- Fidelity TalentSource LLC (Merrimack, NH)
- …is integral to supporting compliance with overall AML obligations required by the Bank Secrecy Act . The candidate will support this effort by analyzing ... of transactions that occur daily across Fidelity's business. The AML Analyst monitors this activity in an effort to...financial transactions as well as a firm understanding of trading markets and operations Ability to work… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …crimes investigations Skills and Knowledge: Knowledge of Anti-money laundering ( AML ) regulations ( Bank Secrecy Act of 1970, Money Laundering Control ... derivatives trading , as well as a working knowledge of trading operations . Experience in conducting interviews. Experience investigating financial services,… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …investigations preferred Skills and Knowledge: Knowledge of Anti-money laundering ( AML ) regulations ( Bank Secrecy Act of 1970, Money Laundering Control ... derivatives trading , as well as a working knowledge of trading operations . Experience investigating financial services, banking and similar business-related… more
- Bank of America (Charlotte, NC)
- …such as insider trading , market manipulation and other specified unlawful activities under the Bank Secrecy Act (" BSA "). The GFC Risk Manager will ... trading /products + 5 years' professional work experience with AML /BSAor Surveillance **Desired Qualifications:** Financial Services and/or related government… more
- SMBC (New York, NY)
- …following: commercial banking; broker-dealer sales and trading ; financial and regulatory reporting; AML and BSA ; human resources and operations , is a ... banking; broker-dealer sales and trading ; financial and regulatory reporting; AML and BSA ; human resources and operations , is a must including: +… more
- SMBC (New York, NY)
- …KYC experience in Banking & Financial Services. + Strong understanding of US PATRIOT Act , BSA / AML requirements (eg, CIP requirements; difference between ... SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc.,...across multiple functions / units - Front Office, Compliance, AML , Operations , Legal and Tax, amongst others… more
- ManpowerGroup (New York, NY)
- …risk and market risk indicators on an on-going basis, in accordance with the Bank 's risk management policy and trading policy, monitor the TD transactions ... assigned by Department Head * Successfully complete the Branch's mandatory annual BSA / AML and OFAC training Capabilities and Experience Requirements: *… more
