- Fidelity TalentSource LLC (Smithfield, RI)
- …and state blue sky issues The Purpose of Your Role You will provide counsel to the private wealth management and institutional distribution arm for Fidelity s ... calm under pressure with a \u201Ccan-do\u201D attitude.Your ability to manage outside counsel to provide excellent legal services in a cost effective manner. The… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …Skills You BringJD and at least 6-10 years of law firm, industry, or regulatory experienceAdmitted to practice or willing to secure bar admission in the relevant ... rules and regulations and general knowledge and understanding of the regulatory framework for broker dealers, including relevant laws, rules and… more
- Fidelity TalentSource LLC (Boston, MA)
- …maintenance of Fidelity s CLOs.\u00A0 You will work closely with outside counsel reviewing investor, rating agency and trustee comments, and delivering Fidelity s ... Form ADV and Form PF filings, staying current on regulatory matters (US, EU and Cayman) that impact HI&A,...review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of… more
- Fidelity TalentSource LLC (Boston, MA)
- …and other bond offerings. You will work closely with internal and outside counsel in connection with work-outs and working with bondholder groups. In addition to ... deal work, you will assist with staying current on regulatory matters (US, EU and Cayman) that impact corporate...review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of… more
- George Washington University (Washington, DC)
- …Clinical Research (OCR) staff, Environmental Health and Safety, Office of General Counsel , regulatory committee Chairs and members, the Attending Veterinarian, ... I. JOB OVERVIEW Job Description Summary: The Director, Regulatory Oversight position reports to the Associate Provost Research Integrity and Compliance (AP-RIC) and… more
- Kore 1 (Los Angeles, CA)
- …to the organization and create a best place to work organization. Provides counsel and direction to all managers, department heads and executives and serves as ... cost savings, budgetary controls, and maintains expenses. Oversees legal and regulatory compliance in areas of employee and workplace policies, Workers'… more
- Fidelity TalentSource LLC (Durham, NC)
- …TeamFidelity Workplace Consulting (FWC) is composed of over 400 professionals who provide counsel to clients on the management of their domestic and global benefits. ... includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These … more
- Fidelity TalentSource LLC (Chicago, IL)
- …management and private equity sponsorsWorking with internal and external legal counsel regarding investment documentationBecoming a subject matter expert on key ... includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These … more
- Fidelity TalentSource LLC (Westlake, TX)
- …attorney to join our Wealth and Brokerage legal team as Legal Counsel , Broker-Dealer Regulation. This role focuses on groundbreaking digital financial services ... and Skills You Bring3-7 years of relevant law firm, industry, or regulatory experience as a practicing attorneySubstantial background and experience advising FINRA… more
- Fidelity TalentSource LLC (Chicago, IL)
- …risk functionWorking with Fidelity s Product team, internal and external counsel , tax advisors, accounting teams and other stakeholders on product development, ... the portfolio management team, the timing of cash calls. Board and regulatory reporting investment and commentary review.Linkage between portfolio managers and all… more
- Samsonite (Mansfield, MA)
- …day support of employees utilizing HR expertise and perspective Offers strategic counsel and collaborative guidance to managers on matters of employee relations, ... and resolve employee relations issues; conduct thorough and objective investigations when necessary This individual will anticipate HR-related needs, proactively… more
- Microsoft Corporation (Washington, DC)
- …training + culture. We have an opening in the role of Principal Corporate Counsel , Business & Regulatory Investigations . Microsoft's mission is to empower ... day. **Responsibilities** + As part of the Business & Regulatory Investigations Team, you will direct internal... Investigations Team, you will direct internal investigations and provide legal counsel on compliance… more
- JPMorgan Chase (Chicago, IL)
- … & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel within our Government Investigations & Regulatory Enforcement (GIRE) ... requests. You will work independently and with external counsel . You will act as a trusted advisor to...closely with line-of-business legal and compliance personnel on government investigations and regulatory matters + Draft correspondence… more
- BrandSafway (Atlanta, GA)
- …including the retention of outside counsel , in anticipation of and/or during regulatory investigations such as OSHA investigations . + Manage legal ... Senior Counsel - Insured Litigation and Claims (Director level)...firm. + Direct experience with construction litigation and OSHA investigations /proceedings. + Understanding of insurance programs, financial reserves, and… more
- Applied Materials (Austin, TX)
- … investigations docket, with particular emphasis on government inquiries and regulatory investigations and general litigation matters. This position requires ... **Title: Senior Counsel , Global Litigation & Investigations ** **Position...**Major Areas of Responsibility** + Managing offensive and defensive investigations , government inquiries and regulatory investigations… more
- University of Washington (Seattle, WA)
- …and faculty practice plans; * Partners with UW Medicine offices on regulatory investigations ; * Provides leadership on patient nondiscrimination issues; * ... has an outstanding opportunity for a Director of Clinical Regulatory Affairs and Associate General Counsel to...of Clinical Regulatory Affairs and Associate General Counsel to join their team.** **GENERAL DESCRIPTION AND PURPOSE**… more
- State of Massachusetts (Boston, MA)
- …with the Department of Youth Services for an attorney to serve as the Policy and Regulatory Counsel ( Counsel II). The Policy and Regulatory Counsel ... carry out their duties across the DYS continuum of care. The Policy and Regulatory Counsel is charged with coordinating the development, review, approval, and… more
- Meta (Los Angeles, CA)
- …cross-functional teams **Preferred Qualifications:** Preferred Qualifications: 9. Experience with regulatory investigations , engagements and risk mitigation 10. ... talented and supportive team to help lead on high-profile, precedent-setting regulatory inquiries, investigations , engagements, and initiatives with enforcement… more
- Vanderbilt University Medical Center (Nashville, TN)
- …Vanderbilt Health - Executive Search Team is conducting a national search for a Division Counsel - Compliance & Regulatory Attorney with a strong regulatory ... Academic Medical Center or Teaching Hospital on compliance and regulatory issues is highly desirable. This position will carry...desirable. This position will carry the title of Division Counsel and will work directly with VUMC and within… more
- DriveTime (Tempe, AZ)
- …protecting your vehicle. **That's Nice, But What's the Job?** **DriveTime Needs a Regulatory Enforcement Counsel ** **Think practicing law should be more than ... **That's Nice, But What's the Job?** In short, as Regulatory Enforcement Counsel you will work on...to government agencies and regulators, and in connection with regulatory examinations, investigations , and inquiries + Consulting… more
