• Chief Compliance Officer -Registered…

    World Insurance Associates, LLC. (Santa Barbara, CA)
    …and Responsibilities Pensionmark Financial Group is looking to hire a Chief Compliance Officer -Registered Investment Advisor. This position will be responsible ... for leading and overseeing all aspects of the investment advisory compliance program for our RIA affiliates. Your primary focus will be on ensuring adherence to… more
    World Insurance Associates, LLC. (03/02/24)
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  • Loss Prevention and Security Officer

    Tarbell Management Group LLC (Hogansburg, NY)
    …the safety of the patrons, staff, and company assets through electronic surveillance + The Loss Prevention/Security Officer will utilize observational resources ... Loss Prevention and Security Officer Job Details Level Experienced Job Location Tarbell...a log of the routine tasks performed within the Surveillance room. + Observes all internal cash asset more
    Tarbell Management Group LLC (03/15/24)
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  • Security Officer

    JPMorgan Chase (Brooklyn, NY)
    …of security and safety policies and procedures, regulatory and legislative compliance , Security Guard management, alarm response, branch and corporate building ... and life safety. You are applying to a Security Officer - Team Leader position with JP Morgan Chase....safety Hazards + Alarm management and response + Counter Surveillance & Emergency response + Special events security +… more
    JPMorgan Chase (03/23/24)
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  • Vice President - Credit Risk Officer

    Bank of America (New York, NY)
    …Active Listening + Data and Trend Analysis + Issue Management + Monitoring, Surveillance , and Testing + Regulatory Compliance **Shift:** 1st shift (United States ... Vice President - Credit Risk Officer , Global Markets Credit New York, New York...the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five… more
    Bank of America (02/23/24)
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  • Security Officer

    Akwesasne Mohawk Casino Resort (Hogansburg, NY)
    …of exterior grounds and reports damages/vandalism and variance in any company asset . + Operates in conjunction with casino surveillance , identifying problematic ... Job Title: Security Officer Department: Security Reports to: Security Shift Supervisor...Destroys used cards and dice as assigned and in compliance with regulatory requirements. + Ensures a safe environment… more
    Akwesasne Mohawk Casino Resort (02/19/24)
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  • Global Security: Security Officer

    JPMorgan Chase (New York, NY)
    …of security and safety policies and procedures, regulatory and legislative compliance , Security Guard management, alarm response, branch and corporate building ... safety Hazards + Alarm management and response + Counter Surveillance + Emergency response + Special events security +...AND a minimum of five (5) years prior Security Officer experience + Capable of handling the physical requirements… more
    JPMorgan Chase (03/16/24)
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  • Asset Protection - Security Ambassador…

    Nordstrom (New York, NY)
    …customer's needs + Maintain visible presence by wearing a Nordstrom provided security officer style uniform + Perform monitoring and surveillance activities + ... Job Description The ideal asset protection security ambassador helps prevent loss of...Range Details The pay range(s) below are provided in compliance with state specific laws. Pay ranges may be… more
    Nordstrom (03/27/24)
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  • SC Asset Protect Team Member

    JCPenney (Reno, NV)
    SC Asset Protect Team Member Location:Reno, NV, United States (https://jobs.jcp.com/jobs/location/192827/reno-nv-united-states) -JCPenney Catalog 11111 Stead Blvd ... situations with ease? Well becoming a Supply Chain Security Officer for JCPenney might be the career path for...activities or behavior in the facility. Primary Responsibilities: Conducts surveillance - You have a curious mind and can… more
    JCPenney (03/06/24)
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  • Sr. Manager, Investment Compliance

    AON (Chicago, IL)
    …The Compliance Senior Manager's primary role is to assist the CCO (Chief Compliance Officer ) and Compliance Director with the development and management ... departments within the organization + Conceptualize and implement new surveillance and testing programs to monitor adherence to policies...Manager's primary role is to assist the CCO (Chief Compliance Officer ) and Compliance Director… more
    AON (02/11/24)
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  • Summer Intern - Investment Compliance

    Aflac (New York, NY)
    2024 Summer Intern - Investment Compliance The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: ... minimum of 3 days in the New York City Officer located at 100 Wall Street/corner of Water Street...firm, as well as on-the job training in investment compliance and portfolio surveillance . The Intern will… more
    Aflac (02/24/24)
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  • Commercial Broker Dealer Compliance Advisor…

    Capital One (Mclean, VA)
    … Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will serve as the Deputy Commercial Broker ... Dealer Compliance Officer supporting three institutional FINRA registered broker dealers and additionally providing a compliance support role for the Capital… more
    Capital One (02/22/24)
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  • Senior Compliance Analyst - Mutual Funds

    Aegon Asset Management (Denver, CO)
    …Corporate Affairs; Risk; and Technology). Job Description Summary Assist the Transamerica Asset Management ("TAM") Chief Compliance Officer , Director of ... Committees + Generate and create quarterly and annual chief compliance officer reporting + Daily administration of...Review marketing and due diligence questionnaire materials + Conduct compliance testing, surveillance , and mock audits +… more
    Aegon Asset Management (02/21/24)
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  • Intern - Global Investments

    Aflac (New York, NY)
    Intern - Global Investments The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 6006 2024 Aflac ... minimum of 3 days in the New York City Officer located at 100 Wall Street/corner of Water Street...in NYC's Downtown Financial District About Our Company Aflac Asset Management, LLC, (dba Aflac Global Investments) is a… more
    Aflac (02/24/24)
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