- City National Bank (Los Angeles, CA)
- ** AUDITOR I- BSA / AML ** **WHAT IS THE...policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned to one of the… more
- Bank of America (Hollywood, CA)
- …agencies. + Subject matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) + Support ... Audit Manager - Investigations ( BSA / AML including Sanctions) Charlotte, North Carolina;Stamford,...internal policies. + Minimum 5 years of experience conducting Bank Secrecy Act /Anti-Money Laundering… more
- Bank of America (Boston, MA)
- …areas + Subject matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) + Support ... Senior Audit Manager - ( BSA / AML including Sanctions) Charlotte, North Carolina;Boston,...including Sanctions) Charlotte, North Carolina;Boston, Massachusetts **Job Description:** At Bank of America, we are guided by a common… more
- Federal Reserve System (New York, NY)
- …departments; compliance consultant in the financial services industry; auditor ; or bank examiner. + Demonstrated knowledge of BSA / AML and sanctions ... **Company** Federal Reserve Bank of New York Working at the Federal...legal staff, and policymakers across agencies. **Your role as BSA / AML Compliance Risk Supervising Examiner:** + Lead… more
- Bank of America (Providence, RI)
- …etc. + Subject matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) + Assess ... are not limited to: + Subject matter expertise of BSA / AML and Fraud related risks with a...internal policies. - Minimum 5 years of experience conducting Bank Secrecy Act /Anti-Money Laundering… more
- Citizens (Johnston, RI)
- …Laundering Due Diligence Management, Currency Transaction Reporting, Financial Intelligence Unit, and Bank Secrecy Act and Office of Foreign Assets ... of issues to ensure risk is sufficiently mitigated. + Act as lead auditor on sections of...Audit team to support the assessment of BSA / AML compliance, and risk management practices in bank… more
- MUFG (Tampa, FL)
- …+ Expert understanding of financial crimes risk such as Bank Secrecy Act and Anti-Money Laundering ( BSA / AML ), Know Your Customer, and Sanctions is ... designed to assess and evaluate the effectiveness of the Bank 's governance, risk management and control processes. It reports...limited to, execution of end-to-end audit process of assigned BSA / AML projects and audits (eg, planning, fieldwork… more
- Capital One (Mclean, VA)
- …the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA / AML , Sanctions, and Fraud Compliance related audit projects that provide ... 1 (19052), United States of America, McLean, Virginia Principal Auditor (Experienced Senior Auditor ), Financial Crimes Compliance...of business units and lead small to medium size BSA / AML , Sanctions, and Fraud Compliance… more
- Capital One (Plano, TX)
- …the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA / AML , Sanctions, and Fraud Compliance related audit projects that provide ... and professional ethical standards. **Responsibilities:** + Participate in major components of BSA / AML , Sanctions, and Fraud Compliance audits. Assist in… more
- First National Bank of Omaha (NE)
- …**Compliance:** Understand and comply with bank policy, laws, regulations, and the bank 's BSA / AML Program, as applicable to your job duties. Complete ... for this position). **_Desired_** + Professional Certification: Certified Internal Auditor (CIA) and/or bank compliance expertise related certification:… more
- CIBC (Atlanta, GA)
- …(CAMS), or other compliance-related certifications.** **Strong knowledge of US banking requirements (eg, BSA / AML , Fair Lending, Flood, Reg E, UDAAP, etc.) is a ... We're building a relationship-oriented bank for the modern world. We need talented,...doing** As a member of CIBC's team, the Senior Auditor is responsible for conducting risk-focused audits; advising business… more
- Bank of America (Charlotte, NC)
- …at a regulated financial institution in the United States + Good understanding of BSA / AML related risks and a solid business understanding of financial services ... member of the Data Quality (DQ) Audit team, the auditor will execute audit programs designed to measure and...and report on data risk across the enterprise. Will act as an individual contributor and will also occasionally… more
- City National Bank (Los Angeles, CA)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit… more
- Citigroup (Irving, TX)
- …report writing skills + Highly analytical + Preferred experience in BSA / AML , Fiduciary, Credit, Change Management, and Artificial Intelligence **Education:** ... IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit Committee. The QA function provides… more