- MUFG (Irving, TX)
- …more details. The Compliance Officer will be a member of the Global Corporate & Investment Banking Compliance team with the objective of providing ... support, guidance, and oversight to MUFG Bank's Global Corporate & Investment Banking ("GCIB") business unit.... Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management… more
- Bank of America (Chicago, IL)
- Senior Credit Officer -Global Corporate and Investment Banking Chicago, Illinois **Job Description:** At Bank of America, we are guided by a common purpose to ... conditions, and relationship profitability to provide high quality credit approval to Corporate Banking, Investment Banking, Global Markets, and Treasury +… more
- Santander US (New York, NY)
- Vice President - Americas Control Room Officer , Corporate & Investment Banking (CIB) New York, United States of America The Santander CIB (US) Control Room ... potential transactional conflicts of interest. The VP, Control Room officer is responsible for working with the US Head...of the Control Room to ensure that an effective compliance program is developed and maintained to address … more
- CIBC (Sumter, SC)
- …You'll Be Doing** Reporting to the head of CIBC US Middle Market Investment Banking, this position is responsible for providing dedicated proactive coverage of ... is to build partner level relationships through regular proactive contact with investment teams at selected US middle-market private equity firms. While focused on… more
- City of New York (New York, NY)
- …for 300+ investment managers and consultants. - Assisting the Chief Compliance Officer in maintaining the Agency's Personal Trading Policy, including setting ... managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief...and investments. - Assisting the CCO in performing a compliance review of presentation materials such as investment… more
- Scotiabank (New York, NY)
- …to the overall success of the advisory compliance coverage of the Corporate & Investment Banking and Research businesses in the US Specific business ... Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary...lines under coverage include Corporate & Investment Banking (CIB), Equity Capital… more
- City of Boise (Boise, ID)
- Animal Compliance Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4299468) Apply Animal Compliance Officer Salary $17.50 ... + Description + Benefits + Questions Summary Statement Animal Compliance Officer serves as a sworn City...vision options. + Post-employment health savings account. Retirement and Investment Plans: + PERSI retirement benefits + 401(k) or… more
- Mizuho Corporate Bank (New York, NY)
- …throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and ... Join the Mizuho team as an Information Security Officer ! This position reports directly to the Head...Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity… more
- Vanguard (Malvern, PA)
- As the Chief Compliance Officer of Vanguard Global Advisors and Head of Vanguard Fund and Advisor Compliance , this role provides strategic leadership and ... to drive robust compliance risk management. This role reports to the Vanguard Chief Compliance Officer and is a member of the Compliance Leadership Team.… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank,… more
- City of Boise (Boise, ID)
- Parking Compliance Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4228957) Apply Parking Compliance Officer Salary $17.50 ... 4/29/2024 12:00 PM Mountain + Description + Benefits + Questions Summary Statement Parking Compliance Officer facilitates compliance with city and state laws… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …, Director of Business Development, Chief Counsel, Chief Information Security and Privacy Officer , Chief Compliance Officer , Associate Compliance ... commercial banking, and treasury management products and services to corporate , institutional, and high-net-worth (HNW) clients.** **Job Summary** Under intermittent… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional,...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- First International Bank and Trust (Edina, MN)
- Wealth Management Compliance Officer Department: Corporate Location: Edina, MN PT/FT/Temporary : Full Time START YOUR APPLICATION ... years running. We are currently seeking an experienced and detail-oriented Wealth Management Compliance Officer to join our team at First International Bank and… more
- Sharp HealthCare (San Diego, CA)
- …consult with Executive leadership and the System EVP and Chief Financial Officer regarding financial priorities, compliance activities, budget planning process ... **Facility:** Corporate Offices **City** San Diego **Department** **Job Status**...compliance with entity policies. Advises operating entities on investment management decisions to ensure maximum return to the… more
- Liberty Bank (Middletown, CT)
- …The Fair Banking Officer works directly with business lines and other corporate functions to help ensure compliance with applicable laws and regulations and ... build effective relationships with all respective stakeholders (eg, Lending Officers, CRA Officer , Compliance Officer , industry, and regulatory authorities),… more
- Bechtel Corporation (Richland, WA)
- …Inc. ("BNI") is seeking an experienced professional to fill the role of Chief Compliance Officer ("CCO") for the Hanford Waste Treatment and Immobilization Plant ... the implementation of corrective actions. + This position will work closely with corporate leadership and an Independent Compliance Reviewer as well as external… more
- Banco Popular Puerto Rico (San Juan, PR)
- …results of the risk assessment are tracked until remediated in accordance with corporate compliance standards. + Own, develop and enhance the Risk Assessment ... Senior Compliance OfficerApply now " Apply now + Apply...risk exposure associated with Popular's business segments, including non-deposit investment products and fiduciary services, assess controls, and ensure… more
- Manulife (Boston, MA)
- …of 1940, and IRS tax diversification requirements, overseeing the sub-adviser's investment compliance monitoring, sub-adviser oversight including due diligence ... tasks conducted by the Office of the Chief Compliance Officer ("CCO's Office") in its mission...and report breaches and other significant findings to the Investment Compliance management team Complete the annual… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more