- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...Review, address and escalate significant issues and activities to senior management . **Understand and monitor the legal,… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...+ Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally… more
- JPMorgan Chase (Jersey City, NJ)
- …the JPMorgan Chase Corporate Control Management Organization, reporting to the Firmwide Compliance risk Assessment Program Lead. As a Firmwide Compliance ... with a wide variety of stakeholders, often at a senior executive level. This is a high-profile role that...8+ years of financial service experience in controls, audit, risk management , or compliance preferred… more
- Bank of America (Jersey City, NJ)
- …in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the ... Compliance and Operational Risk Management ...in control coverage + Ability to effectively communicate residual risk point of view to senior stakeholders… more
- Citigroup (New York, NY)
- …senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +...Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:**… more
- Bank of America (New York, NY)
- …a person who has financial services experience with a knowledge of markets, compliance risk management practices, and trading products. Functional knowledge ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the...to communicate clearly both orally and in writing with senior stakeholders and external parties; * Strong interpersonal skills;… more
- Federal Reserve System (New York, NY)
- …of complex institutions to evaluate the quality and effectiveness of firm's legal and compliance risk management practices and controls in relation to the ... or bank examiner. + Demonstrated knowledge of legal and compliance risk management programs and...assessments and responsibilities of the board of directors and senior management . + Experience in assessing, validating,… more
- Principal Financial Group (New York, NY)
- **What You'll Do** We're looking for a Sr . Risk Management Specialist to join our global Risk Management team within Principal Asset Management . ... + Bachelor degree or equivalent education and experience. + 8+ years risk management experience (includes legal, compliance , audit or direct oversight of… more
- Bank of America (New York, NY)
- …experience with a strong knowledge of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps ... VII). The person will be responsible for interfacing with senior regulators at the CFTC, the NFA, the SEC,...Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively "the… more
- Amazon (New York, NY)
- …safety, legal, tech, and field operations teams to implement world-class, customer-centric, compliance and risk management solutions. Key job ... strategic business decisions. A day in the life The Sr . Risk Manager will leverage their knowledge...York, NY, USA Basic Qualifications - 6+ years of compliance , audit or risk management … more
- SMBC (New York, NY)
- …with senior management , regulators, and the business to advise on compliance risk management strategies and regulatory change implications. + Team ... advanced degree preferred. + Experience: Minimum of 15 years of experience in compliance , risk management , or a related field within the financial services… more
- Bank of America (New York, NY)
- …and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF ... for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational/fraud risk management requirements. The Global… more
- US Bank (New York, NY)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management , control programs, change management , and ... over the activities mentioned above, and deliver updates to risk and operating committees, senior management...audit subject matter teams (eg, Consumer and Business Banking, Compliance , Risk Management , Basel, Capital… more
- Citigroup (New York, NY)
- … management across the Global Equities business, central Markets teams, Independent Compliance Risk Management , Internal Audit, Bank Regulatory Legal and ... participate in updates to Senior Management . The role requires the individual...conform to enterprise requirements and support sound operational and compliance risk management . + Issue… more
- Amazon (New York, NY)
- …legal, finance, tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions. This position requires ... strategic business decisions. A day in the life The Sr . Risk Manager will set program objectives,...tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions.… more
- US Bank (New York, NY)
- …activities by integrating other internal audit subject matter teams (Anti-Money Laundering, Compliance , Risk Management , Data, Operations, etc.) to ensure ... Chief Audit Executive, in providing the Audit Committee and senior management with independent assurance and advisory...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- Brookfield Properties (New York, NY)
- …and the ability to serve as a subject matter expert in vendor and compliance risk management . Role & Responsibilities: + Independently conduct thorough ... diligence, and ongoing oversight of third-party services to ensure compliance and security + Collaborate with third parties and...deliver regular reports and updates to senior management on the status of third-party risk … more
- US Bank (New York, NY)
- …supports the Regulatory Compliance Audit Director/ Senior Audit Director of the Risk Management and Compliance audit team. This role supports the ... USB's compliance with applicable laws and regulations through execution of the compliance risk management framework across the first and second lines… more
- US Bank (New York, NY)
- …integrating other internal audit subject matter teams (Information Technology, Anti-Money Laundering, Compliance , Risk Management , Capital Planning, etc.) to ... management , etc.). This role supports the CAS Senior Audit Manager - Credit Risk Portfolio...Bank offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension… more
- Citigroup (Jersey City, NJ)
- … compliance officer, specifically relating to research publications for the Independent Compliance Risk Management (ICRM) department. ICRM is responsible ... publication of Investment Research product. + Independently engage with senior Business management and other global functions...Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:**… more