- Comerica (Dallas, TX)
- …Provide management oversight of compliance , audit and regulatory reviews; Manage the Operational Risk team to ensure a comprehensive approach to risk ... Job Summary The Operational Risk Manager position is designed...of Supplier Risk , Contract Term Management and Compliance Control Testing Oversight * Assess new… more
- Morgan Stanley (Baltimore, MD)
- …the Team: The successful candidate will plan and execute in-depth tests on topics assigned by Operational Risk Compliance Testing . The Operational ... Compliance Testing organization. The team plans and executes the Operational Risk Compliance Testing program. Primary Responsibilities: - Execute … more
- Wells Fargo (Tempe, AZ)
- …Officer will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Morgan Stanley (Baltimore, MD)
- …**Job:** ** Compliance * **Title:** *Non-Financial Risk Enterprise Operational Risk Testing Officer* **Location:** *Maryland-Baltimore* **Requisition ... includes the Compliance , Global Financial Crimes, and Operational Risk departments and provides a single,...non-financial risks. Team Overview: Non-Financial Risk Enterprise Operational Risk Testing is one… more
- Charles Schwab (Westlake, TX)
- …study. + 10+ years of experience in audit, SOX testing , compliance testing , QA and/or operational risk management. + Advanced understanding of risks ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Enterprise and … more
- Santander US (New York, NY)
- …CIB Issues Management on issues management identification and remediation. FLoD Operational Risk and Compliance testing may be required as applicable. ... Leveraged Finance, Credit Risk Quality Control- Vice President New York, United...The team member will contribute to the CIB Control Testing program acting as a partner, as necessary, guiding… more
- US Bank (St. Louis, MO)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Testing ...include working with the business lines and other Technology, Risk , Compliance , and Audit professionals across the… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager-...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... job is responsible for executing second line of defense compliance and operational risk oversight...relationships with GM COR, GCOR Surveillance / Enterprise Independent Testing and internal audit teams + Participating in governance… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (New York, NY)
- …development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and global ... Compliance & Operational Risk ... Compliance & Operational Risk Manager- Global Markets &...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Management (CORM) Program including but not limited to monitoring, testing , targeted risk assessments, policy updates, report… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...Using Tableau to automate manual reporting of monitoring & testing results; and, - Coordinating with team members to… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist-...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing + Independent and takes initiative The Enterprise Area… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit (FLU). Key… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Assessment and ... This job is responsible for executing second line of defense compliance and operational risk oversight for Business Banking, Commercial Banking and… more
- Bank of America (Richmond, VA)
- EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond, Virginia **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more