- PNC (Pittsburgh, PA)
- …feel respected, valued and have an opportunity to contribute to the company's success. As Risk & Controls Advisor within PNC's Operational Risk ... of Defense advisor , providing challenge and oversight of PNC's technology business continuity and operational resilience programs * Lead review of 1st Line of… more
- Truist (Atlanta, GA)
- …function. + Engage with CIB Technology leadership in its management of risks and controls as well as its execution of risk program requirements. Execute, ... unacceptable or key emerging risks to BU CRO and/or Business Unit Risk Committee. 2. Guide ...challenging issues. 9. Advise on the effectiveness of BU risk and control environment 10. Provide direction… more
- Truist (Richmond, VA)
- …Engage with Business Unit leadership in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate ... Program requirements (eg, RCSA, KRIs, etc.) within the Business Unit and BURM. Provide strategic insight, risk...challenging issues. 9. Advise on the effectiveness of BU risk and control environment 10. Provide direction… more
- M&T Bank (Wilmington, DE)
- …of change may be dynamic and frequent. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... emerging risks, changes to the regulatory landscape, and consideration of cost beneficial risk management opportunities for the business . The position may have… more
- Wells Fargo (Charlotte, NC)
- …operational and compliance risk could result in material risk to the business and help design/implement new controls as needed + Review new Enterprise ... this role, you will:** + Act as a key advisor in support of CIB Banking's Risk ...and LOB COOs with a focus on Investment Banking's risk and control programs. + Support the… more
- Experian (Allen, TX)
- …seasoned compliance professional with experience providing consumer compliance guidance to business units and performing compliance risk management activities. ... businesses on their consumer compliance risks, regulatory requirements and mitigating controls . + Performing compliance risk assessments, compliance policy and… more
- Comerica (San Francisco, CA)
- …Private Bankers, and Wealth Associates. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. * Works within the ... Private Banking Advisor The Private Banking Advisor will...and tax planning, cash flow analysis and budgeting, and risk management to ultra-high net worth clients. Uses advanced… more
- M&T Bank (Fairfield, CT)
- …remediation tool in the appropriate system. *Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... **Overview:** Serves as an advisor to provide an advice-based approach to financial...approach to financial solutions for an assigned book of business . Actively solicits new and existing investments and insurance… more
- Truist (Tampa, FL)
- …clients, their attorneys and CPAs + Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- Truist (Boston, MA)
- …clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …well as collaboratively within a team environment. * Provide a high-level partnership with business to be a trusted advisor . * Establish and maintain effective ... * Oversees elements of the RJ Bank compliance program(s) for an assigned business entity to ensure processes and procedures are aligned with regulatory compliance… more
- Bank of America (Chicago, IL)
- …internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages ... Financial Solutions Advisor Stage I - Consumer Investments-Lincoln and Peterson...* Referral Identification * Customer and Client Focus * Risk Management * Trading * Business Acumen… more
- Bank of America (Centerville, GA)
- …internal service providers based on client needs and asset thresholds + Mitigates and controls risk as part of daily activities + Identifies and engages ... Financial Solutions Advisor - Consumer Investments - Warner Robbins Financial...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- Comerica (Dallas, TX)
- …lead initiatives with that impact key business processes and identify risks and controls through the Risk and Control Self-Assessment (RCSA) * Trend ... Risk Management Lead with extensive knowledge of risk mitigation and internal control evaluation within... monitoring activities as assigned, specifically for risks and controls relative to high- risk business … more
- City National Bank (Newark, DE)
- …Key Risk Indicators and assists management teams with monitoring and testing of controls . Coordinates Risk and Control Self Assessments, third party ... risk assessments, fraud control risk assessments, compliance risk ... risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance, Business Continuity,… more
- FirstBank PR (GU)
- … to violations. Works with unit manager in the development and execution of business risk assessment Provides feedback on exceptions noted during audits and ... Our Company At FirstBank, we strive to be trusted advisor to our clients and our employees are the...more years of work e xperience in the mortgage business , in risk management, audit, and compliance.… more
- Wells Fargo (New York, NY)
- … control leadership, drive strategic projects and initiatives, and serve as a senior advisor to Business and Control leadership across a variety of ... strategies to influence process owners, control owners, business sponsors, and key risk partners on... partners on the need for additional or improved controls to mitigate risk . Provide operational … more
- Fifth Third Bank, NA (Atlanta, GA)
- …Risk functions either as requested ad hoc, or during ongoing Internal Audits, Business Controls RCSAs, PDRAs, and Compliance Topic Reviews. + Coordinates with ... with familiarity of Wealth & Asset Mgmt policies and procedures, strategies, controls , risk /compliance, etc. + General knowledge on investment reporting systems,… more
- SMBC (New York, NY)
- …real by initiating, and leading high-priority data projects. Be a trusted and informed advisor /partner to Finance teams and lines of business staff members * The ... and Operations stakeholders. Strong knowledge of banking and capital markets products, risk processes and controls with good understanding of regulatory… more
- Wells Fargo (New Orleans, LA)
- …Strategically engage with all levels across the enterprise to improve processes and risk control , resolve client issues while achieving Wells Fargo's business ... monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite… more