- USAA (Tampa, FL)
- …what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you'll provide the execution of ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- MUFG (Tampa, FL)
- …information security, and/or operational risk management (includes operations, operational risk management, compliance , audit, and third party ... and joint accountability model that promotes early identification and assessment of operational and technology risk , effective design and evaluation of controls,… more
- MUFG (Tampa, FL)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments + Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) + Provide advisory ... in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … and performance indicators * Supports the development and execution of key operational risk management activities, including supplier onboarding Risk ... **Knowledge of** * Concepts, practices, and procedures of Supplier Management (including Operational Risk Management, Enterprise Risk Management, Business… more
- MUFG (Tampa, FL)
- … with bank policies, procedures, and regulatory requirements to mitigate operational risk to the firm + Execute testing of RCSA controls based on ... test scripts that validate controls are being performed in compliance with bank policies, procedures, and regulatory requirements to...procedures, and regulatory requirements to mitigate operational risk to the firm + Execute testing … more
- USAA (Tampa, FL)
- …complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures which require independence. We ... testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'...the independent model audit process compliant with the written risk and compliance policies and procedures at… more
- JPMorgan Chase (Tampa, FL)
- …business. **Required qualifications, capabilities, and skills** + 5+ years in risk , compliance , audit, or operational risk with a deep understanding of ... will be accountable for supporting the effective execution of the firm wide operational risk and control framework across the Payments Implementations business… more
- USAA (Tampa, FL)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ability. + Builds and develops… more
- MUFG (Tampa, FL)
- …network assessments, network security, application and database security assessments, encryption, risk analysis, and compliance testing required * ... and deliverables * Support regulatory exams and engagements * Support audit, risk management, and compliance assessments and engagements * Document and… more
- Deloitte (Tampa, FL)
- Deloitte Government & Public Services Risk & Financial Advisory Solution Analyst - US Delivery Center - Analytics Ready for an exciting, fast-paced career? Have a ... drawing conclusions, and developing recommendations? As a Solution Analyst in Deloitte Risk & Financial Advisory, you'll have the opportunity to gain valuable… more
- USAA (Tampa, FL)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + ... activities on planning and scoping, business understanding/walkthroughs, and review of risk assessment and testing and demonstrates critical thinking ability.… more
- MUFG (Tampa, FL)
- …control failures. + Ensure the Servicing team manages transactions appropriately, minimizing operational risks and losses, and ensuring compliance with all bank ... Bank, and will play a key role in mitigating risk within the function. This includes daily monitoring and...act as main point of contact related to SOX testing , internal and external audit requests, issue escalation, etc.… more
- MUFG (Tampa, FL)
- …related markets, and related regulatory agencies. + Experience preferred in Operational Risk Management. + Exhibits effective communication (both verbal ... activities designed to assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited… more
- USAA (Tampa, FL)
- …development and implementation of strategic and tactical solutions to protect and minimize operational compliance risk to USAA. **The Opportunity** **What ... with Compliance Risk Management such as compliance risk assessments, credible challenge, advising, monitoring, and testing . + Experienced direct… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …markets + Accounting principles/concepts + Concepts, practices and procedures for testing operational systems/processes **Skill in:** + Conducting quality ... complete regulatory reporting and assist the firm in maintaining proper compliance with industry/firm rules and regulations. Collaborates with management to identify… more
- MUFG (Tampa, FL)
- …information security, and/or operational risk management, (includes operations, operational risk management, compliance , audit, and third party ... and information security environments + Understanding of information security risk assessment/ testing methodologies evaluating the adequacy and efficiency… more
- JPMorgan Chase (Tampa, FL)
- …in our Internal Audit - Branch Audit Team, you will plan and execute audit testing of operational processes that are executed within the Consumer Banking Branch ... in-branch testing , cycle based process audits, change activities, issue validations, risk assessments), including planning, testing , risk and control… more
- JPMorgan Chase (Tampa, FL)
- …business. You will provide support to the Client Service teams on matters related to operational risk management, CORE ( Compliance and Operational ... risk identification, control design reviews, and assessing control testing results + Oversee and execute issue management control...and skills** + 5+ years in risk , compliance , audit, or operational risk … more
- USAA (Tampa, FL)
- …recovery, emergency response, incident management, crisis response, or directly related operational risk experience in these functions. + Expert knowledge ... our employees, our resources and critical third party. Drives risk management of operational resiliency including cyber,...resiliency solutions that maximize business value while also ensuring compliance with applicable legal, risk and … more