- Fidelity TalentSource LLC (Smithfield, RI)
- Job Description:The RoleThe Manager on the Fidelity Brokerage and Wealth Corporate Accounting & Controllership Team will be a key member of the team ... accountable for financial accounting and controllership to Fidelity s Brokerage and Wealth legal entities. \u00A0You will have responsibility over performing… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …and objectivity in all aspects of position. This position will be posted through May 1st. Audit Project Manager - Wealth and Asset Management Total Base Pay ... We are seeking an individual to join our Internal Audit team to support our Wealth and...in a team environment under the guidance of the Audit Manager . Responsibilities include developing and executing… more
- US Bank (Milwaukee, WI)
- …management, card, and card processing products and services. The Senior Audit Manager of Innovation & Analytics - Payments, Wealth and Investment Products ... Payments, Wealth , and Investment Products team has audit responsibilities for asset management, brokerage services,...relationship with the CAS Data Analytics team's Data Science Manager . + Co-develop goals by audit team… more
- Bank of America (Jersey City, NJ)
- Managed Investments Product Manager Pennington, New Jersey;Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help ... advisory product, which may include managing a product within the brokerage or institutional offering. Responsibilities may include managing strategic initiatives… more
- City National Bank (Los Angeles, CA)
- …regulatory affairs. + For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). + For Wealth Management Compliance roles, experience with ... ** MANAGER COMPLIANCE PROGRAM SENIOR** **WHAT IS THE OPPORTUNITY?**...at a financial institution with extensive understanding of banking, brokerage and investment regulations. + Minimum of 10 years… more
- Morgan Stanley (New York, NY)
- …financial advisor-led brokerage and investment advisory services; self-directed brokerage services; financial and wealth planning services; workplace ... market positions in each of its business segments Institutional Securities, Wealth Management, and Investment Management. Morgan Stanley, through its subsidiaries… more
- Citigroup (New York, NY)
- …and services, including consumer banking, corporate and investment banking, securities brokerage , transaction services, and wealth management. Citi enables ... line of defense teams, ERM governance, model development, reporting, technology, Internal Audit , and external regulators. He/ She will have the opportunity to work… more
- Morgan Stanley (Geneva, IL)
- …WM provides comprehensive financial advice and services to its clients including brokerage , investment advisory, financial and wealth planning, credit and ... conducts its business through three principal business segments-Institutional Securities, Global Wealth Management via Wealth Management (WM), and Asset… more
- BMO Financial Group (SD)
- …banking and brokerage industry (eg NASD, SEC, Federal Reserve, Internal Audit ) -Maintain accurate client records as required by the firm, regulatory authorities ... investment inquiries, purchases and redemptions, as well as general navigation of Wealth websites. The BMO Investment Services, Investment Service Specialist has the… more
- Morgan Stanley (Alpharetta, GA)
- …that help clients meet their financial and life goals. Our offering includes brokerage and investment advisory services, financial and wealth planning, access to ... its business through three principal business segments. Institutional Securities, Wealth Management (WM), and Investment Management. The Firm's employees serve… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. Citi enables clients ... governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment)...of interest to Citi's regulators + Coordinate with Internal Audit on internal closure process for the program, ensure… more
- Citigroup (Tampa, FL)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. Our core activities ... team dedicated to hiring full time Finance and Internal Audit talent from the event. We are hiring in...+ Senior Financial Analyst + FP & A Group Manager **Popular cities we hire in:** Tampa, Florida Jacksonville,… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. Our core activities ... Third Parties. Citi is currently seeking a senior group manager of TPM Policy and Governance, supporting the Enterprise...15+ years of experience in third-party risk management, compliance, audit , or a related field + Proven track record… more
- First Horizon Bank (Durham, NC)
- …Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage , capital markets, fixed ... to promote sales, product knowledge and customer service. Assists Branch Manager with training personnel. + Take loan applications for personal/retail consumer… more
