- City National Bank (Los Angeles, CA)
- ** AUDITOR I- BSA / AML ** **WHAT IS THE...policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory...where audit responsibilities are assigned. + Assists the Senior Auditor and or Audit Manager in the development of… more
- Bank of America (Boston, MA)
- …areas + Subject matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) + Support ... banking, capital markets, etc. + Plan, perform, and lead BSA / AML Compliance and Fraud audits...Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational… more
- Federal Reserve System (New York, NY)
- …services industry; auditor ; or bank examiner. + Demonstrated knowledge of BSA / AML and sanctions compliance risk management programs and controls in ... **Company** Federal Reserve Bank of New York Working at the Federal...legal staff, and policymakers across agencies. **Your role as BSA / AML Compliance Risk Supervising Examiner:**… more
- Bank of America (Providence, RI)
- …- Minimum 5 years of experience conducting Bank Secrecy Act /Anti-Money Laundering audits, Risk Management audits, Compliance audits or a combination. ... are not limited to: + Subject matter expertise of BSA / AML and Fraud related risks with a...matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions… more
- Robert Half Accountemps (Las Vegas, NV)
- …Vegas, Nevada. The role primarily focuses on ensuring compliance with Title 31 and Bank Secrecy Act ( BSA ) regulations, mitigating risks related to ... * Conduct in-depth analysis of daily transactions to ensure compliance with Title 31 and BSA *..., Documentation, AML - Anti Money Laundering, Bank Secrecy Act , Suspicious Activity… more
- MUFG (Tampa, FL)
- …+ Expert understanding of financial crimes risk such as Bank Secrecy Act and Anti-Money Laundering ( BSA / AML ), Know Your Customer, and Sanctions is ... designed to assess and evaluate the effectiveness of the Bank 's governance, risk management and control processes. It reports...Minimum of 5 or more years of financial crimes ( BSA / AML /OFAC) compliance audit experience +… more
- Capital One (Mclean, VA)
- …Financial Crimes Compliance Audit team, you will focus on engagements involving BSA / AML , Sanctions, and Fraud Compliance related audit projects that ... America, McLean, Virginia Principal Auditor (Experienced Senior Auditor ), Financial Crimes Compliance (Hybrid) Capital One's...lead small to medium size BSA / AML , Sanctions, and Fraud Compliance audits. Perform… more
- Capital One (Plano, TX)
- …Financial Crimes Compliance Audit team, you will focus on engagements involving BSA / AML , Sanctions, and Fraud Compliance related audit projects that ... Center (31064), United States of America, Plano, Texas Senior Auditor , Financial Crimes Compliance (Hybrid) Capital One's...Participate in major components of BSA / AML , Sanctions, and Fraud Compliance audits. Assist… more
- First National Bank of Omaha (NE)
- …experience for this position). **_Desired_** + Professional Certification: Certified Internal Auditor (CIA) and/or bank compliance expertise related ... Senior Auditor in updating audit universe assessments. ** Compliance :** Understand and comply with bank policy,...with bank policy, laws, regulations, and the bank 's BSA / AML Program, as applicable… more
- CIBC (Atlanta, GA)
- …other compliance -related certifications.** **Strong knowledge of US banking requirements (eg, BSA / AML , Fair Lending, Flood, Reg E, UDAAP, etc.) is a plus** ... We're building a relationship-oriented bank for the modern world. We need talented,...doing** As a member of CIBC's team, the Senior Auditor is responsible for conducting risk-focused audits; advising business… more
- Discover (Riverwoods, IL)
- …degree in business, Finance, Legal, or related field . 4+ years of experience in Compliance , Financial Services, Risk, and/or BSA / AML . In lieu of a ... and/or Audit . Certified Anti Money Laundering Specialist . Certified Internal Auditor . Certified Regulatory Compliance Manager **Application Deadline:** The… more
- City National Bank (Los Angeles, CA)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit… more
- Citigroup (Irving, TX)
- …report writing skills + Highly analytical + Preferred experience in BSA / AML , Fiduciary, Credit, Change Management, and Artificial Intelligence **Education:** ... IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit Committee. The QA function provides… more