- Morgan Stanley (New York, NY)
- …#LI-AJ1 **Job:** **Wealth Management* **Title:** *Quality Control ( KYC ) - Assistant Vice President * **Location:** *New York-New York* **Requisition ... Stanley. _Primary Responsibilities_ * Perform an end-to-end Quality Control KYC review of new onboarding and periodic review files...International - non-US), MS AML Risk policies and procedures, KYC standards, and QC Program and procedures * Good… more
- MUFG (Mulga, AL)
- …is effectively and sustainably remediated by respective control process owners. + **AML KYC ** - ensures processing of KYC reviews and escalations are performed ... on timely basis and accurately per the internal policy and standards. + **AML Trade Finance** - ensures processing of escalation are performed on timely basis and accurately per the internal policy and standards. + **AML High Risk Review** - ensures timely and… more
- MUFG (New York, NY)
- …and communicate to issuer/client for wire instructions, executed underwriting documents and KYC + Act as a buffer to supplement trade support responsibilities, ... including trade allocation & internal FOBO reconciliation + Action investor DKs on closing date to ensure full settlement and mitigate any fails which allows for full return of funds at no additional cost + Support entire credit sales on pricing date to ensure… more
- MUFG (Tempe, AZ)
- …crimes systems. + Basic knowledge of financial crimes systems including KYC , Sanctions, Transaction Monitoring, and Case Management. + Collaborative with strong ... interpersonal communication skills. + Systemic thinker across enterprise. + Process oriented coupled with a strong ability to develop appropriate program enhancing strategies. + Outstanding organizational skills, attention to detail and ability to multitask.… more
- MUFG (Irving, TX)
- …General knowledge of risk assessments, testing, transaction monitoring, sanctions screening, KYC , and issues management. * General knowledge of regulatory guidance ... and practices in the AML, ABC and sanctions space. * Strong analytical skills and proficiency in MS Excel, Word and PowerPoint (Access and other database or reporting tools are a plus). * ACAMS, ISCO or other financial crimes-related certification preferred.… more
- Massachusetts Institute of Technology (Cambridge, MA)
- …Area: Legal + Department: MIT Investment Management Company + School Area: Executive Vice President + Employment Type: Full-time (Hybrid) + Employment Category: ... Apply Now Job Description GLOBAL INVESTMENT LEGAL SERVICES ADMINISTRATIVE ASSISTANT , MIT Investment Management Company (MITIMCo) (https://mitimco.org/discover/) , to… more