- Vanguard (Malvern, PA)
- Compliance Director, Regulatory Exam Response Advocate for all investors Vanguard has been in trusted with over $8 trillion in client assets by doing what's ... compliance support. As a trusted leader, the Compliance Director, Regulatory Exam Response...optimal effectiveness of management and mitigation of regulatory and compliance risks, including driving collaboration… more
- Comerica (Dallas, TX)
- …with the Line of Business and Compliance on key projects related to compliance and regulatory matters. Testing/ Exam * Collaborate with the Line of ... relationships with business partners, legal, compliance , and other key stakeholders. Regulatory Compliance * Lead and manage implementation of new or revised… more
- Citigroup (O'Fallon, MO)
- …may be required. **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary ... work experience. + 10+ years of business experience in audit, control, compliance or regulatory management in the banking, mortgage, or credit card industry.… more
- JPMorgan Chase (Newark, DE)
- …functional areas (eg, Legal, Finance, Compliance , Risk, Regulatory Strategy, Regulatory Exam Managers (REM), Control Management ) and geographies to ... specific schedule will be determined and communicated by direct management .** **Job Responsibilities** + Focus on the regulatory...share information and create synergies + Enforce best exam management practices and increase transparency and… more
- Citigroup (Tampa, FL)
- …internal audits preferred. **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time ... of current and emerging regulatory trends. + Creating and maintaining standardized regulatory exam management tools and templates to drive consistency… more
- Citigroup (Jacksonville, FL)
- …effectiveness of the sub-function/job family **Responsibilities:** + While performing audit and exam management , review key processes to identify gaps and create ... Business in key policy adherence and monitoring. + Keep Management aware of the risk and control environment of...+ **Qualifications:** + 5+ years of experience in Audit, Compliance , Regulatory Exams or other control function… more
- Citigroup (New York, NY)
- …in area of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary ... and continually enhancing the framework to identify, assess, control, and monitor regulatory communication. + Providing regular updates to management (including… more
- MUFG (Tempe, AZ)
- … regulatory and audit engagements. The role will at times lead global regulatory exam and audit preparation activities and may contribute to management ... will provide more details. **Role Summary:** The Global Financial Crimes Division (GFCD) Exam and Audit Management (EAM) Assistant Vice President position sits… more
- Morgan Stanley (Tampa, FL)
- …and negative news processes for Morgan Stanley. *Primary Responsibilities:* The Financial Crimes Exam management AVP will be responsible for managing the firm's ... internal exams processes. *TheFinancial Crimes Exam management AVPwill:* * Lead production of accurate and timely responses for testing and identified exams *… more
- JPMorgan Chase (Columbus, OH)
- As a Supplier Assurance Services Exam Management Lead within this group, you will drive, develop and oversee responses to informational requests and concerns ... programs, lifecycle, execution practices and supplier risk awareness in order to support collective exam management activities + Partner with CTPO Exam … more
- Bank of America (Charlotte, NC)
- Issues and Exam Management - Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... building out actions plans and milestones. The Enterprise Credit (Commercial) Issues & Exam Management Business Control Manager will support the Line of Business… more
- JPMorgan Chase (Houston, TX)
- …of CB or CCBSI credit risk management , controls management , operational risk, regulatory compliance , audit and exam management , and/or IT risk ... As part of Risk Management and Compliance , you are at...+ Represent CCBSI Credit Risk in initiatives addressing data management , regulatory matters, new processes, technology enhancement… more
- Enterprise Bank & Trust (St. Louis, MO)
- …and the satisfaction of supporting our communities. Together, there's no stopping you.** Risk Management Specialist - Exam and Issues Management (St. Louis, ... Warson Road St. Louis, MO 63132 **Summary:** The Risk Exam and Issues Management Specialist serves as...as the primary point of contact for the company's regulatory examinations, which include Safety and Soundness, Compliance… more
- Capital One (Richmond, VA)
- …Audits or Exams + Certified Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM) + Lean, Agile, Six Sigma, Business Process ... the risks altogether. This position, Risk Manager (Audit & Exam Engagement), will apply your project/process management ... of audit & exams; facilitate internal audit and regulatory interactions (eg, development of management responses,… more
- Bank of America (Charlotte, NC)
- …+ Experienced Business Controls lead with minimum of 5 years specific Audit and Exam Management capacity covering at the **Director level.** + Will have worked ... Director, Audit & Exam Leader, AML Operations, High Risk Detection Group...to lead the high number of concurrent Corporate Audits, Regulatory Exams, and Internal Audit issues. With the high… more
- Bank of America (Charlotte, NC)
- …to validate control effectiveness and adherence to procedures, standards, policies, compliance and regulatory requirements *Perform due diligence, root cause ... Sr Business Control Specialist-Audit and Exam Readiness-Global Treasury and Merchant Operations Charlotte, North...(GTMO). The team is seeking to strengthen its risk management governance, accountability, routines, and strategy. The associate for… more
- Federal Reserve System (Boston, MA)
- …supervision program management . You will report to the Cross Portfolio Exam Manager. **Responsibilities:** + Lead the oversight of credit risks at the largest ... liaisons with other system risk specialists, Dedicated Supervisory Team staff, institution management , and other regulatory agencies. + Lead or assist in… more
- JPMorgan Chase (New York, NY)
- …a Compliance - Regulatory Strategy Lead - Vice President within Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong ... a centralized resource within Risk Management and Compliance , responsible for managing regulatory exams and...on regulatory interactions involving Global Financial Crimes Compliance , including leadership of an annual BSA/AML exam… more
- Navy Federal Credit Union (Vienna, VA)
- … regulatory impacts. * Obtain and develop post- exam feedback from regulatory agencies, senior management and participating staff, and the Regulatory ... Overview To serve as liaison between Compliance & Public Policy and regulatory ...management techniques for efficiency/quality improvements. * Report to Compliance & Public Policy Management Council member… more
- Cisco (Research Triangle Park, NC)
- … change management , policies and procedures, risk assessments, regulatory exam and issue management , compliance training and third-party risk ... related regulations applicable to non-banking financial institutions * Experience in project management for complex regulatory compliance requirements across… more