- Amerant Bank (Miramar, FL)
- …business units and communicate with BSA Compliance ManagementProvide recommendations to Compliance , Business Line management and DPAC Manager on changes in ... units of the bank (for example, internal and external audit , FIU, alerts, private banking etc.) as required to...of diligence and/or responses from officers and/or managers to Compliance BSA/ AML matters, BSA inquiries and/or any… more
- Amerant Bank (Tampa, FL)
- As a Market Manager , you help create the energy and excitement around Amerant Bank products, providing the right solutions and getting products into our customers ... Ensure all regulatory requirements as well as security and audit procedures are adhered to. Ensure individual acts do...pertaining to BSA, USA Patriot Act, OFAC and other AML related issues.Adhere to customer service expectations as defined… more
- Citigroup (Tampa, FL)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... coordination with the Audit team. The overall objective is to utilize in-depth...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Bank of America (Boston, MA)
- Senior Audit Manager - (BSA/ AML including Sanctions) Charlotte, North Carolina;Boston, Massachusetts **Job Description:** At Bank of America, we are guided ... banking, capital markets, etc. + Plan, perform, and lead BSA/ AML Compliance and Fraud audits at the...Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit … more
- Citigroup (Tampa, FL)
- The VP, AML Compliance Officer is responsible for oversight and the execution of the Management Control Assessment (MCA) program for CRIU and other AML ... also support AML Control Programs such as Audit /Issue management, Records Management, Third Party Management, Cross Border,...Party Management, Cross Border, and Data Privacy. The VP, AML Compliance Officer will also assist to… more
- PNC (Pittsburgh, PA)
- …valued and have an opportunity to contribute to the company's success. As an AML Group Manager for the Retail Bank Advisory within PNC's Independent Risk ... service partners, business leaders, customers, regulators, and auditors. + Ensures that AML and Sanctions Compliance Manuals, Front Office Manuals, policies and… more
- Insight Global (Charlotte, NC)
- …investigation of unusual and suspicious betting activity and reporting where appropriate. The AML Manager is responsible for the direct supervision of the ... Description Insight Global is looking for a for an AML Operations Manager that involves managing the...guidance * Develop and implement robust, effective, and efficient audit procedures in respect of all AML … more
- Bank of America (Providence, RI)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) **Minimum ... Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New...Anti-Money Laundering Specialist (CAMS) - Minimum 5 years of audit experience in areas related to BSA/ AML ,… more
- JPMorgan Chase (Columbus, OH)
- … teams to deliver ongoing requirements for capturing, reporting and monitoring compliance with regulatory standards. The AML /KYC team is responsible for ... and direct the projects and initiatives to meet our AML /KYC Standards. The Reporting and Controls manager ...Internal Audit Readiness Program + Support regulatory, audit , compliance , and legal requests + Support… more
- JPMorgan Chase (Tempe, AZ)
- … Consent Order initiatives and will require coordination with Project Teams, Compliance , Technology, Training, Communications, Legal, AML Operations and the ... and standards to ensure projects and initiatives are within compliance and mitigate the AML /KYC risks to...and potentially on cross-LOB issues. + Provides support for Exam/ Audit / Compliance readiness with ability to provide documentation… more
- Bank of America (Dallas, TX)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) _Job ... Sr Quantitative Fin Analyst - AML Models New York, New York;Charlotte, North Carolina;...Senior Quantitative Financial Analyst will contribute to the Corporate Audit function's coverage of various types of models used… more
- Bank of America (Charlotte, NC)
- Consumer AML High Risk Detection Senior Operations Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... compliance . Executes against regulatory, BSA/anti-money laundering, and economic sanctions compliance practices relevant to the manager 's area of… more
- Toyota (Plano, TX)
- …in an innovative, collaborative environment. **What we're looking for** Reporting to the Manager , Enterprise Compliance , the person in this role will support the ... Anti-Money Laundering program + Strong investigative, research and analytical skills + Compliance , risk, and/or audit program administration experience + Proven… more
- JPMorgan Chase (Chicago, IL)
- …+ Minimum of 2+ years relevant AML and/or negative media experience in Compliance , Legal, Risk, or Audit capacity or similar work experience preferred + ... WKO KYC Officers, Bankers, Legal, Reputational Risk Office and Compliance to determine appropriate approval level and actions to...support teams. The position will report to the CIB/CB AML Escalation Manager **Job Responsibilities:** + Review… more
- City National Bank (Los Angeles, CA)
- …areas where audit responsibilities are assigned. + Assists the Senior Auditor and or Audit Manager in the development of the audit scope. + Holds ... and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance...the conclusions drawn. + Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and… more
- Celtic Bank (Salt Lake City, UT)
- …Officer, EVP - Strategic Lending Partnerships, SLP Operations Manager , Program and Compliance Managers, external audit firms, and SLP staff. In addition, the ... bank regulators (eg, UDFI, FDIC). As a Risk & Compliance Manager you will interact directly with...add. + Risk management experience, which may include consumer compliance , model risk management, AML /CFT, third-party oversight,… more
- Citigroup (Tampa, FL)
- …forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the Chief ... role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager - Mortgage Quality & Product Risk Department Our Company At FirstBank, we strive to be trusted advisor to our clients ... our client's expectations. A Brief Overview The Mortgage Unit Audit & Risk Assessment Manager is responsible...and originated loans to ensure regulatory and investor requirements compliance , management of audit requests for the… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure (Vice President) with 7-10 years' experience ... internal controls in key technology risk areas to ensure compliance with internal policies and applicable rules, laws and...eg, leasing and lending, banking, trading and settlement, and/or AML and sanctions screening is preferred + Audit… more
- Fiserv (Berkeley Heights, NJ)
- …make an impact on a global scale, come make a difference at Fiserv. **Job Title** FinOps Audit Manager **What does a successful FinOps Audit Manager do ... at Fiserv?** As a successful FinOps Audit Manager you will assist the CAAS Department in accomplishing its objectives by bringing a systematic and disciplined… more
