- Fidelity TalentSource LLC (Boston, MA)
- Job Description:The RoleStrategic Advisers Advisor Oversight Team partners closely with Fidelity s investment management teams and key stakeholders to identify and ... with the engagement of external advisers within Fidelity investment products. The Advisor Oversight Program covers a breadth of asset classes and product structures.… more
- Creative Financial Staffing (Westport, CT)
- …Develop and manage the annual budget in collaboration with Executive Director, Senior Leadership Team, and Board of Trustees Finance committee. Conduct regular ... and reporting. Oversee the financial aspects of grant proposals, ensuring compliance with donor requirements. Work closely with department managers to track… more
- Capital One (Mclean, VA)
- …Manager The Capital One Retail Bank Compliance team is seeking a Compliance Advisor Senior Manager with a passion for advising and collaborating with ... McLean, Virginia Compliance Advisor , Senior ...The Senior Manager will join our Retail Bank Compliance team and act as a critical partner in the… more
- Oriental Bank (San Juan, PR)
- The Advisor , Regulatory Compliance ( Senior Auditor) is primarily responsible for reviewing the organization's internal controls, processes, and policies to ... validate compliance with regulatory consumer protection laws and regulations. Lead...phase. Escalate potential liabilities or areas of exposure with senior leadership as appropriate. + Evaluate the business unit's… more
- M&T Bank (Wilmington, DE)
- …making recommendations as applicable. + Effectively communicate with others throughout the Bank , including senior management, via phone, email or in person ... and/or unresolved risk-related matters to Department management. + Work collaboratively with Senior Managers within the Risk Division and Bank , first line… more
- PNC (Denver, CO)
- …an opportunity to contribute to the company's success. As a Senior Banking Advisor within PNC's Private Bank organization, you will be based in Denver, CO. ... banking products and services to internal and external clients. Ensures compliance with current banking policies and regulations. Provides leadership and mentoring… more
- The Croghan Colonial Bank (Maumee, OH)
- Senior Wealth Management Advisor & Financial Planner, Full-time (Maumee/Toledo, OH) - Job Summary - Responsible for the complete administration and financial ... relationships that include personal trust accounts, agencies, and IRA. Represents the bank in contacts with customers, attorneys, beneficiaries and CPAs. Oversee the… more
- M&T Bank (New York, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... + Promote an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- M&T Bank (Williamsport, PA)
- …based on their individualized needs. + Regularly review customer information to ensure compliance with BSA ( Bank Secrecy Act), AML (Anti-Money Laundering) and ... KYC (Know Your Customer) requirements to protect Bank interests. Address issues of non- compliance by...to protect Bank interests. Address issues of non- compliance by requesting additional information from the client and… more
- Capital One (Mclean, VA)
- …Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker ... TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will...Performs other related work as assigned by a Commercial Bank Compliance Officer or the Chief … more
- Regions Bank (Birmingham, AL)
- …procedures, compliance and legal requirements; may receive guidance from senior trust advisors and Fiduciary Support managers on more complex accounts or ... of the system. **Job Description:** At Regions, the Private Wealth Management Trust Advisor is responsible for the acquisition of Personal Trust, Estate, IRA and… more
- M&T Bank (Buffalo, NY)
- …autonomy, leveraging team peer connections, support from Risk Specialists and more senior members in the oversight of the Technology and Cybersecurity division ... Experience Required:** Bachelor's degree and six years' experience in compliance , legal, audit, risk or other relevant function, OR...such as CISSP, CISA, CSM, ITIL or CRISC) M&T Bank is committed to fair, competitive, and market-informed pay… more
- Citigroup (New York, NY)
- …to US bank regulatory compliance and institutional and consumer US bank regulatory matters. + Key stakeholder in senior forums covering strategy, risk ... with US bank regulators. This role in Bank Regulatory Legal is a senior level...senior management or key regional management and/or primary advisor to senior business stakeholders, functional partners… more
- Wells Fargo (Monument, CO)
- **About this role:** Wells Fargo is seeking a Senior Financial Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Working as a ... Financial Advisor in the affluent partnership, you will be working...Compliance with rules and regulations for operating on bank premises This position is subject to FINRA Background… more
- Citigroup (Los Angeles, CA)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments...at the center of everything we do. As a Senior Wealth Advisor , you will partner closely… more
- Huntington National Bank (Columbus, OH)
- …Summary: Huntington Bank 's Internal Audit Department is searching for a Senior Auditor with a passion for identifying and mitigating business risk. Serving as ... an advisor to your audit engagement stakeholders, the ...against threats who is trusted by colleagues across the bank and external regulators. From initial scope to final… more
- Citigroup (Greenburgh, NY)
- The Senior Wealth Advisor SAFE Act is...new clients with the goal of bringing in new bank and brokerage assets. + Deepen relationships with existing ... clients in PWM and Retail bank through the use of financial planning and excellent...segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home… more
- PNC (Cincinnati, OH)
- …valued and have an opportunity to contribute to the company's success. As a Fiduciary Advisor Senior within PNC's Private Bank organization, you will be ... the most complex fiduciary accounts and sensitive high-profile relationships. Ensures compliance with all legal and fiduciary regulations, policies and procedures.… more
- BMO Financial Group (Chicago, IL)
- …the design and implementation of our climate risk management framework. The Senior Advisor , Climate Risk Guidance will, for instance, monitor, communicate, ... contribution to BMO's Climate Risk Program by enabling the Bank to make sense of the fast-moving regulatory landscape...Provides strategic input into business decisions as a trusted advisor . + Makes recommendations to senior leaders… more
- Bank of America (Longview, WA)
- Senior Banker Longview, Washington **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... They report to the Financial Center Managers to ensure adherence to operational compliance policies and procedures. Senior Bankers work in assigned financial… more
