- Fidelity TalentSource LLC (Chicago, IL)
- …complex planning and sophisticated product offeringsA sound understanding of the Broker / Dealer and RIA marketplaceBachelor s Degree required The Purpose\u00A0of ... Protection, Asset Protection, and Family AssistanceRapport as a poised senior associate with significant experience, keen communicating skills and depth of knowledge… more
- Jackson National Life Insurance Company (Nashville, TN)
- …please login to Workday and apply through Jobs Hub._** **Job Purpose** **The Regional Vice President (RVP) is responsible for creating new and managing existing ... relationships with broker / dealer (BD) advisors to increase Jackson sales...and MD(N).** **Essential Responsibilities** + Works closely with the VP , Head of Sales to develop an appropriate business… more
- Kestra Financial (Novi, MI)
- …potentially complex processes and/or concepts to clients + Successfully partner with Broker Dealer for new account establishment, account maintenance, and ... The Wealth Associate position is a client service position who...in a professional environment. + High School Diploma or Associate 's degree required; Bachelor's Degree preferred. + Previous experience… more
- Santander US (New York, NY)
- …Equity Middle Office Business Support- CIB New York, United States of America The Vice President /Sr. Associate of Equity Middle Office Business Support ... + 9-12 years' experience working in the Financial Services Industry at a Broker - Dealer in the Middle Office or Operations areas. **Skills and Abilities:** +… more
- Nuveen Investments (Charlotte, NC)
- This position reports to the Vice President , Compliance Officer for Nuveen Americas Distribution Compliance, who is responsible for contributing to the ... Compliance Programs. Nuveen Securities, LLC, is a registered US broker - dealer , which serves as the underwriter and...assigned branches. + Serve as point of contact for associate questions concerning cash and non-cash compensation matters. +… more
- Atria Wealth Solutions (San Rafael, CA)
- …and registered through CUSO Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker / dealer and RIA with a stable track record of serving the investment ... in the geographic areas, or markets designated by the VP , the SVP and/or the organization. The position will...CFS, please visit www.cusonet.com. CFS (Member FINRA/SIPC) is a broker - dealer and RIA with a stable track… more
