- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund business ... (including corporate and investment fund matters); support the firm's compliance ...Ability to clearly and concisely present complex issues to senior management, both in writing and in oral presentations.… more
- Development Capital Networks (Oklahoma City, OK)
- …of financial statements in accordance with US GAAP/GASB . Prepare reports in compliance with US Treasury guidelines . Manage investment waterfalls and carried ... Join Us as Chief Financial Officer (CFO) We're seeking a strategic, hands-on financial...Engagement Communicate clearly and effectively with clients, funders, and investment partners about financial health, performance, and compliance… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a ... * For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $77,000 to… more
- Ventura County (Ventura, CA)
- Investment Officer / Senior Investment Officer Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/5071037) Apply Investment ... Officer / Senior Investment Officer Salary $99,690.76 - $164,783.58 Annually Location Ventura, CA...Communication - Preparing and presenting investment summaries, compliance reports, and market research findings for senior… more
- KeyBank (Albany, NY)
- …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for ... Real Estate Capital, primarily the Community Development Lending and Investment team, or other KeyBank lines of business as...on job-related factors such as level of experience. The Senior Service Officer position is eligible to… more
- Equitable (New York, NY)
- Deputy Chief Investment Officer - General Account ( 250000IH ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : ... is expanding its leadership team and searching for a Deputy Chief Investment Officer -a single, integrated leadership role encompassing strategic investment… more
- City and County of San Francisco (San Francisco, CA)
- …For SFERS seeks an experienced investment professional for the position of Investment Officer ("IO") for its Real Assets portfolio, which includes real ... internal investment discussions. + Receive direction from senior investment staff and complete assigned tasks... management experience at a position equivalent to an Investment Officer or higher with an … more
- Bank of America (Austin, TX)
- Credit Officer II-Global Corporate & Investment Banking San Francisco, California;New York, New York; Atlanta, Georgia; Dallas, Texas; Austin, Texas **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/San-Francisco/Credit- Officer -II-Global-Corporate Investment -Banking\_25036924-2) **Job Description:** At Bank of… more
- Banco Popular Puerto Rico (New York, NY)
- …Oct 7, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance ... We are looking for a Senior Compliance Officer to join our Compliance...health plan, flexible time off options, and savings and investment plans. Seasonal/temporary employees are not eligible for these… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement ... JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ Strong corporate presence and ability to partner with senior stakeholders to lead strategic initiatives. + High degree… more
- JPMorgan Chase (New York, NY)
- …curiosity, accountability, and enterprise perspective. **Job Responsibilities:** + Serve as Chief Compliance Officer of a registered investment fund focused ... regulated environments. **Preferred Qualifications, Capabilities and Skills:** + Experience as Chief Compliance Officer of a registered investment company. +… more
- NJEDA (NJ)
- …shape New Jersey's future with innovative economic development at NJEDA. Job Overview The Senior Product Officer - Venture Products works as an integral member ... Venture Products Department within the NJEDA to support angel and venture capital investment programs in New Jersey, ultimately, with a focus to create economic… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- Wells Fargo (Austin, TX)
- …Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Personal ... guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody, tax, specialty… more
- Citigroup (Wilmington, DE)
- **We are seeking a highly experienced and strategic Senior Credit Risk Business Architect to lead the design and oversight of our credit risk technology ecosystem. ... This senior leader will ensure our architecture is future-ready, cost-efficient,...the technology stack supporting our decisioning, monitoring, reporting, and compliance needs.** **This is a critical role that requires… more
- JPMorgan Chase (New York, NY)
- As the Managing Director, Senior Credit Strategy Officer , Chase Auto, you will report directly to the CFO of Auto and responsible for building, managing and ... knowledge, and collaboration with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide leadership in decision-making… more
- Huntington National Bank (Columbus, OH)
- Description The Wealth Segment Risk Officer Senior plays a key role in the delivery of risk strategy and execution for Huntington's Broker/Dealer, Preferred Bank ... and retail non-deposit investment program . The incumbent will be a key...senior leaders to ensure effective risk governance, regulatory compliance , and operational resilience. Duties & Responsibilities: + Serve… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …1st Shift (United States of America) **Please review the following job description:** The Senior Cyber Governance Officer leads a team to design and execute an ... State Departement of Financial Services (NYDFS) and Committee on Foreign Investment in the United States (CFIUS). regulatory exercises including evidence gathering,… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...reminders and other communications. + Support production of Annual Compliance Report and related senior officer… more
