- Amerant Bank (Miramar, FL)
- …other BSA units.Monitor timeliness and quality of responses to inquiries on potential OFAC matches from the business officer .Identify BSA training needs in the ... preferred.Minimum Work Experience Requirements:5 to 7 years as an officer in a BSA/ Compliance or Internal Control...Essential Knowledge:Strong knowledge of the Bank Secrecy Act and OFAC regulations and compliance controls. Knowledge of… more
- Amerant Bank (Tampa, FL)
- …or denial of credit requests.Review depository activity of clients to insure compliance with BSA.Ensure preventive measures are carried out to fully comply with ... and internal policies relating to risks pertaining to BSA, USA Patriot Act, OFAC and other AML related issues.Identify, evaluate, monitor and make any recommendation… more
- JPMorgan Chase (Brooklyn, NY)
- …the of the Commercial and Investment Bank ("CIB") Line of Business Sanctions Officer ("LSO") Global Financial Crimes Compliance ("GFCC") Advisory Team, you will ... As a Compliance - Regulatory Strategy Lead - Vice President...sanctions regulations administered by Office of Foreign Asset Control (" OFAC ") and applicable non-U.S. sanctions programs. Additionally, this role… more
- Honeywell (Phoenix, AZ)
- Role: Sr. Export Compliance Officer / Compliance Assurance Analyst The future is what you make it. When you join Honeywell, you become a member of our global ... Inc. is seeking candidates for an exciting opportunity as a Sr. Export Compliance Officer / Compliance Assurance Analyst reporting to the Director of… more
- Navy Federal Credit Union (Vienna, VA)
- …of laws and regulations related to Bank Secrecy Act, USA Patriot Act, and OFAC . Thorough knowledge of compliance issues, laws and regulations impacting financial ... practices comply with applicable legal and regulatory requirements. Experience in compliance risk assessment and issues management. Develop, implement, and manage … more
- Honeywell (Plymouth, MN)
- …ITAR and OFAC + Significant experience in direct ITAR export compliance + Experience in drafting and submitting export license applications and proposed ... Develop and manage comprehensive internal export controls to ensure compliance with regulatory agencies. You will establish business processes for submitting and… more
- JPMorgan Chase (San Antonio, TX)
- As a Global Financial Crimes Compliance Detect / Report Senior Office you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...unstructured data populations + In-depth understanding of BSA, AML, OFAC and other AML regulatory policies + Ability to… more
- MUFG (New York, NY)
- …Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...Final CDD Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of strong risk… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …career in banking at Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes (FC) Officer I must have a high level of appropriate expertise within financial crimes ... risk management and related regulations, guidance, and best practice. The FC Officer I leads in the identification and assessment of risks where appropriate… more
- Meta (Menlo Park, CA)
- …liaison for State examinations and internal and external independent audits of MPY's BSA/AML/ OFAC compliance programs 6. responsible for responding to exam and ... **Summary:** The MFT Compliance Head of AML and MPY BSA / AML Officer is responsible for coordinating and monitoring Meta Payments, Inc's ('MPY') day-to-day… more
- Federal Reserve System (Philadelphia, PA)
- …the Bank through customer-focused services as a Federal Reserve Law Enforcement Officer . May require operating a post; working special law enforcement duties, such ... + Performs all law enforcement activities. Enforces Federal Laws over which officer has jurisdiction. + Protects and safeguards lives, property, and Bank operations.… more
- FirstBank PR (Miami, FL)
- Business Relationship Officer - Waterford Office Job Summary : To work in conjunction with the Commercial Loan Manager primarily in the management of the commercial ... loans and real estate mortgage loan applications under the loan officer 's responsibility. Maintain and supervise that communication with borrowers and their… more
- FirstBank PR (Deerfield Beach, FL)
- BUSINESS RELATIONSHIP OFFICER - COMMERCIAL LENDING Essential Responsibilities: + Responsible for approved types of Commercial loans, including Commercial Real Estate ... loans and real estate mortgage loan applications under the loan officer 's responsibility. Maintain and supervise that communication with borrowers and their… more
- Enterprise Bank & Trust (Los Angeles, CA)
- …our communities. Together, there's no stopping you.** SVP, SBA Business Development Officer **Job Description** **Summary:** The SBA Business Development Officer ... marketplace. + Ensure that all activities and work functions comply with compliance requirements, as defined in bank policies and procedures, sate/federal laws and… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- …of all Compliance requests for NCUA and external auditors Cover the BSA Officer , Compliance Officer , and Fraud and Compliance Specialists as ... another and our members. We are currently seeking an organized and detail-oriented Compliance Manager for our growing team in Poughkeepsie, NY. As the Compliance… more
- SMBC (Jersey City, NJ)
- …LMS reports and PowerBI training dashboard for accurate reporting to Head of FCC Compliance , BSA/AML Officer , Senior Management and Head Office + Assist in the ... employees. **Role Description** SMBC is looking to hire a Compliance Training Vice President who will report to the...The role also provides subject matter advice for all BSA/AML/ OFAC laws, rules and regulations affecting the Bank. **Role… more
- SMBC (Sacramento, CA)
- …customers and affiliated parties related alerts. + Supports completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals ... tasks. + Ensures compliance with all regulatory practices outlined by Compliance Department of Americas Division (CPAD), BSA/AML/ OFAC and with Bank policies… more
- SMBC (Sacramento, CA)
- …customers and affiliated parties related alerts. + Ensures completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals ... compliance with all regulatory practices outlined by Compliance Department of Americas Division (CPAD), BSA/AML/ OFAC ...by Compliance Department of Americas Division (CPAD), BSA/AML/ OFAC and with Bank policies and procedures. + Performs… more
- SMBC (Jersey City, NJ)
- …customers and affiliated parties related alerts. + Ensures completion of requests from BSA/AML/ OFAC Compliance Officer in relation to conditional approvals ... tasks. + Ensures compliance with all regulatory practices outlined by Compliance Department of Americas Division (CPAD), BSA/AML/ OFAC and with Bank policies… more
- ManpowerGroup (New York, NY)
- …tasks. 2Ensures compliance with all regulatory practices outlined by CPAD ( Compliance Department) BSA/AML/ OFAC and adherence to Bank policies and procedures. ... maintenance and enhancement of department processes; and oversight, testing of upgrades to Compliance applications. May include governance, advisory, or QC related… more
