- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more
- Tradeweb (New York, NY)
- …in electronic trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** As the senior member of the FP&A team, you should expect ... Responsibilities** + Oversight of consolidated budgeting, 3year plan and financial reporting + Financial modeling and analysis related to current businesses and… more
- SMBC (New York, NY)
- … Reporting : The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk ... to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . Regulatory Engagements: The Regulatory Governance Team supports SMBC's… more
- MongoDB (New York, NY)
- **Why This Role Matters** The Senior Manager will ensure accurate and timely SEC filings while providing deep technical accounting expertise for complex ... preferred + 8-10 years of progressive accounting experience, including public company SEC reporting and technical accounting; Big 4 experience preferred +… more
- Robert Half Finance & Accounting (Parsippany, NJ)
- …Great opportunity to gain high exposure in this larger organization working directly for the SEC Financial Reporting Manager . Experience with SAP is a plus ... but not required. This Senior SEC Accountant position is highly visible...exposure in this larger organization working directly for the SEC Financial Reporting Manager . Experience… more
- News Corp (New York, NY)
- …veteran status, or disability status. EEO/Disabled/Vets **Job Description :** Role - Senior Manager , Technical Accounting Location - 1211 6th Avenue Hybrid ... days a week News Corp is looking for a Senior Manager , Technical Accounting, to join its...* Big Four auditing or accounting advisory experience * SEC reporting experience a plus **Job Category:… more
- Colgate-Palmolive (New York, NY)
- …solutions. We are seeking an experienced and driven Manager / Senior Manager to join our Financial Reporting and Technical Accounting team. This role ... accounting firm, with a strong understanding of US GAAP, SEC regulations, and financial reporting processes +...of US GAAP, SEC regulations, and financial reporting processes + Strong technical accounting research skills and… more
- Ankura (New York, NY)
- …Investigation (DEI) and Registrations and Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public ... Commission (" SEC ") independence matters. In addition, Ankura Directors and Senior Directors provide expertise on matters including an assessment of an audit… more
- JPMorgan Chase (Jersey City, NJ)
- …Control Manager , you'll have the opportunity to collaborate with senior stakeholders and drive compliance initiatives that impact our business worldwide. As ... a licensed broker-dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities...a Legal Entity Control Manager within the JPMS LLC Control Management team, you… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support...corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design,… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- **Job Description Summary** Reporting to the Manager in the Corporate Controller's Group, this Senior Consolidations Accountant is responsible for the ... and preparation of worldwide consolidated financial statements for all reporting cycles including monthly actuals, annual budget, quarterly projections, and… more
- NBC Universal (New York, NY)
- …content. The spin-off is expected to be completed during 2025. The Manager , Executive Compensation and Stock Administration leads the design, implementation, and ... of executive compensation and equity programs. This role partners with senior leadership and cross-functional teams to ensure programs are competitive, compliant,… more
- Robert Half Finance & Accounting (New York, NY)
- …order to meet reporting requirements and will also work closely with senior leaders and stakeholders across the business to help drive informed decisions on ... Description Robert Half Financial Services are hiring for a Compensation Accounting Manager role for a global Broker Dealer & Capital Markets firm located in midtown… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Operational Risk Manager is responsible for assisting the Firm in identification, ... and related control gaps. + Governance: Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of… more
- Citigroup (New York, NY)
- …We are seeking a highly motivated and experienced Sr. Vice President - Product Manager to join our Agency Securities Lending (ASL) team within the Investment Banking ... testing, and post-implementation support. + Manage project governance and reporting for product initiatives, ensuring alignment with strategic goals, timelines,… more
- Grant Thornton (New York, NY)
- …related license/certification preferred + Strong current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions ... As a Financial Due Diligence Manager , you'll focus on middle-market transactions, serving dynamic...maintain strong client relationships + Team with partners and senior managers on proposals and business development calls +… more
- NBC Universal (New York, NY)
- …coverage, peer communications, and media sentiment; synthesize insights into actionable reporting for senior leadership. QUALIFICATIONS + 8-10 years experience ... execution of communications strategies to enhance VERSANT's visibility with financial stakeholders. Reporting to the VP of Media Relations, the Director will manage… more
- Neuberger Berman (New York, NY)
- …requests from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or higher ... Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing… more
- TD Bank (New York, NY)
- …and track issues to closure. + Prepare metrics and provide details for reporting on Branch Inspection progress both internally and externally to FINRA as part ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- TD Bank (New York, NY)
- …surveillance data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: ... Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies.… more
