- American Express (New York, NY)
- …assurance and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial ... US Consumer & Digital Labs team within IAG is responsible for conducting risk -based reviews of the US Consumer card and non-card product suite, including… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** This role will contribute to consumer compliance and operational risk oversight of deposit products and ... to the VP, Deposits Risk Leader, this role will contribute to consumer compliance and operational risk oversight of deposit products and services… more
- Synchrony (Stamford, CT)
- …Reporting to the VP, Deposits Risk Leader, this role will contribute to consumer compliance and operational risk oversight of deposit products ... AML/BSA regulations or requirements. *Analyze compliance and operational risks inherent in Consumer Banking deposit...accuracy and trending for possible issues * Assist with compliance and operational risk assessments… more
- Synchrony (Stamford, CT)
- …line business functions on effective controls and documentation for consumer compliance and operational risk management. + Establish effective ... Risk - Health & Wellness will be the compliance and operational risk point...experience + 3+ years of experience with exposure to consumer compliance and regulatory hot topics within… more
- American Express (New York, NY)
- …assurance and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial ... members hold at least one professional certification. Our audit teams align to key risk areas and business units to ensure IAG can provide comprehensive and risk… more
- American Express (Sandy, UT)
- …assurance and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial ... one professional certification. Our audit teams align to key risk areas and business units to ensure IAG can...business units to ensure IAG can provide comprehensive and risk -based audit coverage. In addition, IAG has a Professional… more
- Discover (Riverwoods, IL)
- …in regulatory remediation and/or relationship management. **Preferred Qualifications:** + 12+ years Consumer compliance , enterprise risk management, legal ... Provides credible and independent oversight for all aspects of operational risks to the Consumer Banking business....requirements, review of business unit procedures and training for operational risk matters and provides advice and… more
- Bank of America (Charlotte, NC)
- …a culture of risk identification, escalation and timely mitigation of compliance and operational risks. The role requires collaboration with executive ... Consumer AML High Risk Detection Senior...influence business managers and peers to ensure enforcement of compliance programs, balancing operational strategy within area… more
- Bank of America (Charlotte, NC)
- High Risk Detection - Consumer AML Senior...operational lead experience, a plus. + AML or compliance based knowledge is an advantage for this role. ... of Business Description:** This Senior Operations Control Specialist role is on the Consumer AML High Risk Detection team within Global Operations. Conducts… more
- Truist (Charlotte, NC)
- … risk management or equivalent work experience and training 3. Experience in compliance and operational risk mitigation and remediation 4. Strong ... 9. Ability to travel, occasionally overnight **Preferred Qualifications:** Experience managing risk activities, mitigation, and best practices for Consumer … more
- Truist (Atlanta, GA)
- … risk management or equivalent work experience and training + Experience in compliance and operational risk mitigation and remediation + Strong ... monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control Self-Assessment… more
- Meta (Washington, DC)
- …Officer Responsibilities: 1. Compliance Advisory: - Advise product teams on consumer protection risk considerations for new products and initiatives - ... Proactively identify potential compliance risks and propose potential risk mitigations - Review consumer -facing content and user interfaces to ensure that… more
- BMO Financial Group (Naperville, IL)
- …maintenance and administration of first line of defense (1st LOD) programs (eg, operational risk , AML, compliance , regulatory, etc.), including overseeing ... employees, and second & third line functions to ensure Compliance , AML or operational risks are identified,...programs within the business/group to increase awareness of and compliance to risk management requirements. + Focus… more
- JPMorgan Chase (New York, NY)
- … Risk , Controls, Compliance , and Audit functions to provide expertise on operational risk matters. Operational Risk Officers independently assess ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...to be best-in-class. As a member of the CCB Operational Risk Management (ORM) team, you will… more
- JPMorgan Chase (Wilmington, DE)
- As part of Compliance , Conduct and Operational Risk (CCOR) you are at the center of helping the firm understand, manage and anticipate risks in a constantly ... be a great fit for our team. As a Compliance , Conduct and Operational Risk ...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
- CIBC (Chicago, IL)
- …securities trading, and anti-money laundering. JOB PURPOSE Reporting to the Director of Operational Resilience within the Operational Risk Management, this ... the delivery of critical services through disruption. This involves effectively managing operational risk through a deep understanding of the end-to-end delivery… more
- Discover (Riverwoods, IL)
- …+ Masters in Business Administration and Management + 12 + years of experience in Consumer compliance , enterprise risk management, legal risk , including ... leader will design, implement, and enable execution of the Operational Risk Oversight function by working with...us contribute every day to a culture that values compliance and risk management. Discover is committed… more
- Regions Bank (Atlanta, GA)
- …careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Function Manager ensures that line of business operations are ... support units to ensure the effective execution of the Operational Risk Framework across the specified business...analysis, emerging risk identification, and front line risk assessments + Manages several compliance processes,… more
- JPMorgan Chase (Wilmington, DE)
- …Control and Investor Relations functions, Legal, Business Control Managers, Business Management; Compliance and Operational risk global and regional team ... primary point of contact for delivery of the Firm's Compliance & Operational Risk Program...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
- Amazon (Arlington, VA)
- …closely with the Global Assurance team stakeholders ( Compliance Officers, Payments Risk , Governance, Internal Audit and other Operational and Support teams) ... to work directly with Regional Leaders to drive scalable risk and compliance testing solutions across many...US regulatory landscape on the level of financial crime compliance and consumer protection regulations; * Experience… more