Partners Group (New York, NY)
- What it's about Partners Group's Compliance business unit is responsible for ensuring that the firm complies with all applicable regulatory requirements and ... protecting the firm from regulatory and reputational risks. The Regulatory Compliance team Americas manages the compliance program for Partners Group's SEC… more
- IDB (New York, NY)
- …base. Provides data driven guidance across IDBNY to ensures the appropriate supply risk and audit activities are conducted and adhered to by all departments. ... initiatives across all of IDBNY to ensure clear expectations, understanding and compliance of IDBNY procurement & expense management procedures are met. Supervisory… more
- Metropolitan Commercial Bank (New York, NY)
- …can work from home one day a week. Position Summary: The Loan Workout Officer is dedicated to managing distressed loan portfolios and developing strategies for loan ... financial stability This position will report to the Chief Executive Officer Essential duties and responsibilities: Review and analyze troubled loan portfolios… more
- Bogota Savings Bank (Hasbrouck Heights, NJ)
- …to ensure practices, policies and procedures and provide sufficient control to manage deposit compliance risk . The analyst will also assist the BSA Officer ... action has been implemented 7. Provide guidance to the Compliance Officer and business units in order...federal and state rules and regulations 18. Conduct periodic risk assessments to identify compliance risk… more
- American Express (New York, NY)
- …Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk ... programs, including Risk and Control Self Assessments, Operational Risk Management, etc. Support compliance with resilience-related regulations and… more
- S&P Global, Inc. (New York, NY)
- …and analytical activities within other divisions, as needed. The Impact: As a Review Officer , you will join a team of risk management professionals representing ... internal use): 12 About the Role: Associate Director - Internal Audit Review Officer The Role : Lead audits and provide analytical assurance for Rating activities… more
- Invesco (New York, NY)
- …in New York and will be responsible for supporting the Transaction Officer in sourcing, underwriting, and executing investment opportunities with an emphasis on ... United States markets. Key Responsibilities / Duties: Assist Transaction Officer in sourcing, structuring, and negotiating investment opportunities, ranging from… more
- Citigroup, Inc. (New York, NY)
- …appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) Acquire new clients through converting referral leads Manage client ... follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/AML and other compliance norms Partner with all roles… more
- Bloomberg (New York, NY)
- Global Risk and Compliance Policy Officer Location New York Business Area Legal, Compliance , and Risk Ref # 10041461 **Description & Requirements** ... It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses and operations… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Mizuho Corporate Bank (New York, NY)
- …all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control Officer is a ... promotes an effective control environment. The First Line Control Officer reports directly to BRC, with an additional reporting...Control Officers may also be asked to support non-financial risk Regulatory exams, Audit reviews and Compliance … more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to ... Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data...(TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due diligence,… more
- Banco Popular Puerto Rico (New York, NY)
- …13, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA ... Compliance Officer to join our ... Compliance Officer to join our Compliance Team in...HMDA and CRA risks in collaboration with the Regulatory Risk Assessment Unit; + Monitor the Bank's CRA performance… more
- Mastercard (Harrison, NY)
- …and governments realize their greatest potential._ **Title and Summary** Chief Compliance Officer , Mastercard Transaction Services MTS Overview: Mastercard ... business partner helping us balance what is needed for compliance but also understanding business risk and...compliance matters. By having a dedicated SVP, Global Compliance Officer , MTS the company demonstrates its… more
- City of New York (New York, NY)
- …the resources of plan beneficiaries and the City of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production, ... highly valued. The Investment Officer will report to the Senior Investment Officer - Risk , responsibilities include, but are not limited to, the following:… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team...compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include...and government authorities, as it pertains to Audit and Risk Management. - Coordinate NYC Aging leadership to formally… more
