• Compliance Testing Officer

    TEKsystems (Phoenix, AZ)
    Description: * The position of Compliance Officer will execute independent regulatory testing as assigned, from planning to reporting on regulatory ... of first-line business units. * With limited supervision, plan and execute compliance testing engagements as needed to assess the first-line business units' … more
    TEKsystems (03/28/24)
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  • Compliance Testing Officer

    TEKsystems (Phoenix, AZ)
    Description: The position of Compliance Officer will execute independent regulatory testing as assigned, from planning to reporting on regulatory ... business units. Job Description: *With limited supervision, plan and execute compliance testing engagements as needed to assess the first-line business units' … more
    TEKsystems (03/23/24)
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  • Compliance Officer II-Regulatory…

    Fifth Third Bank, NA (Cincinnati, OH)
    …and constructive performance feedback in supervising staff in assigned compliance testing reviews. #LI-GM1 Compliance Officer II-Regulatory Compliance ... career in banking at Fifth Third Bank. GENERAL FUNCTION: Responsible for compliance testing strategy, execution and documentation; management reporting and… more
    Fifth Third Bank, NA (02/20/24)
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  • Senior Risk Compliance Officer

    First Horizon Bank (Memphis, TN)
    …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred.… more
    First Horizon Bank (03/21/24)
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  • Americas Core Compliance Testing

    MUFG (Tempe, AZ)
    Compliance Risk Inventory. Collaborating closely with the Head of Compliance Testing , Chief Compliance Officer , and other key stakeholders, you will ... function, this influential senior position involves developing and executing a robust compliance testing program to meet escalating regulatory standards. The… more
    MUFG (01/30/24)
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  • Lead Independent Testing Officer

    Wells Fargo (Minneapolis, MN)
    **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... implementing the Enterprise Testing methodology, standards, and executing group specific testing . The Lead Independent Testing Officer will support the… more
    Wells Fargo (03/26/24)
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  • Lead Independent Testing Officer

    Wells Fargo (Irving, TX)
    …role:** The COO Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the COO testing and validation team. In ... support. **In this role, you will:** Responsibilities of the Officer role include, but are not limited to: +...including senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing + Critical Thinking… more
    Wells Fargo (03/19/24)
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  • Health Care Compliance Officer

    Harvard University (Cambridge, MA)
    …Screening:Criminal, Education, IdentityJob Function:General Administration, Health CarePosition Description: Compliance Officer : + Oversees the compliance ... Health Services (HUHS), with a dotted line to the Executive Director, the Compliance Officer administers the Harvard University Health Services Compliance more
    Harvard University (03/14/24)
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  • VP, Senior Risk Testing Officer

    Citigroup (Tampa, FL)
    Serves as a Senior Risk Testing Officer for the Finance Chief Risk Office (FINCRO) BCBS 239 Testing Team responsible for assessing compliance with BCBS ... BCBS 239 testing reviews and issue validation activities to assess compliance with BCBS 239 requirements. + Analyzing and documenting report findings and having… more
    Citigroup (01/27/24)
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  • Senior Lead Independent Testing

    Wells Fargo (Minneapolis, MN)
    **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... the career areas and lines of business at wellsfargojobs.com . The Independent Testing and Validation (IT&V) group is responsible for establishing and maintaining a… more
    Wells Fargo (03/27/24)
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  • Compliance Officer I

    MetroLink (Los Angeles, CA)
    Compliance Officer I Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/4290847) Apply  Compliance Officer I Salary $70,930.00 - ... Closing Date Continuous + Description + Benefits SUMMARY PURPOSE OF POSITION The Compliance Officer I will monitor contractor performance to ensure the… more
    MetroLink (02/21/24)
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  • Affirmative Action Compliance

    Iowa Department of Administrative Services (Ames, IA)
    Affirmative Action Compliance Officer 2 Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/4438592) Apply  Affirmative Action Compliance ... and overtime. Flexible schedule available. Telecommute available. As an Affirmative Action Compliance Officer , your duties will include, but are not limited… more
    Iowa Department of Administrative Services (03/21/24)
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  • Senior Compliance Officer

    Banco Popular Puerto Rico (San Juan, PR)
    …join our community! General Description Popular Inc is seeking a Senior Compliance Officer to join the Regulatory Risk Testing Unit of the Regulatory & ... Financial Compliance Division. The Senior Compliance Officer will be responsible to conduct...JD preferred. Experience * Five years of experience conducting compliance testing or audits within banking, financial… more
    Banco Popular Puerto Rico (03/22/24)
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  • Senior Compliance Officer

    Lamar University (Beaumont, TX)
    Position Information Posting Number 20112870 Position Title Senior Compliance Officer FTE 1.0 Position Type Staff Department Student Financial Aid Position ... Role: Reporting to the Director of Student Aid the Compliance and Training Officer is responsible for...scholarships and veterans affair processes by performing quality assurance testing on all operations processes within the Office of… more
    Lamar University (03/27/24)
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  • Chief Compliance Officer -Registered…

    World Insurance Associates, LLC. (Santa Barbara, CA)
    …and Responsibilities Pensionmark Financial Group is looking to hire a Chief Compliance Officer -Registered Investment Advisor. This position will be responsible ... for leading and overseeing all aspects of the investment advisory compliance program for our RIA affiliates. Your primary focus will be on ensuring adherence to… more
    World Insurance Associates, LLC. (03/02/24)
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  • Wealth Management Compliance Officer

    First International Bank and Trust (Edina, MN)
    Wealth Management Compliance Officer Department: Corporate Location: Edina, MN PT/FT/Temporary : Full Time START YOUR APPLICATION ... are currently seeking an experienced and detail-oriented Wealth Management Compliance Officer to join our team at...support to the WMRM in creating and maintaining risk-based compliance testing programs and ensuring successful execution… more
    First International Bank and Trust (03/28/24)
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  • Health System Specialist (OIC Compliance

    Veterans Affairs, Veterans Health Administration (Syracuse, NY)
    …of a local health care system and reports to the Director, or a Chief Compliance Officer that reports to the Medical Center Director. Duties include, but may ... a virtual position. Position Description/PD#: Health System Specialist (OIC Compliance Officer )/PD99467-S Relocation/Recruitment Incentives: Not authorized Financial… more
    Veterans Affairs, Veterans Health Administration (03/27/24)
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  • Manager, CIB & Research Compliance

    Scotiabank (New York, NY)
    Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... (GLS), Securitization, Research and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of advice on … more
    Scotiabank (03/25/24)
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  • Health Systems Specialist (Integrity…

    Veterans Affairs, Veterans Health Administration (San Francisco, CA)
    …of a local health care system and reports to the Director, or a Chief Compliance Officer that reports to the Medical Center Director. The primary purpose of ... virtual position. Position Description/PD#: Health Systems Specialist (Integrity and Compliance Officer )/PD02209O Financial Disclosure Report: Not required… more
    Veterans Affairs, Veterans Health Administration (03/21/24)
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  • Chief Compliance Officer , Fund…

    Vanguard (Malvern, PA)
    As the Chief Compliance Officer of Vanguard Global Advisors and Head of Vanguard Fund and Advisor Compliance , this role provides strategic leadership and ... risk management. This role reports to the Vanguard Chief Compliance Officer and is a member of...to a team of compliance professionals. Direct compliance activities, including compliance monitoring, testing more
    Vanguard (03/13/24)
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