- AON (Chicago, IL)
- Aon Investments USA is looking for Senior Manager , Investment Compliance As part of an industry-leading team, you will help empower results for our clients ... investment team. Your impact as a Senior Manager , Investment Compliance Aon Investments...Required Experience: + 7+ years of experience in a compliance function for an SEC- registered investment… more
- KPMG (Dallas, TX)
- …years of recent tax experience in the financial services industry supporting registered investment funds and alternative investments ( investment partnership ... **Business Title:** Seasonal Tax Manager , Alternative Investment Partnerships **Requisition Number:** 108562 - 87 **Function:** Tax Services **Area of… more
- BMO Financial Group (WI)
- …opportunities for growth; all formal complaints must be immediately shared with the Manager and/or Compliance Officer -Possess strong knowledge and act as ... **Work Schedule: Monday-Friday,** **10 am to 7pm Central Time** The BMO Investment Services (BIS) Investment Service Specialist's primary responsibility is to… more
- City and County of San Francisco (San Francisco, CA)
- …external investment managers, with meaningful oversight from the Associate Portfolio Manager or senior investment staff. + Assists in the monitoring of ... an external manager 's investment performance and the factors affecting...compliance with all internal guidelines and with the investment policies and guidelines as established by the Retirement… more
- Citigroup (Tampa, FL)
- …The Senior Lead Counsel I will focus on Wealth's operations as a US Registered Investment Adviser and fiduciary under OCC Regulation 9. **Responsibilities:** + ... front office personnel, and control functions on matters related to the investment management accounts, products and services offered through Wealth's US businesses… more
- Manulife (Boston, MA)
- …today. **Working Arrangement** Hybrid **Job Description** ** Compliance Manager ** The Compliance Manager , US Investment Management Compliance , is ... Ethics Oversight responsibilities **How will you create impact?** The Compliance Manager role on our Monitoring and...SEC Form ADV filing processes for our two SEC Registered Investment Advisers and for assisting with… more
- Colorado State University (Fort Collins, CO)
- …trust them + Responsibility - they take ownership of decisions and actions Our Investment in You Colorado State University ( CSU ) is committed to providing ... family, workplace wellness. These resources are part of our investment in you. Employees are benefits eligible when working...students and guests. This position is a temporary, full-time Registered Nurse that will live and work at the… more
- Commonwealth of Pennsylvania (PA)
- Registered Nurse Supervisor - 2nd Shift - South...a regular basis with the Director of Nursing, Nurse Manager 1, and the supervisors of the other shifts ... Mountain Restoration Center Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4399707) Apply Registered Nurse Supervisor - 2nd Shift - South Mountain… more
- Akin Gump Strauss Hauer & Feld LLP (New York, NY)
- …Asia and the Middle East. We are currently seeking a Paralegal to support the Investment Funds practice, reporting to the Paralegal Manager . The role will reside ... areas of law. Paralegals may also monitor regulations, legal developments and compliance procedures in their area of expertise. In addition, Paralegals may be… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior ... Officer. This role will serve as the Deputy Commercial Broker Dealer Compliance Officer supporting three institutional FINRA registered broker dealers and… more
- City National Bank (Los Angeles, CA)
- …with a financial institution such as a broker/dealer and/or registered investment adviser. + For Wealth Management Compliance roles, experience working ... ** MANAGER COMPLIANCE PROGRAM SENIOR** **WHAT IS...** MANAGER COMPLIANCE PROGRAM SENIOR** **WHAT IS THE OPPORTUNITY?** The...within a Compliance Investment Management role. **Compensation** Starting base salary: $141,830 -… more
- AccentCare, Inc. (Beaumont, TX)
- …$10K Sign On Bonus Find Your Passion and Purpose as an Executive Director - Registered Nurse RN Reimagine Your Career in Hospice As a medical professional, you know ... day-to-day operation and ensuring that the Director of Patient Care Services/Clinical Manager is available during business hours. Be responsible for of all clinical… more
- Citizens (Johnston, RI)
- …services organization. + Knowledge of operational matters within a Retail B-D and Registered Investment Advisor + Strong working knowledge of the compliance ... Description The Branch Inspections Manager (Citizens Securities, Inc.) is responsible for working...7, 24 Required + 7+ years of broker dealer compliance / investment advisory experience + Experience reading and… more
- Banner Health (Phoenix, AZ)
- …Workplaces 2023 for Diversity. These recognitions reflect Banner Health's investment in team members' professional development, wellness benefits, and continued ... balance, and boosting employee engagement. As the **Associate Director Registered Nurse RN Intraop** , you will bring your...sub-specialty clinics, and with a new $400 million campus investment , a new patient tower and 2 new clinic… more
- Robert Half (Chicago, IL)
- JOB REQUISITION Risk and Compliance Lender Due Diligence Senior Manager LOCATION CHICAGO ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti ... Need You Protiviti is looking for a Risk & Compliance Senior Manager to join our growing...and client requests and commitments. #LI-Hybrid Protiviti is not registered to hire or employ personnel in the following… more
- Banner Health (Phoenix, AZ)
- …integrated multi-specialty and sub-specialty clinics, and with a new $400 million campus investment , a new patient tower and 2 new clinic buildings will be built. ... and utilizes input from staff and oversees change implementation. Ensures compliance with appropriate regulatory agencies. 3. Facilitates communication of system,… more
- Banner Health (Phoenix, AZ)
- …integrated multi-specialty and sub-specialty clinics, and with a new $400 million campus investment , a new patient tower and 2 new clinic buildings will be built. ... update conference. 2. Collects required clinical data and collaborates with case manager of insurance provider for approval. Interprets and administers current payor… more
- City of New York (New York, NY)
- …and/or carrying out compliance functions for a large and/or complex SEC registered investment advisor, broker/dealer, consulting firm, or in a related area; ... manager recommendations and investments. - Assisting the CCO in performing a compliance review of presentation materials such as investment memos and… more
- Credit Suisse (New York, NY)
- …legal and regulatory expectations / requirements related to private funds, SMA's and registered investment companies. Bank regulatory expertise is a plus. * ... business. * Evaluating trading, information barrier and specialist network requests. * Influencing investment team members within CIG on key compliance risks and… more
- Commonwealth of Pennsylvania (PA)
- Nurse Manager 1 Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4388726) Apply Nurse Manager 1 Salary $90,237.00 - $137,202.00 Annually ... SUBMIT A NEW APPLICATION. Are you a compassionate, professional Registered Nurse looking to play an integral part of..., is actively recruiting for the position of Nurse Manager 1. This position is key to the entire… more