- SMBC (New York, NY)
- …benefits to its employees. **Role Description** This senior role within the Compliance Department supports the Head of Surveillance , Data & Analytics (DAS). ... years of experience in the financial services industry, with background in Compliance surveillance preferred + Bachelor's degree preferred; law degree preferred… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer .... + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from ... the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and...Surveillance by investigating the circumstances surrounding trades or communications… more
- Morgan Stanley (New York, NY)
- *POSITION SUMMARY:* The Private Wealth Management Senior Risk Officer is responsible for a wide variety of supervisory, compliance , and risk functions ... and other Risk Officers within the Complex, the PWM Senior Risk Officer has accountability in the...line reporting to the Complex manager and Regional Risk Officer . *DUTIES and RESPONSIBILITIES:* ** * Surveillance and… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...a key role in providing ongoing updates to our senior leadership teams and the PAS Board of Directors… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... each led by an Assistant Commissioner: Bureau of the Agency Chief Contracting Officer ; Bureau of Budget; Bureau of the Controller; Bureau of Finance Administration… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Division of Finance, Bureau of the Agency Chief Contracting Officer is seeking to hire an exceptional procurement professional...as a member of the ACCO / Assistant Commissioner's senior management team. Lead Directors and Contract Managers in… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Job Description: The Bureau of the Agency Chief Contracting Officer (ACCO) within the Division of Finance is seeking...- Serve as a member of the ACCO/Assistant Commissioner's senior management team. Work closely with the ACCO/ Senior… more
- Citigroup (New York, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... + Knowledge of Derivatives a Plus + Responsible for review of escalated surveillance issues. + Provide ongoing advice and guidance to Capital Markets sales &… more
- Bank of America (New York, NY)
- …Active Listening + Data and Trend Analysis + Issue Management + Monitoring, Surveillance , and Testing + Regulatory Compliance **Shift:** 1st shift (United States ... Vice President - Credit Risk Officer , Global Markets Credit New York, New York...the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five… more
- City of New York (New York, NY)
- …will report to the to the Assistant Commissioner of Audit Services and Medicaid Compliance Officer . Audit Services plays a leading role in risk based assessments ... organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent… more
- Bank of America (New York, NY)
- …Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program ... Summary** The Volcker Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) officer is...to communicate clearly both orally and in writing with senior stakeholders and external parties; * Strong interpersonal skills;… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... looking to recruit a Preventive Medicine Residency Director and Senior Population Health Physician. This role demands a combination...areas of focus - Advise and assist Chief Medical Officer and other agency executives on areas of focus… more
- Neuberger Berman (New York, NY)
- …+ To work as an Administrative Coordinator and Compliance Assistant supporting the Chief Compliance Officer and other senior members of the Legal and ... travel arrangements, including flight, hotel and ground + Basic compliance responsibilities, including, potentially, surveillance activities **Qualifications** :… more
- CIBC (New York, NY)
- …and material incidents of non- compliance to the relevant Global Markets business head, senior Compliance officer and, if appropriate, head of US Global ... detecting when violations do occur. Regulatory Supervision is a business role (not Compliance ) and is delegated the responsibility to supervise on behalf of Global… more
- JPMorgan Chase (New York, NY)
- …and manage Compliance , Conduct and Operational Risks. **Job Description** A Senior Program Manager is required to join the team responsible for leading the ... with Business aligned Control Managers as well as with senior Business and Functional Managers to help the Business...first line through to second line of defense trade surveillance , where appropriate, and other controls. The role will… more
- RWJBarnabas Health (Livingston, NJ)
- …Full Time Essential Functions: + Responsible for departmental training. + Tracks compliance of FEMA certifications for senior management and directors/managers. ... of Hospital, Safety and Security Directors preferred. + Security Officer Registration Act certification preferred. + Proficiency in keyboarding/data entry… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... health outcomes. The Office of the Agency Chief Contracting Officer (ACCO) within the Division of Finance is seeking...P-Card. - Monitoring P-Card transactions daily to ensure users' compliance with agency and City P-Card policies. - Contacting… more