- Manulife (Boston, MA)
- …** Compliance Manager ** The Compliance Manager , US Investment Management Compliance , is accountable for the execution and/or supervision of ... renewal process required under Section 15 (c) of the Investment Company Act of 1940 + Responsible for storage,...Ethics Oversight responsibilities **How will you create impact?** The Compliance Manager role on our Monitoring and… more
- T. Rowe Price (Baltimore, MD)
- … We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today ... T. Rowe's investment lifecycle by implementing and monitoring compliance with investment management guidelines and restrictions for all accounts managed… more
- BlackRock (Wilmington, DE)
- …- interpreting the client's investment guidelines from the completed Investment Management Agreement (IMA) and implementing the required controls through ... ? Look no further! BlackRock is currently seeking an Investment Guidelines Compliance Associate to become a...the following qualifications** : + Experience working in the investment management industry and knowledge of … more
- Deloitte (Denver, CO)
- …prior experience to provide tax compliance and consulting services to investment management clients. You will assist clients with effective analysis, ... and pursuits. The Team As global leaders in providing professional services to the Investment Management industry, Deloitte works with clients to address a range… more
- PNC (Philadelphia, PA)
- …the company's success. As a Product Manager Lead within PNC's Asset Management Group Investment Office organization, you will be based in Philadelphia, PA. ... include: * Where agreed, help manage operational and administrative requests from Asset Management Group (AMG) Investment Advisors to a proprietary investment… more
- Deloitte (Columbus, OH)
- …prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients with effective analysis, solution ... have an exciting opportunity for you as a Tax Manager on our growing team! Recruiting for this role...the global leader in providing professional services to the Investment Management industry, Deloitte Tax LLP works… more
- Bank of America (Charlotte, NC)
- …Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Charlotte, North Carolina; Jacksonville, Florida ... (CFs) to complete compliance , policy, operational/fraud risk management requirements. The Global Financial Crimes ("GFC") Manager... Manager - Global Markets and Global Wealth & Investment Management Risk (hereinto referred to as… more
- Manulife (Boston, MA)
- …Research each issue and report breaches and other significant findings to the Investment Compliance management team Complete the annual prospectus/SAI ... of 1940, and IRS tax diversification requirements, overseeing the sub-adviser's investment compliance monitoring, sub-adviser oversight including due diligence… more
- T. Rowe Price (Baltimore, MD)
- … We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today ... to join us and grow your career with us. ABOUT THIS POSITION: The Analyst, Investment Compliance monitors investment activities as it relates to Guideline… more
- Deloitte (Columbus, OH)
- …and local tax issues? Are you intrigued by the tax considerations specific to investment management , private equity, real estate and/or hedge fund clients? If ... for you! We are looking for an innovative, analytical Manager who is ready to handle new challenges and...diverse and inclusive workplace The TeamDeloitte's Multistate Tax Services Investment Management group has more than 1,500… more
- Scotiabank (New York, NY)
- Manager , US Investment Banking Product Control **Requisition ID:** 197379 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , US Investment Banking Product Control (197379)** **Global Banking and… more
- Federal Home Loan Bank of Boston (Boston, MA)
- Community Investment Manager Location: Boston Job Code: 401 # of openings: 1 Description The Federal Home Loan Bank of Boston is a leading provider of wholesale ... a work-life balance. Position Summary One of four Community Investment Managers at the Bank, this position has primary...management responsibility for the approval of funding and compliance monitoring of the use of such funds. S/he… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- …for all asset classes, work with the Director regarding investment policy compliance , investment manager /class due diligence, and preparation of monthly ... Investment Manager of Private Markets Print...partnership agreement review, private placement memorandum review, economic theories, investment principles, cash management , securities trading, and… more
- Comerica (Frisco, TX)
- …Manager The Portfolio Manager is responsible for assisting in the management of Comerica's investment securities portfolio and in the execution of ... Subcommittee and its responsibilities to oversee benefit plan assets and investment management . Equal Opportunity Employer Minorities/Women/Protected… more
- MassMutual (Springfield, MA)
- ** Investment Tax Manager - Special Projects & Strategic Initiatives** ** Investment Taxes, Corporate Tax Department** **Full-Time** **Springfield MA, Boston ... MA, or New York NY** **The Opportunity** As an Investment Tax Manager in the Investment...taxation to understand how investments fit into larger tax compliance , reporting and audit frameworks. + Experience with US… more
- City National Bank (Wilmington, DE)
- ** MANAGER INVESTMENT OVERSIGHT** **WHAT IS THE OPPORTUNITY?** The Risk SVP will serve as the head of the Investment Risk function for City National Bank. The ... strategic planning, and providing guidance on operational issues. Participating member of investment management related committees, including the investment … more
- Deloitte (Columbus, OH)
- …per week + 8+ years of public accounting experience (at least 3 years in investment management ) or equivalent in law firms or industry + Bachelor's degree in ... knowledge across multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their trusts, estates, family… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an **Institutional Investment Operations Manager ** for the **Foreign Exchange Operations** team within the Corporate ... Investment Banking (CIB) Operations organization to work with business...for senior leaders in CIB Business, Operations, Operational Risk, Compliance , Legal and Technology with outcomes that: + Place… more
- Citigroup (New York, NY)
- …as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- Dominion Energy (Richmond, VA)
- …their strategies, performance, and risk management processes. Prepares detailed investment memoranda for less-complex investment manager recommendations. ... Investment Analyst or Senior Investment Analyst (Asset Management ) At Dominion...- so we can all move forward together.** **Nearest Major Market:** Richmond **Job Segment:** Manager , Research, Management… more