- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- Synchrony (Phoenix, AZ)
- … testing capability and technical acumen of team members within the disciplines of Operational , Compliance , and Credit Risk + Review reports and provide ... Synchrony Bank ('SYB') and Synchrony Financial ('SYF') to assess compliance with applicable laws and regulations and ensure prompt...and culture events. **Essential Responsibilities:** + Lead second line testing team in Risk Testing … more
- Bank of America (Phoenix, AZ)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR)...process. **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk… more
- American Express (Phoenix, AZ)
- …management of Operational Risks related to the business products, processes, and initiatives. Operational risk is the risk to the current or projected ... role will assist in providing first line of defense operational risk activities for Amex Digital Labs....laws, regulations, and policies, with effective controls and rigorous testing to prove compliance + Support process… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... use of delegated credit authority. + Experience with credit risk testing policy and procedures/control testing...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Chandler, AZ)
- …+ Knowledge and understanding of regulatory compliance requirements surrounding BASEL, Risk Appetite, and stress testing . + BA/BS degree in accounting, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- City National Bank (Phoenix, AZ)
- …industry, including but not limited to Operational Risk (IT/Cybers, Operational Resiliency, Fraud, Third Party), Compliance Risk , BSA/AML/OFAC ... (GRC) Office. This group's focus is on enhancing our risk management and regulatory compliance capabilities to...the financial services industry, including but not limited to Operational Risk (IT/Cybers, Operational Resiliency,… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **Desired Qualifications:** + Knowledge and understanding of financial services industry: compliance , risk management, or audit operations + Experience reviewing… more
- First International Bank and Trust (Chandler, AZ)
- …to appropriate governance and oversight of payments and banking as a service risk , including compliance , enterprise risk , AML/BSA, and information security, ... leadership team, which meets regularly to discuss financial and operational performance, staffing, compliance , and overall governance....all risk assessments related to payments-related enterprise risk and compliance . + Owner of a… more
- KPMG (Tempe, AZ)
- … management principles, as well as experience making decisions to optimize overall operational risk ; ability to analyze and synthesize technical data and convey ... Services organization. Responsibilities: + Apply a thorough knowledge of risk , compliance , and information security to develop...model for managing risk ; proficient in IT risk assessments, IT controls testing , evaluation of… more
- MUFG (Tempe, AZ)
- …network assessments, network security, application and database security assessments, encryption, risk analysis, and compliance testing required * ... and deliverables * Support regulatory exams and engagements * Support audit, risk management, and compliance assessments and engagements * Document and… more
- Clearway Energy (Scottsdale, AZ)
- …that can be executed by the Front Office. + Report credit exposures, positions, risk assessments, operational risk issues, and performance in a timely ... generation assets. This position is responsible for counterparty credit risk management and compliance with risk...Risk ; c) scenario/sensitivity analysis; d) outcomes of stress testing . + Oversee the creation and ongoing management of… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... engagements, varying in complexity, and often participates in complex, cross-functional risk -based assurance and advisory engagements driving quality of audit work.… more
- Liberty Utilities (Gold Canyon, AZ)
- …SCRM Requirements into commercial terms and contracts. Use the SCRM-related cybersecurity, compliance and risk requirements as a primary metric within commercial ... Supervisor II, Cyber Supply Chain Risk Management Bryson, TX, US, 76427Nashua, NH, US,...FedRAMP, ISO27001, CSA Star, and their application to security operational capacities. A requirement is also to be familiar… more
- City National Bank (Phoenix, AZ)
- …execution of IT & Cyber risk assessments leveraging defined IT and Operational Risk Mgmt. practices through independent review and challenge of the ... technology businesses management practices and the testing of controls. Coverage can include but is not...of internal and external stakeholders. + Coordinate with other compliance functions - like Audit, Legal, Enterprise Risk… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Jacobs (Phoenix, AZ)
- …Systems Testing & Integration, Rail Startup, Facility Startup, and Regulatory Compliance . . Experience on Operational Readiness teams on new facilities . ... Planning (Rail or otherwise) o Testing and Commissioning o Systems Integration Testing o Risk Management o Project Management . Possess technical skills in… more
- Wolters Kluwer (Phoenix, AZ)
- …provides information and professional services in the accounting, audit, business, compliance , finance, healthcare, legal, risk , and tax industries. Founded ... remote team. This role will be responsible for supporting activity regarding financial, operational , IT, and regulatory risk and mitigating controls for Wolters… more
- City National Bank (Phoenix, AZ)
- …senior leaders of business units to plan a response. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... change management, risk assessments, issues management, and monitoring and reporting. ** Compliance Risk Management Division** This is a great opportunity to… more
- American Express (Phoenix, AZ)
- …communications and sales practices. Areas of responsibility will include assessment of compliance risk associated with marketing campaigns, review of marketing ... in delivering required marketing objectives + Participate in the Compliance Risk Assessment process to ensure that...US Bank Compliance , Internal Audit, and Independent Compliance Testing . + Assist in preparation for… more