- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New… more
- Citigroup (New York, NY)
- …requirements; **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** ... Serves as a compliance risk officer program support for...Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/ product… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... resolving issues related to the publication of Investment Research product . + Independently engage with senior Business...Act (EGCs) preferred + Exposure to Control Group, or Product Compliance roles (Banking or Research) within… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 ... We are currently looking for an experienced person to work with our Compliance team! As a Product Owner for the Global Compliance Function, you will be… more
- Citigroup (New York, NY)
- …The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and ... environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US...of all team members.** **Serve as AML Representative to Senior Governance meetings for including the Wealth Product… more
- Cengage Group (Newark, NJ)
- …even when not strictly required under the law. In close partnership with the Chief Compliance Officer , the Sr . Privacy Counsel will create the vision and ... and maintenance of privacy-related processes and controls + Conduct ongoing privacy compliance monitoring and provide reporting to senior leadership. +… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51130 Job Title: Senior Program Officer , Monitoring and Compliance Sector: Social Work Employment Category: Regular Employment Type: ... well as RAI's strategic objectives, within Resettlement, Asylum and Integration Department. The Senior Program Officer supervises four to five staff and reports… more
- SMBC (New York, NY)
- …New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Citigroup (New York, NY)
- …provides a global focus for risk management strategy/execution oversight for compliance with Citi Policies and Regulatory requirements, and driving Strong Risk ... Director of the USPB Risk Reporting team is a senior management level position responsible for managing all aspects...reporting and analytics needs of the USPB Chief Risk Officer (CRO), as well as consumer/retail risk reporting needs… more
- Evertz Microsystems Limited (New York, NY)
- …issues, firmware upgrades and general maintenance + Assess the customer's product application, troubleshoot and diagnosis issues through research and/or re-creation ... customer feedback to aid in design changes including customer "feature requests" to product managers + Support the development of product communications by… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...a key role in providing ongoing updates to our senior leadership teams and the PAS Board of Directors… more
- Wells Fargo (New York, NY)
- …Capital Markets (ECM), and Mergers and Acquisitions (M&A) investment banking teams. This Senior Lead Control Management Officer will provide front line control ... portfolio management of large corporate credit facilities, including lending-related compliance and capital/data reporting requirements. + Transaction sourcing, screening,… more
- Citigroup (New York, NY)
- …with Prudential Bank Regulations. The role will interact extensively with senior management across the Global Equities business, central Markets teams, Independent ... Compliance Risk Management, Internal Audit, Bank Regulatory Legal and participate in updates to Senior Management. The role requires the individual to have a… more
- Morgan Stanley (New York, NY)
- …variety of supervisory, compliance and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk Officer ... . Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer (SRO) and/or the Associate/Regional Risk Officer … more
- SMBC (New York, NY)
- …knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely ... global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the Executive… more
- International Rescue Committee (New York, NY)
- …and process improvements, and assess compliance . + In collaboration with the Senior Program Officer and HQ Finance, ensure appropriate tracking and spending ... partner and client needs. This position reports to the Senior Program Officer for Community Sponsorship within...effectively. + Attention to detail and accuracy in work product . + Fluent in English, both spoken and written;… more
- International Rescue Committee (New York, NY)
- …to develop services to meet individual client needs. This position reports to Senior Program Officer , R&P within Resettlement, Asylum and Integration (RAI) ... response to questions and technical assistance requests. + Support compliance with donor requirements including but not limited to...across the network using relevant data sources and advise Senior Program Officer on best course of… more
- Citigroup (New York, NY)
- …legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides global ... Solutions PDS Head ("Business Head") in managing and mitigating operational, compliance and regulatory risks, and executing risk and control responsibilities for… more