- Banco Popular Puerto Rico (San Juan, PR)
- …and join our community! General Description Popular Inc is seeking a Senior Compliance Officer to join the Regulatory Risk Testing Unit of the ... Regulatory & Financial Compliance Division. The Senior Compliance ... program and identify if they effectively mitigate the compliance risk of regulatory requirements,… more
- Citigroup (Tampa, FL)
- Serves as a Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Catholic Health Services (Roslyn, NY)
- …to risk management; and initiate and recommend changes designed to minimize risk and ensure regulatory compliance . Managing the privacy program- serving ... strengthen their credentials. Job Details The Director of Risk Management and Regulatory Affairs (Patient Safety Officer /Privacy Officer ) serves as an… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (Tampa, FL)
- Citibank, NA seeks a Compliance Risk Management Senior Officer for its Tampa, Florida location. Duties: Oversee Anti-Bribery and Corruption (AB&C) ... Identify and escalate risks to the Global Chief AB&C Officer . Direct, develop and execute mechanisms to monitor key...Employer. Wage Range: $169,108 to $180,000 Job Family Group: Compliance Risk Management Job Family: Compliance… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... , Engineering, and business leaders to develop solutions that allow Compliance teams to minimize regulatory risk with maximum efficiency + Have strong… more
- HSBC (New York, NY)
- …to regulatory inquires and examinations + Supporting the discharge of Chief Compliance officer regulatory duties (includes day-to-day activities of issue ... position will have responsibility for working with the advisory compliance officer responsible for coverage of the...any other trait protected by applicable law. **Job Field:** Risk and Compliance **Primary Location:** North America-United… more
- Citigroup (Tampa, FL)
- …VP, AML Compliance Officer will also assist to ensure policy compliance , management of operational risk , regulatory adherence, and the institution of ... The VP, AML Compliance Officer is responsible for oversight...MCA Standard including the assessment and appropriate approval of risk associated with business changes. + Support teams in… more
- University of Iowa Community Credit Union (North Liberty, IA)
- …Risk Management (ERM) experience is required. + Prior experience as a senior Compliance / Risk Officer with financial institution > $10B in assets. ... . Supervisory Responsibilities This position is responsible for the supervision of the SVP/ Compliance and Risk , EVP/Credit Officer , Security and Safety … more
- Qualcomm (San Diego, CA)
- …> Legal Counsel **General Summary:** **ROLE SUMMARY:** Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal ... programmatic compliance program to drive legal and regulatory compliance and set expectations consistent with...risk management system. + Managing and supervising the compliance staff and resources, and ensuring that they have… more
- Navy Federal Credit Union (Vienna, VA)
- …to ensure credit union policies and practices comply with applicable legal and regulatory requirements. Experience in compliance risk assessment and issues ... (eg, CAMS, NCBSO) + Experience in conducting monitoring and assessing risk associated with regulatory compliance issues + Advanced knowledge of Navy… more
- Highmark Health (Parkersburg, WV)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations, and the impacts… more
- Morgan Stanley (New York, NY)
- …or process that requires escalation from the Complex to the Regional Risk Officer * Focuses on business ethics and regulatory and compliance practices ... *POSITION SUMMARY:* The Private Wealth Management Senior Risk Officer is responsible for a...Risk Officers within the Complex to ensure consistent regulatory and compliance practices * Ensures procedures… more
- JPMorgan Chase (Tampa, FL)
- …**Required Qualifications, Capabilities, and Skills** + Experience in Fair Lending or other Regulatory Compliance , audit and/or Risk Management + 3 years ... and servicing, as well as familiarity with fair lending regulatory and/or audit best practices. **Job Responsibilities** : In...**Job Responsibilities** : In this role, you may provide compliance risk coverage support for several areas,… more
- City of New York (New York, NY)
- …security posture. Governance: Establish and maintain governance frameworks to ensure compliance with regulatory requirements, industry standards, and internal ... the IT environment and enforce consequences for non- compliance as necessary. Compliance : Ensure compliance with relevant regulatory requirements such as… more
- Washington Metropolitan Area Transit Authority (VA)
- …and policy to support and align with organizational cybersecurity initiatives and regulatory compliance . Ensures that WMATA's cybersecurity program has a ... Cybersecurity Officer Lead ( Risk & Vulnerability Mgmt.)...WMATA staff, as well as develop security policies for compliance with internal and external audits. The officer… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...You will need to possess knowledge and experience in Compliance as well as familiarity with regulatory … more
- Federal Deposit Insurance Corporation (Washington, DC)
- …for this position of $310,000. Responsibilities Serves as ORMIC's Director and Chief Risk Officer (CRO) and is responsible for providing executive leadership and ... is located in the Division of Finance, Office of Risk Management and Internal Controls (ORMIC) of the Federal...operational activities that require review by the Chief Financial Officer , Chief Operating Officer , Chief Information … more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...thereof; experience in area of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison… more
- Morgan Stanley (Geneva, IL)
- …and services to serve the needs of Wealth Management clients and seeks a Field Operational Risk Officer as part of the Bank's First Line Operational Risk ... Risk Officer will perform offsite risk monitoring and onsite education and training of the...of the Bank in WM branches, to help ensure compliance with all applicable regulatory rules and… more