- T. Rowe Price (Baltimore, MD)
- …to explore the opportunity to join us and grow your career with us. Head of Investment Compliance Role Summary: The Head of Investment Compliance will ... for all accounts across the globe. The Head of Investment Compliance is a global lead position... associate and builds allies for our global associate community . We know that a sense… more
- City National Bank (Newark, DE)
- ** INVESTMENT SERVICES ASSOCIATE ** **WHAT IS THE OPPORTUNITY?** Work with Investment Services Managers in the managing of the overall relationship of assigned ... with the annual confirmation of investment objectives.Assist Investment Services Managers with various compliance reports...than the competition to help our clients, colleagues and community flourish. City National Bank was founded in 1954… more
- T. Rowe Price (Baltimore, MD)
- …to join us and grow your career with us. ABOUT THIS POSITION: The Analyst, Investment Compliance monitors investment activities as it relates to Guideline ... environment. You will develop a deep understanding of global compliance requirements, investment strategies and derivative usage,... associate and builds allies for our global associate community . We know that a sense… more
- Regions Bank (Baton Rouge, LA)
- …into the careers section of the system. **Job Description:** At Regions, the Community Development Lending & Investment Partner is responsible for the ... footprint. **Primary Responsibilities** + Develops and implements strategies that support community development lending and investment goals for assigned markets… more
- Ascension Health (St. Louis, MO)
- …of online access to recordkeeping system for the portfolios. Preparation of foreign compliance and registration for investment managers. + Responsible for trade ... **Details** + **Department:** Ascension Investment Management (AIM) + **Schedule:** 8-hour day shift,...assistance Tuition reimbursement Ways to give back to your community _*Please note, benefits and benefits eligibility can vary… more
- T. Rowe Price (Baltimore, MD)
- …aim to lift the experience for each associate and builds allies for our global associate community . We know that a sense of belonging is key not only to your ... Portfolio Managers to resolve trading issues. + Works with Compliance and Legal to clarify and resolve investment... Compliance and Legal to clarify and resolve investment strategy issues and determine best method for tracking… more
- T. Rowe Price (Baltimore, MD)
- …aim to lift the experience for each associate and builds allies for our global associate community . We know that a sense of belonging is key not only to your ... difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today… more
- T. Rowe Price (Baltimore, MD)
- …aim to lift the experience for each associate and builds allies for our global associate community . We know that a sense of belonging is key not only to your ... difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today… more
- T. Rowe Price (Owings Mills, MD)
- …aim to lift the experience for each associate and builds allies for our global associate community . We know that a sense of belonging is key not only to your ... difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today… more
- MUFG (Tampa, FL)
- …colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving ... member of our recruitment team will provide more details. **_Job Summary:_** The Associate Auditor II role within the Internal Audit function is responsible for… more
- BMO Financial Group (Chicago, IL)
- …looking for someone with experience in affordable housing, that can underwrite investment opportunities in low income housing tax credit funds. As a portfolio ... manager in BMO's Community Capital Solutions group, you will be joining a...objectives. We are an active investor in Small Business Investment Company (SBIC) funds, Low Income Housing Tax Credit… more
- Federal Reserve System (Philadelphia, PA)
- …development programs and issues, personal finance programs and issues, and consumer compliance regulations, including the Community Reinvestment Act. . General ... to ensure compliance with conflict of interest rules and personal investment restrictions. + Background investigations and drug testing are required for all new… more
- BlackRock (New York, NY)
- …management processes and technology products? As a Product Owner with focus on Investment Compliance products, you will be responsible for tactically leading a ... to diverse engineering and Aladdin business teams, we will deliver cutting-edge investment compliance capabilities and superb customer experiences. This role is… more
- BECU (Seattle, WA)
- As the nation's largest community credit union, we begin every day focused on delivering superior financial products and services for our 1.3 million members and ... be found here . **IMPACT YOU'LL MAKE:** As an Associate Financial Advisor at BECU, you will play a...you will play a pivotal role in providing personalized investment services and recommendations to our member clients. Your… more
- Securities and Exchange Commission (Washington, DC)
- …to 4/30/2024 The Division of Examinations (Exams) is seeking to fill the position of Associate Director in the Office of Investment Advisers and Investment ... of all backgrounds who share our commitment to public service. The Associate Director (Exams) supervises and directs Exams' Headquarter IA/IC Examination Program… more
- T. Rowe Price (Baltimore, MD)
- …business objectives. + Strategic vision and demonstrated success in transforming an investment compliance function and building a framework for consistency ... for setting compliance standards and enhancing the compliance framework for T. Rowe Price's investment ... associate and builds allies for our global associate community . We know that a sense… more
- T. Rowe Price (Baltimore, MD)
- …aim to lift the experience for each associate and builds allies for our global associate community . We know that a sense of belonging is key not only to your ... are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can...the firm. The primary objective of the Relationship Management Associate (RMA) is to take the lead in the… more
- Securities and Exchange Commission (Washington, DC)
- …to 4/30/2024 The Division of Examinations (Exams) is seeking to fill the position of Associate Director in the Office of Investment Advisers and Investment ... examinations of broker-dealers, transfer agents, investment companies, investment advisers and self-regulatory organizations; Assessing the compliance ,… more
- T. Rowe Price (Baltimore, MD)
- …aim to lift the experience for each associate and builds allies for our global associate community . We know that a sense of belonging is key not only to your ... our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses. This role will be responsible for assisting… more
- HUB International (Glen Allen, VA)
- …array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. In addition to winning the ... about our talent. We currently have an opportunity for a **Financial Planning Associate ** to join our **Retirement and Private Wealth** team in our **Glen Allen,… more