- Scotiabank (New York, NY)
- Senior Manager, Compliance Audit GBM&T (Non- AML ) **Requisition ID:** 188956 **Salary Range:** 106,400.00 - 203,600.00 _Please note that the Salary Range ... **What You'll Do:** + Planning, Execution and Reporting of the Global Compliance Audit Plan for Global Banking and Markets and Treasury (GBM&T) Compliance… more
- Bank of America (Boston, MA)
- Senior Audit Manager - (BSA/ AML ...banking, capital markets, etc. + Plan, perform, and lead BSA/ AML Compliance and Fraud audits at the enterprise ... engagements and provide feedback on work performed. + Design and perform compliance audit procedures, including identifying and defining issues, reviewing and… more
- Bank of America (Charlotte, NC)
- …across HRD both direct and indirect but impacting HRD. + You will be partnering with the AML Audit and Exam team to ensure we have the right oversight for all ... Director, Audit & Exam Leader, AML Operations,...number of concurrent Corporate Audits, Regulatory Exams, and Internal Audit issues. With the high number of Compliance… more
- Bank of America (Charlotte, NC)
- …rules. + Strong financial crimes background with focus on core BSA/ AML compliance program requirements including transaction monitoring, investigations, risk ... Audit Director - Financial Crimes (BSA/ AML ...with risk management controls. Job expectations include working with senior leadership to develop Audit 's coverage strategies,… more
- TD Bank (Mount Laurel, NJ)
- …growing - and so will you. **Auto req ID:** 432484BR **Department Overview:** The Senior AML Compliance Manager primarily will advise and perform effective ... and expanded trade products. Advanced trade certifications required. The Senior AML Compliance Manager may...and Internal Audit to determine level of CIP/BSA/ AML compliance + Manages day to day… more
- PNC (Washington, DC)
- …service partners, business leaders, customers, regulators, and auditors. + Ensures that AML and Sanctions Compliance Manuals, Front Office Manuals, policies and ... position) to the business. Ensures the timely completion of AML and Sanctions compliance reports and customer...and Sanctions-related activities in banking and financial services industry. Audit And Compliance Function - Knowledge of… more
- Capital One (Richmond, VA)
- …Controls Director Anti-Money Laundering ( AML ) is a key risk function within Capital One's Compliance & Ethics (C&E). The AML team serves as a second line of ... compliance control reviews, providing assurance that Capital One's AML controls are designed and operating effectively to mitigate...risk and controls organization + Interface with regulators and audit partners, representing the AML Risk &… more
- Bank of America (Plano, TX)
- Sr Quantitative Fin Analyst - AML Models New York, New York;Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Pennington, New Jersey; Boston, Massachusetts; ... the power to make a difference. Join us! The Senior Quantitative Financial Analyst will contribute to the Corporate... Quantitative Financial Analyst will contribute to the Corporate Audit function's coverage of various types of models used… more
- US Bank (Minneapolis, MN)
- …SAS or SQL and will have some combination of prior experience with BSA/ AML monitoring applications, corporate risk/ audit functions, reporting and development of ... are crucial as this individual will represent the FIU Analytics team to senior leadership, Model Risk Management, Corporate Audit Services (CAS), and regulatory… more
- City National Bank (Los Angeles, CA)
- …within a team and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, ... **AUDITOR I- BSA/ AML ** **WHAT IS THE OPPORTUNITY?** The auditor will...in which City National operates, particularly in areas where audit responsibilities are assigned. + Assists the Senior… more
- Citigroup (Tampa, FL)
- …teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the ... role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global… more
- Citigroup (Tampa, FL)
- …globally and also supporting the global QA team. The role reports to the QA Senior Audit Manager in Tampa. **Key Responsibilities (IA QA Function):** + Operate ... levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a...Compliance related regulations, risks and typologies; including KYC, AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding… more
- FirstBank PR (GU)
- …review of applications and originated loans to ensure regulatory and investor requirements compliance , management of audit requests for the mortgage business and ... Business Units. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable...e xperience in the mortgage business, in risk management, audit , and compliance . Or the equivalent combination… more
- Citigroup (Irving, TX)
- …globally, and supporting the global QA team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key Responsibilities:** + Operate independently ... teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the… more
- TD Bank (Vienna, VA)
- …regulatory standards applicable to the position. **Hours:** Standard **Job Details:** The Senior Manager, AML Operations oversees a large and significant ... **433344BR** **Job Title:** US FCRM FIU QC Senior Manager **Company Overview:** **Our Values** At TD,...to the standards set forth by the Head of AML Testing and Quality Control. The execution of the… more
- Morgan Stanley (New York, NY)
- …infrastructure supporting the US Bank Technology Audit team. In the Audit division, we provide senior management an objective and independent assessment ... audit planning/ test plan development and execution/ audit issue documentation/ and reports to senior ...leveraged loan trading/ securities based lending) . Knowledge of compliance regulations (eg/ 12 CFR Part 30/ Regulation E/… more
- Capital One (New York, NY)
- …States of America, New York, New York Senior Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals ... Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related ...audit projects that provide input to the annual audit plan. The Senior Auditor will be… more
- Fiserv (Omaha, NE)
- …+ Assist the Audit Director in the development and mentoring of Senior and Staff Auditors by providing regular and timely feedback regarding their execution of ... compliance requirements such as corporate governance, consumer protection, AML /CTF and Financial Crimes, data protection/data privacy, ethics or conduct risk… more
- Capital One (Mclean, VA)
- …McLean, Virginia Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group ... Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input to the annual… more
- Citigroup (New York, NY)
- …) Compliance to ensure a strong linkage between core ICRM and AML Compliance . The role represents the supported function/business/product with internal and ... programs on the resolution of open issues related to audit and examination findings; report progress to senior...+ Serving as the liaison with regulatory examiners, Internal Audit , and external auditors on all significant Compliance… more